0001145443-13-000274.txt : 20130213
0001145443-13-000274.hdr.sgml : 20130213
20130212173123
ACCESSION NUMBER: 0001145443-13-000274
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20011231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130212
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MANULIFE ASSET MANAGEMENT (US) LLC
CENTRAL INDEX KEY: 0001034182
IRS NUMBER: 043168979
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03673
FILM NUMBER: 13598469
BUSINESS ADDRESS:
STREET 1: 101 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-375-1500
MAIL ADDRESS:
STREET 1: 101 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
FORMER COMPANY:
FORMER CONFORMED NAME: MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC
DATE OF NAME CHANGE: 20070214
FORMER COMPANY:
FORMER CONFORMED NAME: SOVEREIGN ASSET MANAGEMENT CORP/MA
DATE OF NAME CHANGE: 19990329
13F-HR/A
1
d30186_5.txt
13F-HR/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2001
Check here if Amendment [X]; Amendment Number: 1
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Name: Manulife Asset Management (US) LLC
Address: 101 Huntington Avenue
Boston, MA 02199
Form 13F File Number: 028-03673
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William Corson
Title: Chief Compliance Officer
Phone:(617) 375-6850
William Corson Boston, MA February 12, 2013
-------------- ---------- ----------------
[Signature] [City, State] [Date]
NOTE: The original filing was made under the name Sovereign Asset Management
Corporation.
Report Type (check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
report manager are reported in this report and a portion are reported by
other reporting manager(s).
List of Other Managers Reporting for this Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 102
Form 13F Information Table Value Total: US $573,678 (thousands)
List of Other Included Managers:
No. Form 13F File Number Name
1 028-03222 John Hancock Advisers, Inc.
VOTING AUTHORITY
Title of CUSIP Value Shares or SH/ Put/ Investment Other
Name of Issuer Class Number (x$1000) Prn Amount PRN Call Discretion Manager SOLE SHARED NONE
ABBOTT LABS COM 002824100 3,835 68,785 SH SOLE 15,980 0 52,805
AFLAC INC COM COM 001055102 11,120 452,762 SH SHARED-DEFINED 01 182,337 250 270,175
AIR PRODS & CHEMS INC COM 009158106 3,331 71,000 SH SOLE 0 0 71,000
ALLTEL CORP COM COM 020039103 5,057 81,925 SH SHARED-DEFINED 01 48,805 100 33020
AMERICAN HOME PRODS C COM 026609107 15,791 257,348 SH SHARED-DEFINED 01 100,153 100 157,095
AMERICAN INTL GROUP I COM 026874107 13,270 167,128 SH SHARED-DEFINED 01 57,806 70 109,251
ANADARKO PETE CORP CO COM 032511107 1,589 27,950 SH SOLE 19,785 0 8,165
ANHEU USCH COS INC COM 035229103 1,837 40,633 SH SOLE 633 0 40,000
AOL TIME WARNER COM 00184A105 5,982 186,356 SH SOLE 33,571 0 152,785
AT&T CORP COM COM 001957109 333 18,365 SH SOLE 2,560 0 15,805
AUSTINS STEAKS & SALO COM 052482205 8 16,666 SH SOLE 16,666 0 0
AUTOMATIC DATA PROCES COM 053015103 9,662 164,036 SH SHARED-DEFINED 01 72,652 100 91284
AVERY DENNISON CORP COM 053611109 1,834 32,450 SH SOLE 0 0 32,450
AVON PRODS INC COM COM 054303102 6,896 148,295 SH SHARED-DEFINED 01 104085 140 44,070
