0001145443-13-000277.txt : 20130213 0001145443-13-000277.hdr.sgml : 20130213 20130212173303 ACCESSION NUMBER: 0001145443-13-000277 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130212 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MANULIFE ASSET MANAGEMENT (US) LLC CENTRAL INDEX KEY: 0001034182 IRS NUMBER: 043168979 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03673 FILM NUMBER: 13598482 BUSINESS ADDRESS: STREET 1: 101 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-375-1500 MAIL ADDRESS: STREET 1: 101 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 FORMER COMPANY: FORMER CONFORMED NAME: MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC DATE OF NAME CHANGE: 20070214 FORMER COMPANY: FORMER CONFORMED NAME: SOVEREIGN ASSET MANAGEMENT CORP/MA DATE OF NAME CHANGE: 19990329 13F-HR/A 1 d30186_8.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Name: Manulife Asset Management (US) LLC Address: 101 Huntington Avenue Boston, MA 02199 Form 13F File Number: 028-03673 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Corson Title: Chief Compliance Officer Phone:(617) 375-6850 William Corson Boston, MA February 12, 2013 -------------- ---------- ---------------- [Signature] [City, State] [Date] NOTE: The original filing was made under the name Sovereign Asset Management Corporation. Report Type (check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 89 Form 13F Information Table Value Total: US $484,354 (thousands) List of Other Included Managers: NONE
VOTING AUTHORITY Title of CUSIP Value Shares or SH/ Put/ Investment Other Name of Issuer Class Number (x$1000) Prn Amount PRN Call Discretion Manager SOLE SHARED NONE 3M COMPANY COM COM 88579Y101 3,993 36,310 SH SOLE 520 0 35790 ABBOTT LABS COM 002824100 4,787 118,502 SH SOLE 7062 0 111440 AFLAC INC COM COM 001055102 16,162 526,626 SH SOLE 256788 250 269587 AIR PRODS & CHEMS INC COM 009158106 10,948 260,604 SH SOLE 134779 120 125705 ALLTEL CORP COM COM 020039103 5,803 144,614 SH SOLE 105395 125 39094 AMERICAN INTL GROUP I COM 026874107 14,617 267,227 SH SOLE 97762 100 169365 ANADARKO PETE CORP CO COM 032511107 949 21,300 SH SOLE 14855 0 6445 AOL TIME WARNER COM 00184A105 445 38,008 SH SOLE 26871 0 11137 AT&T CORP COM COM 001957109 196 16,281 SH SOLE 676 0 15605 AUSTINS STEAKS & SALO COM 052482205 8 16,666 SH SOLE 16666 0 0 AUTOMATIC DATA PROCES COM 053015103 7,685 221,019 SH SOLE 128412 140 92467 AVERY DENNISON CORP COM 053611109 1,849 32,450 SH SOLE 0 0 32450 AVON PRODS INC COM COM 054303102 11,680 253,367 SH SOLE 151182 140 102045 BANK AMER CORP COM COM 060505104 17,843 279,670 SH SOLE 118590 110 160969 BANK NEW YORK INC COM 064057102 8,482 295,118 SH SOLE 122533 130 172455 BAXTER INTL INC COM 071813109 6,197 202,864 SH SOLE 27816 0 175048 BELLSOUTH CORP COM 079860102 332 18,082 SH SOLE 6106 0 11976 BP AMOCO P L C ADR SP COM 055622104 3,426 85,868 SH SOLE 1515 0 84353 BRISTOL MYERS SQUIBB COM 110122108 341 14,320 SH SOLE 3880 0 10440 CADBURY SCHWEPPES DEL PFD 127207207 222 8,700 SH SOLE 5300 0 3400 CARDINAL HEALTH INC C COM 14149Y108 12,851 206,612 SH SOLE 96019 85 110508 CHESTER VY BANCORP IN COM 166335109 822 49,839 SH SOLE 3736 0 46102 CHEVRONTEXACO CORPORA COM 166764100 13,370 193,067 SH SOLE 91169 80 101818 CISCO SYS INC COM COM 17275R102 5,726 546,368 SH SOLE 61808 0 484560 CITIGROUP INC COM COM 172967101 15,076 508,468 SH SOLE 222870 200 285398 COCA COLA CO COM 191216100 583 12,157 SH SOLE 4992 0 7165 COLGATE PALMOLIVE CO COM 194162103 12,853 238,240 SH SOLE 121350 100 116790 CONOCOPHILLIPS COM COM 20825C104 582 12,578 SH SOLE 1327 0 11251 DOMINION RES INC VA N COM 25746U109 2,117 41,727 SH SOLE 422 0 41305 DUKE PWR CO COM 264399106 819 41,910 SH SOLE 28825 0 13085 E M C CORP MASS COM COM 268648102 358 78,390 SH SOLE 56702 0 21688 ELECTRONIC DATA SYS C COM 285661104 147 10,482 SH SOLE 2519 0 7963 EMERSON ELEC