-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G4dSta4VPBTMYMjQSgaMVm+BaqISkLbHfPkwr8Z+ZRX2cDuPm5eNcIVp8CX7/EUz oBfDkJ0CbGe35Cd6puLc6g== 0001010521-09-000178.txt : 20090212 0001010521-09-000178.hdr.sgml : 20090212 20090212125733 ACCESSION NUMBER: 0001010521-09-000178 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC CENTRAL INDEX KEY: 0001034182 IRS NUMBER: 043168979 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03673 FILM NUMBER: 09593348 BUSINESS ADDRESS: STREET 1: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-375-1500 MAIL ADDRESS: STREET 1: 101 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 FORMER COMPANY: FORMER CONFORMED NAME: SOVEREIGN ASSET MANAGEMENT CORP/MA DATE OF NAME CHANGE: 19990329 13F-HR 1 mfcglblus.txt MFC GLOBAL INVESTMENT MGMNT (U.S.), LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries.
Institutional Investment Manager Filing this report: Name: MFC Global Investment Management (U.S), LLC Address: 101 Huntington Avenue Boston, MA 02199
13F File Number: 28-03673 The Institutional Investment Manager Filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit is, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of reporting manager: Name: Barry Evans Title: President Phone: (617)375-1500 Signature, Place, and Date of Signing: /s/ Barry Evans Boston, MA February 4, 2009 Signature Place Date Report Type (Check only One): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of other managers reporting for this manager: None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of other included managers: 2 Form 13F information table entry total: 782 Form 13F information table value total: $8,742,161,575 List of other included managers: No. Form 13F File Number Name 1 28-11519 Manulife Financial Corporation 2 28-03983 John Hancock Life Insurance Company
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None 3M Co COM 88579Y101 20,009 347,747 X 1, 2 327,156 0 20,591 A T & T INC (NEW) COM 00206R102 42,276 1,483,356 X 1, 2 1,430,204 0 53,152 AAR Corp COM 000361105 6 315 X 1, 2 315 0 0 ABB Ltd.-Spon ADR ADR 000375204 26,917 1,793,251 X 1, 2 1,793,251 0 0 Abbott Laboratories COM 002824100 51,233 959,949 X 1, 2 901,352 0 58,597 Abington Bancorp Inc COM 00350L109 3,802 411,037 X 1, 2 411,037 0 0 ABN AMRO Cap Fnd Trst V PFD 00372P203 18,615 1,762,800 X 1, 2 1,762,800 0 0 ABN Amro Cap Fnd Trst VI PFD 00080V203 3,579 340,900 X 1, 2 340,900 0 0 ABN Amro Cap Fnd Trst VII PFD 00372Q201 12,696 1,276,000 X 1, 2 1,276,000 0 0 Access Integratd Tch Wrrnt WTS JHFAIXWPP 0 75,000 X 1, 2 75,000 0 0 ACE Ltd. COM H0023R105 71,055 1,342,696 X 1, 2 1,342,696 0 0 Adelphia Recovery Trust COM 00685R102 115 849,899 X 1, 2 849,899 0 0 Adelphia Recovery Trust COM 00685R409 205 20,456,330 X 1, 2 20,456,330 0 0 Aegon NV PFD 007924301 10,235 1,041,165 X 1, 2 1,041,165 0 0 Aegon NV PFD 007924400 2,993 299,050 X 1, 2 299,050 0 0 AERCAP HOLDINGS NV COM N00985106 616 204,678 X 1, 2 204,678 0 0 Aerovironment COM 008073108 5,360 145,626 X 1, 2 145,626 0 0 Aetna Inc-New COM 00817Y108 26,474 928,929 X 1, 2 928,929 0 0 AFLAC INC COM 001055102 36,411 794,305 X 1, 2 764,415 