BANK AMER CORP COM COM 060505104 13,544 215,152 SH SHARED-DEFINED 01 62,670 110 152,372
BANK NEW YORK INC COM 064057102 3,713 91,000 SH SOLE 0 0 91,000
BAXTER INTL INC COM 071813109 14,025 261,515 SH SOLE 38651 0 222,864
BELLSOUTH CORP COM 079860102 747 19,574 SH SOLE 6,898 0 12676
BP AMOCO P L C ADR SP COM 055622104 3,935 84,603 SH SOLE 308 0 84,295
BRISTOL MYERS SQUIBB COM 110122108 1,695 33,235 SH SOLE 5,515 0 27720
CADBURY SCHWEPPES DEL PFD 127207207 233 9,200 SH SOLE 5,800 0 3,400
CHESTER VY BANCORP IN COM 166335109 674 47,466 SH SOLE 3559 0 43,907
CHEVRONTEXACO CORPORA COM 166764100 15,542 173,441 SH SHARED-DEFINED 01 61445 80 111,916
CHUBB CORP COM 171232101 2,415 35,000 SH SOLE 0 0 35,000
CISCO SYS INC COM COM 17275R102 2,079 114,789 SH SOLE 67,459 0 47,330
CITIGROUP INC COM COM 172967101 22,637 448,431 SH SHARED-DEFINED 01 133,396 140 314,895
COCA COLA CO COM 191216100 547 11,601 SH SOLE 3,271 0 8,330
COLGATE PALMOLIVE CO COM 194162103 3,069 53,135 SH SOLE 0 0 53135
COMPAQ COMPUTER CORP COM 204493100 950 97,341 SH SOLE 68,246 0 29,095
CONOCO INC COM COM 208251504 3,203 113,163 SH SOLE 4,882 0 108,281
DOLLAR GEN CORP COM COM 256669102 157 10,538 SH SOLE 6,913 0 3625
DOMINION RES INC VA N COM 25746U109 4,928 82,000 SH SOLE 0 0 82,000
DOW CHEMICAL CORP COM 260543103 2,706 80,098 SH SOLE 0 0 80,098
DUKE PWR CO COM 264399106 6,209 158,152 SH SOLE 35,102 0 123,050
E M C CORP MASS COM COM 268648102 964 71,708 SH SOLE 52,143 0 19,565
ECOLAB INC COM COM 278865100 1,556 38,650 SH SOLE 300 0 38,350
ELECTRONIC DATA SYS C COM 285661104 6,781 98,915 SH SOLE 11305 0 87,610
EMERSON ELEC CO COM 291011104 4,950 86,696 SH SOLE 4125 0 82,571
EXXON MOBIL CORP COM COM 30231G102 16,481 419,366 SH SHARED-DEFINED 01 140,254 200 278,912
FAMILY DLR STORES INC COM 307000109 892 29,740 SH SOLE 16,130 0 13610
FEDERAL HOME LN MTG C COM 313400301 3,692 56,448 SH SOLE 1448 0 55,000
FEDERAL NAT MORTGAGE COM 313586109 18,324 230,496 SH SHARED-DEFINED 01 74,906 100 155,490
FIRSTSERVICE CORP SUB COM 33761N109 1,329 47,460 SH SOLE 47,460 0 0
FLEETBOSTON FINL CORP COM 339030108 10,683 292,674 SH SHARED-DEFINED 01 95,039 180 197,455
GANNETT INC DEL COM 364730101 412 6,135 SH SOLE 968 0 5,167
GENERAL ELEC CO COM 369604103 19,513 486,847 SH SHARED-DEFINED 01 148333 170 338,344
GUIDANT CORP COM COM 401698105 2,490 50,000 SH SOLE 0 0 50,000
HALLIBURTON CO COM COM 406216101 602 45,925 SH SOLE 32,945 0 12,980
HEWLETT PACKARD CO CO COM 428236103 339 16,506 SH SOLE 1,590 0 14,916
HOME DEPOT INC COM COM 437076102 6,329 124,073 SH SOLE 16,594 0 107,479
HONEYWELL INTL INC CO COM 438516106 6,988 206,620 SH SOLE 5,370 0 201,250
HOUSEHOLD INTL INC CO COM 441815107 1,625 28,041 SH SOLE 47 0 27994
I B M COM 459200101 20,530 169,722 SH SHARED-DEFINED 01 51,150 50 118,522
ILLINOIS TOOL WKS INC COM 452308109 7,976 117,786 SH SHARED-DEFINED 01 77,980 100 39706
INTEL CORP COM COM 458140100 14,993 476,715 SH SHARED-DEFINED 01 178,320 200 298,195
INTERPUBLIC GROUP COS COM 460690100 979 33,125 SH SOLE 6,630 0 26,495
J P MORGAN CHASE & CO COM 46625H100 6,215 170,972 SH SHARED-DEFINED 01 113,292 180 57500
JOHN HANCOCK INVT TR MF 47803P302 386 19,434 SH SOLE 19,434 0 0
JOHNSON & JOHNSON COM 478160104 19,266 325,995 SH SHARED-DEFINED 01 115,027 120 210848
