0001034188-11-000007.txt : 20111114 0001034188-11-000007.hdr.sgml : 20111111 20111114141041 ACCESSION NUMBER: 0001034188-11-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALSEY ASSOCIATES INC/CT CENTRAL INDEX KEY: 0001034188 IRS NUMBER: 060972080 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06066 FILM NUMBER: 111200863 BUSINESS ADDRESS: STREET 1: 234 CHURCH STREET CITY: NEW HAVEN STATE: CT ZIP: 06510 BUSINESS PHONE: 2037720740 MAIL ADDRESS: STREET 1: 234 CHURCH STREET CITY: NEW HAVEN STATE: CT ZIP: 06510 13F-HR 1 inftable.txt SEPTEMBER 30, 2011 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 650 9053 SH SOLE 9053 ABB LTD COM 000375204 5618 328913 SH SOLE 328913 AT&T COM 00206R102 626 21935 SH SOLE 21935 Abbott Labs COM 002824100 1481 28950 SH SOLE 28950 AeroVironment COM 008073108 840 29840 SH SOLE 29840 Allergan COM 018490102 227 2760 SH SOLE 2760 Altria COM 02209S103 1205 44950 SH SOLE 44950 American Express COM 025816109 368 8200 SH SOLE 8200 Apache COM 037411105 343 4275 SH SOLE 4275 Apple Computer COM 037833100 10188 26719 SH SOLE 26719 Automatic Data COM 053015103 1256 26632 SH SOLE 26632 Avon Products COM 054303102 292 14880 SH SOLE 14880 Bank of America COM 060505104 167 27243 SH SOLE 27243 Baxter Intl COM 071813109 449 8000 SH SOLE 8000 Berkshire Hathaway Cl B COM 084670207 7623 107307 SH SOLE 107307 Block (H & R) COM 093671105 228 17120 SH SOLE 17120 Boeing COM 097023105 734 12127 SH SOLE 12127 Bristol Myers-Squibb COM 110122108 846 26950 SH SOLE 26950 Buckeye Partners LP COM 118230101 206 3300 SH SOLE 3300 CIGNA COM 125509109 276 6588 SH SOLE 6588 Caterpillar COM 149123101 318 4300 SH SOLE 4300 Celgene COM 151020104 7083 114414 SH SOLE 114414 Cenovus Energy COM 15135u109 13237 431024 SH SOLE 431024 Chaoda Modern Agriculture COM G2046Q107 26 157760 SH SOLE 157760 Cheung Kong Holdings COM Y13213106 1760 160100 SH SOLE 160100 ChevronTexaco COM 166764100 794 8572 SH SOLE 8572 China Minzhong COM y1503q105 3501 5184000 SH SOLE 5184000 Cisco Systems COM 17275r102 4754 306741 SH SOLE 306741 Coca Cola COM 191216100 4243 62804 SH SOLE 62804 Cognizant Tech COM 192446102 7391 117885 SH SOLE 117885 DST Systems COM 233326107 254 5800 SH SOLE 5800 Deere & Co COM 244199105 239 3700 SH SOLE 3700 Diageo PLC COM 25243q205 5033 66281 SH SOLE 66281 Dolby Labs COM 25659t107 4164 151742 SH SOLE 151742 Dresser-Rand Group COM 261608103 543 13400 SH SOLE 13400 Duke Energy COM 264399106 255 12764 SH SOLE 12764 EMC COM 268648102 5001 238269 SH SOLE 238269 Emerson Electric COM 291011104 954 23105 SH SOLE 23105 EnCana COM 292505104 6661 346723 SH SOLE 346723 Evercore Partners COM 29977a105 1520 66650 SH SOLE 66650 Expeditors Int'l COM 302130109 2941 72530 SH SOLE 72530 Exxon Mobil COM 30231g102 11008 151557 SH SOLE 151557 FedEx COM 31428X106 477 7050 SH SOLE 7050 