0 29,890 Agrium Inc COM 008916108 26 773 X 1, 2 773 0 0 Air France-KLM ADR 009119108 2,219 174,118 X 1, 2 174,118 0 0 Airgas Inc COM 009363102 160 4,100 X 1, 2 4,100 0 0 Alabama Power Co PFD 010392561 4,350 200,000 X 1, 2 200,000 0 0 Alabama Power Co. PFD 010392595 22,772 1,213,875 X 1, 2 1,213,875 0 0 Alaska Cmmnctns Sys Grp COM 01167P101 516 55,000 X 1, 2 55,000 0 0 Alberto-Culver Co COM 013078100 158 6,450 X 1, 2 6,450 0 0 Alexandria Real Est Equities REIT 015271109 769 12,750 X 1, 2 12,750 0 0 Align Technology Inc. COM 016255101 4,556 520,720 X 1, 2 520,720 0 0 Allegiant Travel Co. COM 01748X102 8,999 185,269 X 1, 2 185,269 0 0 Alliant Energy Corp. COM 018802108 13,131 450,000 X 1, 2 450,000 0 0 Alliant Techsystems Inc. COM 018804104 361 4,215 X 1, 2 4,215 0 0 Allscrpts-Misys Hlthcre Sltns COM 01988P108 2,814 283,703 X 1, 2 283,703 0 0 Alpha Natural Resources Inc COM 02076X102 71 4,369 X 1, 2 4,369 0 0 AMB Property Corp. REIT 00163T109 326 13,900 X 1, 2 13,900 0 0 Amerco Inc. PFD 023586209 7,184 390,000 X 1, 2 390,000 0 0 Ameren Corp COM 023608102 24,163 726,500 X 1, 2 726,500 0 0 AmerenCILCO PFD 153645304 743 7,460 X 1, 2 7,460 0 0 AmerenUE PFD 906548300 979 12,262 X 1, 2 12,262 0 0 American Electric Pwr Co Inc COM 025537101 22,909 688,377 X 1, 2 688,377 0 0 American Express Co COM 025816109 928 50,000 X 1, 2 50,000 0 0 American International Group COM 026874107 23 14,581 X 1, 2 7,949 0 6,632 American Orientl Bioengnrng COM 028731107 31,849 4,690,614 X 1, 2 4,690,614 0 0 American Pacific Corp. COM 028740108 1,800 223,565 X 1, 2 223,565 0 0 American Public Education COM 02913V103 1,302 35,000 X 1, 2 35,000 0 0 American Tower Corp COM 029912201 182 6,204 X 1, 2 6,204 0 0 Ameriprise Financial Inc COM 03076C106 2,938 125,790 X 1, 2 125,790 0 0 AmerisourceBergen Corp COM 03073E105 4,057 113,770 X 1, 2 113,770 0 0 Ameron International Corp COM 030710107 2,192 34,844 X 1, 2 34,844 0 0 AMG Pharmaceuticals Inc. COM 00163U106 5,990 167,096 X 1, 2 167,096 0 0 Amgen Inc COM 031162100 12,455 215,674 X 1, 2 215,674 0 0 Amphenol Corp COM 032095101 319 13,308 X 1, 2 13,308 0 0 Anadarko Petroleum Corp COM 032511107 578 15,000 X 1, 2 15,000 0 0 ANALOG DEVICES INC COM 032654105 17,316 910,386 X 1, 2 870,415 0 39,971 AON Corp COM 037389103 14,762 323,152 X 1, 2 323,152 0 0 Apache Corp PFD 037411402 22,060 236,649 X 1, 2 236,649 0 0 Apartmnt Invstmt & Mgmt Co PFD 03748R838 773 55,000 X 1, 2 55,000 0 0 App China Group COM 002023992 1,886 37,717 X 1, 2 37,717 0 0 Apple Inc COM 037833100 2,269 26,590 X 1, 2 26,590 0 0 Appld Extrusn Tch - Class A COM 038196200 119 51,082 X 1, 2 51,082 0 0 ARCHER DANIELS MIDLAN COM 039483102 110,928 3,847,666 X 1, 2 3,811,451 0 36,215