KIMBERLY CLARK CORP C COM 494368103 8,095 135,372 SH SHARED-DEFINED 01 89,097 100 46175
KRAFT FOODS INC CL A COM 50075N104 6,294 184,940 SH SHARED-DEFINED 01 88,295 170 96,475
LINCOLN NATL CORP COM COM 534187109 2,603 53,600 SH SOLE 2,600 0 51,000
LOWES COS INC COM COM 548661107 13,617 293,400 SH SHARED-DEFINED 01 165550 150 127,700
LUCENT TECHNOLOGIES I COM 549463107 191 30,366 SH SOLE 6,979 0 23387
MCGRAW-HILL COMPANIES COM 580645109 3,967 65,050 SH SOLE 2,130 0 62,920
MEDTRONIC INC COM COM 585055106 10,767 210,262 SH SHARED-DEFINED 01 118,105 110 92,047
MERCK & CO INC COM 589331107 7,601 129,270 SH SHARED-DEFINED 01 71,365 100 57,805
MERRILL LYNCH & CO IN COM 590188108 2,534 48,613 SH SHARED-DEFINED 01 35,501 100 13,012
MICROSOFT CORP COM COM 594918104 6,623 99,971 SH SOLE 7,681 0 92,290
MINNESOTA MNG & MFG C COM 604059105 285 2,408 SH SOLE 525 0 1,883
MOLEX INC COM COM 608554101 742 23,974 SH SOLE 1,905 0 22069
MORGAN STANLEY DEAN W COM 617446448 10,728 191,780 SH SHARED-DEFINED 01 60,080 110 131,590
MOTOROLA INC COM COM 620076109 1,355 90,200 SH SOLE 0 0 90,200
NOKIA CORP ADR SPONSO COM 654902204 7,451 303,734 SH SHARED-DEFINED 01 210,017 220 93,497
NORTEL NETWORKS CORP COM 656568102 1,665 223,200 SH SOLE 153,540 0 69660
ORACLE SYS CORP COM 68389X105 4,389 317,795 SH SOLE 88,860 0 228935
ORASURE TECHNOLOGIES COM 68554V108 949 78,100 SH SOLE 78,100 0 0
PEPSICO INC COM 713448108 14,260 292,865 SH SHARED-DEFINED 01 128,412 140 164,313
PFIZER INC COM 717081103 908 22,777 SH SOLE 10,186 0 12,591
PHILIP MORRIS COS INS COM 718154107 5,966 130,125 SH SOLE 825 0 129300
PNC FINANCIAL CORP COM 693475105 7,277 129,477 SH SHARED-DEFINED 01 80,029 120 49,328
PROCTER & GAMBLE COMP COM 742718109 5,198 65,691 SH SOLE 2,972 0 62719
QUESTAR CORP COM COM 748356102 6,793 271,165 SH SHARED-DEFINED 01 145,485 300 125380
ROHM & HAAS CO COM COM 775371107 9,887 285,505 SH SHARED-DEFINED 01 103,530 160 181,815
ROYAL DUTCH PETE CO N COM 780257804 251 5,115 SH SOLE 2,435 0 2,680
SBC COMMUNICATIONS IN COM 78387G103 15,164 387,131 SH SHARED-DEFINED 01 181,337 200 205,594
SUN MICROSYSTEMS INC COM 866810104 1,632 132,676 SH SOLE 95,201 0 37,475
SYSCO CORP COM COM 871829107 5,984 228,217 SH SOLE 60,630 0 167,587
TARGET CORP COM COM 8.76E+110 5,902 143,787 SH SOLE 9777 0 134,010
TEXAS INSTRS INC COM COM 882508104 1,437 51,320 SH SOLE 36,660 0 14,660
TYCO INTL LTD NEW COM COM 902124106 9,611 163,180 SH SOLE 28,445 0 134,735
U S BANCORP COM 902973304 555 26,517 SH SOLE 1011 0 25,506
UNITED TECHNOLOGIES C COM 913017109 1,187 18,366 SH SOLE 18366 0 0
VERIZON COMMUNICATION COM 92343V104 9,968 210,027 SH SOLE 32,521 0 177,506
WACHOVIA GROUP COM COM 929903102 1,593 50,795 SH SOLE 19,374 0 31,421
WAL MART STORES INC COM 931142103 1,580 27,446 SH SOLE 10,569 0 16,877
WELLS FARGO & CO NEW COM 949746101 12,844 295,479 SH SHARED-DEFINED 01 120,936 160 174383
WILEY JOHN & SONS INC COM 968223206 310 13,440 SH SOLE 0 0 13440
WILMINGTON TR CORP CO COM 971807102 327 5,160 SH SOLE 0 0 5,160
WORLDCOM INC GA NEW C COM 98157D106 1,138 80,827 SH SOLE 57,362 0 23,465
XCEL ENERGY INC COM COM 98389B100 6,158 222,003 SH SHARED-DEFINED 01 110,383 250 111,370
XO COMMUNICATIONS INC COM 983764101 44 489,639 SH SOLE 489,639 0 0