CO COM 291011104 8,720 198,458 SH SOLE 93012 115 105331 EXXON MOBIL CORP COM COM 30231G102 15,933 499,475 SH SOLE 216371 200 282905 FAMILY DLR STORES INC COM 307000109 1,925 71,615 SH SOLE 11405 0 60210 FANNIE MAE COM 313586109 16,233 272,632 SH SOLE 114944 100 157588 FIRST FINL BANCSHARES COM 32020R109 361 9,900 SH SOLE 9900 0 0 FLEETBOSTON FINL CORP COM 339030108 381 18,739 SH SOLE 8981 0 9758 FREDDIE MAC COM 313400301 3,101 55,468 SH SOLE 418 0 55050 GANNETT INC DEL COM 364730101 457 6,335 SH SOLE 1218 0 5117 GENERAL ELEC CO COM 369604103 17,561 712,433 SH SOLE 247313 220 464900 HARTFORD FINL SVCS GR COM 416515104 3,079 75,100 SH SOLE 100 0 75000 HEWLETT PACKARD CO CO COM 428236103 3,050 261,373 SH SOLE 47652 0 213721 HOME DEPOT INC COM COM 437076102 837 32,068 SH SOLE 11893 0 20175 HONEYWELL INTL INC CO COM 438516106 1,221 56,380 SH SOLE 29340 0 27040 I B M COM 459200101 11,746 201,436 SH SOLE 84823 70 116542 ILLINOIS TOOL WKS INC COM 452308109 11,257 192,981 SH SOLE 108624 100 84257 INTEL CORP COM COM 458140100 6,883 495,515 SH SOLE 293744 300 201471 JOHN HANCOCK INVT TR MF 47803P302 293 19,434 SH SOLE 19434 0 0 JOHNSON & JOHNSON COM 478160104 19,935 368,625 SH SOLE 141292 120 227213 KIMBERLY CLARK CORP C COM 494368103 255 4,496 SH SOLE 2600 0 1896 KRAFT FOODS INC CL A COM 50075N104 10,611 291,024 SH SOLE 159979 170 130875 LOWES COS INC COM COM 548661107 14,292 345,227 SH SOLE 204306 150 140771 LUCENT TECHNOLOGIES I COM 549463107 18 23,242 SH SOLE 6941 0 16301 MBNA CORP COM COM 55262L100 2,503 136,175 SH SOLE 1175 0 135000 MCGRAW-HILL COMPANIES COM 580645109 3,390 55,381 SH SOLE 661 0 54720 MEDTRONIC INC COM COM 585055106 13,187 313,078 SH SOLE 178440 155 134484 MELLON FINL CORP COM COM 58551A108 1,743 67,230 SH SOLE 1530 0 65700 MERCK & CO INC COM 589331107 601 13,144 SH SOLE 11344 0 1800 MICROSOFT CORP COM COM 594918104 5,053 115,517 SH SOLE 8348 0 107169 MORGAN STANLEY DEAN W COM 617446448 7,117 210,056 SH SOLE 133624 130 76302 NOKIA CORP ADR SPONSO COM 654902204 6,338 478,354 SH SOLE 367478 400 110476 OMNICOM GROUP COM COM 681919106 2,228 40,010 SH SOLE 10 0 40000 ORACLE SYS CORP COM 68389X105 1,212 154,200 SH SOLE 72223 0 81977 ORASURE TECHNOLOGIES COM 68554V108 186 41,900 SH SOLE 41900 0 0 PEPSICO INC COM 713448108 12,154 328,934 SH SOLE 169782 165 158987 PFIZER INC COM 717081103 2,660 91,669 SH SOLE 21794 0 69875 PHILIP MORRIS COS INS COM 718154107 5,118 131,905 SH SOLE 2605 0 129300 PNC FINANCIAL CORP COM 693475105 630 14,928 SH SOLE 5150 0 9778 PRAXAIR INC COM COM 74005P104 3,836 75,055 SH SOLE 405 0 74650 PROCTER & GAMBLE COMP COM 742718109 3,471 38,838 SH SOLE 3632 0 35206 QUESTAR CORP COM COM 748356102 8,761 383,591 SH SOLE 249956 250 133385 ROHM & HAAS CO COM COM 775371107 10,772 347,481 SH SOLE 161851 160 185470 ROYAL DUTCH PETE CO N COM 780257804 228 5,665 SH SOLE 3040 0 2625 SBC COMMUNICATIONS IN COM 78387G103 9,951 495,060 SH SOLE 240978 250 253832 SUN MICROSYSTEMS INC COM 866810104 32 12,380 SH SOLE 9680 0 2700 SYSCO CORP COM COM 871829107 4,204 148,075 SH SOLE 18640 0 129435 TARGET CORP COM COM 8.76E+110 11,762 398,434 SH SOLE 171926 150 226358 TEXAS INSTRS INC COM COM 882508104 590 39,947 SH SOLE 28426 0 11521 TRAVELERS PROP & CAS CL COM 89420G109 6,633 502,463 SH SOLE 265746 300 236416 UNITED TECHNOLOGIES C COM 913017109 953 16,866 SH SOLE 16866 0 0 VERIZON COMMUNICATION COM 92343V104 4,441 161,851 SH SOLE 28799 0 133052 WACHOVIA GROUP COM COM 929903102 1,628 49,791 SH SOLE 19574 0 30217 WAL MART STORES INC COM 931142103 1,080 21,927 SH SOLE 8055 0 13872 WELLS FARGO & CO NEW COM 949746101 18,634 386,920 SH SOLE 186025 130 200764 WILEY JOHN & SONS INC COM 968223206 288 13,067 SH SOLE 0 0 13067 WILMINGTON TR CORP CO COM 971807102 246 8,520 SH SOLE 0 0 8520 WYETH COM 983024100 3,291 103,488 SH SOLE 30261 0 73227 XO COMMUNICATIONS INC COM 983764101 15 493,497 SH SOLE 493497 0 0