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None Aspen Technology Inc COM 045327103 2,733 368,315 X 1, 2 368,315 0 0 ATA Holdings Inc COM 642014104 0 20,062 X 1, 2 20,062 0 0 ATA Holdings WARRANTS WTS 642014112 0 11,942 X 1, 2 11,942 0 0 Atheros Communications Inc COM 04743P108 3,001 209,718 X 1, 2 209,718 0 0 Atmos Energy Corp COM 049560105 17,581 741,800 X 1, 2 741,800 0 0 Atwood Oceanics Inc COM 050095108 3,572 233,745 X 1, 2 233,745 0 0 AUTOMATIC DATA PROCES COM 053015103 29,409 747,565 X 1, 2 696,923 0 50,642 Autozone Inc. COM 053332102 57,357 411,252 X 1, 2 411,252 0 0 AvalonBay Communities Inc. REIT 053484101 672 11,100 X 1, 2 11,100 0 0 Aveta Inc COM 05365U101 4,517 752,790 X 1, 2 752,790 0 0 AVON PRODS INC COM 054303102 205 8,521 X 1, 2 4,621 0 3,900 Axis Capital Holdings Limitd COM G0692U109 27,645 949,361 X 1, 2 949,361 0 0 BAC Capital Trust II PFD 055188205 2,402 117,000 X 1, 2 117,000 0 0 BAC Capital Trust IV PFD 055185201 3,577 212,550 X 1, 2 212,550 0 0 Bally Technologies Inc COM 05874B107 6,335 263,640 X 1, 2 263,640 0 0 Baltimore Gas & Electric PFD 059165688 2,052 20,250 X 1, 2 20,250 0 0 Baltimore Gas & Electric PFD 059165761 21,835 213,870 X 1, 2 213,870 0 0 Banco Bradsco-Spnsrd ADR ADR 059460303 1,760 178,287 X 1, 2 178,287 0 0 Banco Santander PFD 80281R300 13,250 530,000 X 1, 2 530,000 0 0 Bancorpsouth Inc COM 059692103 979 41,900 X 1, 2 41,900 0 0 BANK AMER CORP COM 060505104 66,148 4,698,039 X 1, 2 4,675,041 0 22,998 Bank of Amercia Corp PFD 060505831 22,019 1,465,000 X 1, 2 1,465,000 0 0 BANK OF AMERICA CORP PFD 060505740 11,369 715,000 X 1, 2 715,000 0 0 Bank of America Corp PFD 060505765 14,385 710,370 X 1, 2 710,370 0 0 Bank of Marin Bancorp/CA COM 063425102 1,075 45,447 X 1, 2 45,447 0 0 BANK OF N.Y. MELL COM 064058100 83,913 2,961,975 X 1, 2 2,894,335 0 67,640 Bank of the Ozarks COM 063904106 59 1,977 X 1, 2 1,977 0 0 Barclays Bank PLC PFD 06739H776 4,624 340,000 X 1, 2 340,000 0 0 Barrick Gold Corp COM 067901108 127,669 3,472,092 X 1, 2 3,472,092 0 0 BB&T Corp COM 054937107 45,283 1,649,062 X 1, 2 1,616,793 0 32,269 Beacon Roofing Supply Inc COM 073685109 1,326 95,519 X 1, 2 95,519 0 0 Becton Dickinson & Co COM 075887109 26,442 386,638 X 1, 2 375,618 0 11,020 Beneficial Mutual Bncrp Inc. COM 08173R104 252 22,401 X 1, 2 22,401 0 0 Benjamin Franklin Bncrp Inc COM 082073107 2,001 134,102 X 1, 2 134,102 0 0 Berkshire Hathaway Inc. COM 084670207 49,868 15,516 X 1, 2 15,516 0 0 Berkshire Hathaway Inc-Cl A COM 084670108 16,132 167 X 1, 2 167 0 0 Berkshire Hills Bancorp COM 084680107 20,674 669,937 X 1, 2 669,937 0 0 Best Buy Co Inc COM 086516101 36,381 1,294,223 X 1, 2 1,294,223 0 0 Beverly National Corp COM 088115100 1,368 97,500 X 1, 2 97,500 0 0 BGC Partners Inc-CL A COM 05541T101 3,097 1,122,027 X 1, 2 1,122,027 0 0 BGE Capital Trust II PFD 05541Q206 39,171 2,479,153 X 1, 2 2,479,153 0 0 BGI Canada LtdUnv Bnd IndxFn ETF 05699A920 76,462 3,555,965 X 1, 2 3,555,965 0 0 BioForm Medical Inc. COM 09065G107 649 712,764 X 1, 2 712,764 0 0 Biogen Idec Inc COM 09062X103 8,377 175,870 X 1, 2 175,870 0 0 BioMarin Pharmaceutical Inc COM 09061G101 4,077 229,065 X 1, 2 229,065 0 0 BJ Services Co. COM 055482103 245 21,019 X 1, 2 21,019 0 0 Black Hills Corp COM 092113109 12,404 460,100 X 1, 2 460,100 0 0 Blackrock Inc/New York COM 09247X101 12,957 96,589 X 1, 2 96,589 0 0 Boise Inc. WTS 09746Y113 1 70,816 X 1, 2 70,816 0 0 Boston Properties Inc REIT 101121101 803 14,600 X 1, 2 14,600 0 0 BP AMOCO P L C ADR SP COM 055622104 19,737 422,266 X 1, 2 419,305 0 2,961 Brazil Ethanol Inc.