First Connecticut Bancorp COM 319850103 213 18805 SH SOLE 18805 First Solar COM 336433107 716 11335 SH SOLE 11335 General Dynamics COM 369550108 1095 19256 SH SOLE 19256 General Electric COM 369604103 4039 265353 SH SOLE 265353 Gentex COM 371901109 351 14600 SH SOLE 14600 Google COM 38259p508 8420 16349 SH SOLE 16349 Greenhill & Co. COM 395259104 1769 61865 SH SOLE 61865 Henderson Land Development COM Y31476107 6351 1394600 SH SOLE 1394600 Hospitality Properties COM 44106m102 347 16325 SH SOLE 16325 Huabao Int'l COM g4639h122 1981 2405300 SH SOLE 2405300 Hyflux COM Y3817K105 3469 3033966 SH SOLE 3033966 IBM COM 459200101 5704 32618 SH SOLE 32618 Intel COM 458140100 1502 70416 SH SOLE 70416 Intuitive Surgical COM 46120e602 4893 13431 SH SOLE 13431 Itron COM 465741106 2830 95947 SH SOLE 95947 JPMorgan Chase COM 46625H100 1348 44751 SH SOLE 44751 Jacobs Engineering COM 469814107 5530 171259 SH SOLE 171259 Johnson & Johnson COM 478160104 4892 76802 SH SOLE 76802 Kinder Morgan COM 49456b101 377 14575 SH SOLE 14575 Kinder Morgan Management COM 49455u100 20484 349022 SH SOLE 349022 Kraft Foods COM 50075N104 706 21034 SH SOLE 21034 Lowe's COM 548661107 496 25666 SH SOLE 25666 Manulife Financial COM 56501R106 238 21000 SH SOLE 21000 McDonald's COM 580135101 2472 28149 SH SOLE 28149 Microsoft COM 594918104 594 23885 SH SOLE 23885 Monsanto COM 61166W101 4210 70126 SH SOLE 70126 Morningstar COM 617700109 2013 35665 SH SOLE 35665 NBT Bancorp COM 628778102 308 16547 SH SOLE 16547 Neogen COM 640491106 2252 64815 SH SOLE 64815 Paychex COM 704326107 568 21535 SH SOLE 21535 People's United Financial COM 712704105 616 54010 SH SOLE 54010 PepsiCo COM 713448108 8939 144414 SH SOLE 144414 Pfizer COM 717081103 531 30029 SH SOLE 30029 Philip Morris Int'l COM 718172109 3214 51520 SH SOLE 51520 Plum Creek Timber COM 729251108 330 9500 SH SOLE 9500 Proctor & Gamble COM 742718109 2080 32921 SH SOLE 32921 Quanta Services COM 74762e102 5367 285611 SH SOLE 285611 ResMed COM 761152107 12759 443160 SH SOLE 443160 Royal Dutch Shell PLC COM 780259206 941 15288 SH SOLE 15288 Schlumberger COM 806857108 908 15200 SH SOLE 15200 Sonova Holdings COM H8024W106 1599 17550 SH SOLE 17550 Suncor COM 867224107 2279 89586 SH SOLE 89586 Teva Pharmaceuticals COM 881624209 6054 162642 SH SOLE 162642 Texas Roadhouse COM 882681109 185 14000 SH SOLE 14000 Textron COM 883203101 176 10000 SH SOLE 10000 Union Pacific COM 907818108 444 5432 SH SOLE 5432 United Parcel Service COM 911312106 6783 107415 SH SOLE 107415 United Technologies COM 913017109 889 12628 SH SOLE 12628 Varian Medical Systems COM 92220p105 4723 90552 SH SOLE 90552 Verizon COM 92343V104 221 5994 SH SOLE 5994 Visa COM 92826c839 8905 103882 SH SOLE 103882 WalMart COM 931142103 2151 41441 SH SOLE 41441 Walt Disney Company COM 254687106 382 12654 SH SOLE 12654