-Unit Units 10575X200 2,372 1,210,159 X 1, 2 1,210,159 0 0 BRE Properties REIT 05564E106 406 14,500 X 1, 2 14,500 0 0 Bridge Capital Holdings COM 108030107 572 150,564 X 1, 2 150,564 0 0 Broadcom Corp COM 111320107 146 8,611 X 1, 2 8,611 0 0 Broadridge Financial Solutions COM 11133T103 3,452 275,272 X 1, 2 275,272 0 0 Brocade Communications Sys COM 111621306 14,948 5,338,712 X 1, 2 5,338,712 0 0 Bryn Mawr Bank Corp. COM 117665109 7,716 383,894 X 1, 2 383,894 0 0 Bunge Limited COM G16962105 79,423 1,534,147 X 1, 2 1,534,147 0 0 C V S Corp COM 126650100 28,278 983,917 X 1, 2 936,822 0 47,096
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None C.H. Robinson Worldwide Inc. COM 12541W209 135 2,462 X 1, 2 2,462 0 0 Cablevision Systems - Cl A COM 12686C109 274 16,245 X 1, 2 16,245 0 0 Cabot Oil & Gas Corporation COM 127097103 1,092 42,012 X 1, 2 42,012 0 0 Call Comcast Corp. OP 20030AC10 1,658 375,000 X 1, 2 375,000 0 0 Call Comcast Corp. OP 20030AD10 2,499 1,190,000 X 1, 2 1,190,000 0 0 Call Comcast Corp-CL A OP CMCSAAE1 1,437 1,690,000 X 1, 2 1,690,000 0 0 Call Delta Air Lines Inc OP 2473617AU 1,210 200,000 X 1, 2 200,000 0 0 Call Delta Air Lines Inc. OP 2473617AA 4,560 600,000 X 1, 2 600,000 0 0 Call Delta Air Lines Inc. OP 2473617AB 1,000 200,000 X 1, 2 200,000 0 0 Camden National Corp. COM 133034108 2,601 96,392 X 1, 2 96,392 0 0 Canadian Natural Resrces Ltd COM 136385101 18,384 459,828 X 1, 2 459,828 0 0 Capital City Bank Group Inc COM 139674105 1,655 60,743 X 1, 2 60,743 0 0 Cardinal Health Inc COM 14149Y108 1,461 42,388 X 1, 2 42,388 0 0 Carolina Power & Light Co PFD 144141405 11,800 122,875 X 1, 2 122,875 0 0 Carrol Restaurant Group Inc COM 14574X104 6,634 2,456,988 X 1, 2 2,456,988 0 0 Caterpillar Inc COM 149123101 5,819 130,275 X 1, 2 130,275 0 0 CBS Corp PFD 124857400 6,245 476,000 X 1, 2 476,000 0 0 Central Maine Power Company PFD 154051866 725 11,015 X 1, 2 11,015 0 0 CEPHALON INC COM 156708109 51,106 663,369 X 1, 2 663,369 0 0 CF Industries Holdings Inc COM 125269100 130 2,645 X 1, 2 2,645 0 0 CH Energy Group Inc COM 12541M102 50,414 981,000 X 1, 2 981,000 0 0 Charles Schwab Corp COM 808513105 71,624 4,429,413 X 1, 2 4,429,413 0 0 Charter Communications Inc COM 16117M107 932 11,392,000 X 1, 2 11,392,000 0 0 Chevron Corporation COM 166764100 37,708 509,772 X 1, 2 479,832 0 29,940 Chipotle Mexican Grill-CL A COM 169656105 468 7,551 X 1, 2 7,551 0 0 Chunghwa Telcm Co LTD-ADR ADR 17133Q304 788 50,481 X 1, 2 50,481 0 0 Cia Saneamento Bsco De-ADR ADR 20441A102 5,536 228,664 X 1, 2 228,664 0 0 CISCO SYS INC COM 17275R102 15,543 953,546 X 1, 2 909,990 0 43,556 CIT Group Inc PFD 125581207 14,959 1,159,600 X 1, 2 1,159,600 0 0 CIT Group Inc PFD 125581405 2,878 390,000 X 1, 2 390,000 0 0 Citigroup Cap VIII 6.95% PFD 17306R204 36,444 2,127,500 X 1, 2 2,127,500 0 0 Citigroup Capital VII PFD 17306N203 5,851 362,042 X 1, 2 362,042 0 0 Citigroup Capital X PFD 173064205 10,663 760,000 X 1, 2 760,000 0 0 Citigroup Capital XI PFD 17307Q205 347 25,000 X 1, 2 25,000 0 0 Citigroup Inc COM 172967101 7,726 1,151,360 X 1, 2 1,144,785 0 6,575 Citigroup Inc PFD 172967556 9,869 623,450 X 1, 2 623,450 0 0 Citigroup Inc PFD 172967572 16,414 1,029,100 X 1, 2 1,029,100 0 0 City Holding Co COM 177835105 4,410 126,794 X 1, 2 126,794 0 0 CMS Energy Corp COM 125896100 24,449 2,420,647 X 1, 2 2,420,647 0 0 CoBiz Financial Inc COM 190897108 8,907 914,427 X 1, 2 914,427 0 0 Coca-Cola Co COM 191216100 1,901 42,000 X 1, 2 42,000 0 0 Coinstar Inc COM 19259P300 4,816 246,825 X 1, 2 246,825 0 0 COLGATE PALMOLIVE CO COM 194162103 1,543 22,515 X 1, 2 6,767 0 15,748 Colonial Bancgroup Inc COM 195493309 5,516 2,664,883 X 1, 2 2,664,883 0 0 Comcast Corp PFD 20030N309 11,606 509,930 X 1, 2 509,930 0 0 Comcast Corp PFD 20030N408 40,778 1,853,556 X 1, 2 1,853,556 0 0 Comcast Corp PFD 20030N507 5,099 248,500 X 1, 2 248,500 0 0 Comcast Corp Special CL A COM 20030N200 16,100 996,912 X 1, 2 996,912 0 0 Comerica Inc COM 200340107 8,350 420,630 X 1, 2 420,630 0 0 Commerce Bancshares Inc COM 200525103 28,018 637,487 X 1, 2 637,487 0 0 Comstock Resources Inc COM 205768203 4,763 100,814 X 1, 2 100,814 0 0 Comtech Telecommunications COM 205826209 8,047 175,620 X 1, 2 175,620 0 0 Conceptus Inc COM 206016107 3,430 225,362 X 1, 2 225,362 0 0 Concur Technologies Inc COM 206708109 8,999 274,187 X 1, 2 274,187 0 0 Connecticut Light and Pwr Co PFD 207597709 1,023 20,686 X 1, 2 20,686 0 0 Connecticut Light and Pwr Co PFD 207597832 851 27,255 X 1, 2 27,255 0 0 CONOCOPHILLIPS COM 20825C104 11,057 213,448 X 1, 2 193,075 0 20,373 Consolidated Edison Co of NY PFD 209111707 2,550 30,000 X 1, 2 30,000 0 0 Consolidated Edison Inc COM 209115104 14,209 365,000 X 1, 2 365,000 0 0 Constant Contact Inc COM 210313102 7,071 533,630 X 1, 2 533,630 0 0
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None Constellation Energy Grp PFD 210387205 14,744 760,000 X 1, 2 760,000 0 0 Continental Airlines Fncl Trst I PFD 210796306 44,954 2,247,718 X 1, 2 2,247,718 0 0 Copa Holdings SA-Class A COM P31076105 2,486 82,000 X 1, 2 82,000 0 0 Core Laboratories COM N22717107 212 3,540 X 1, 2 3,540 0 0 Core-Mark Holding Co Inc COM 218681104 4,024 187,011 X 1, 2 187,011 0 0 Corning Inc COM 219350105 36,226 3,801,294 X 1, 2 3,801,294 0 0 Corporate Backed Trust Certs PFD 21988G296 636 45,400 X 1, 2 45,400 0 0 Corporate Office Prprties Trst S REIT 22002T108 399 13,000 X 1, 2 13,000 0 0 Corrections Corp of America COM 22025Y407 2,740 167,510 X 1, 2 167,510 0 0 Covance Inc. COM 222816100 233 5,063 X 1, 2 5,063 0 0 Covidien Ltd. COM G2552X108 2,766 76,332 X 1, 2 76,332 0 0 Cresud SACIF y A ADR 226406106 1,148 128,267 X 1, 2 128,267 0 0 Cullen/Frost Bankers Inc COM 229899109 45,114 890,167 X 1, 2 890,167 0 0 Danaher Corp COM 235851102 26,320 464,927 X 1, 2 445,922 0 19,005 Danvers Bancorp Inc. COM 236442109 747 55,905 X 1, 2 55,905 0 0 DB Capital Funding VIII PFD 25153U204 4,811 282,000 X 1, 2 282,000 0 0 DB Cont Cap Trst II PFD 25153X208 8,721 585,275 X 1, 2 585,275 0 0 DB CONT CAP TRUST III PFD 25154A108 22,751 1,339,893 X 1, 2 1,339,893 0 0 Dell Inc COM 24702R101 666 65,000 X 1, 2 65,000 0 0 Delta Air Lines Inc. COM 247361702 160,843 14,035,183 X 1, 2 14,035,183 0 0 Delta Petroleum Corp COM 247907207 309 65,000 X 1, 2 65,000 0 0 Denbury Resources Inc COM 247916208 31,873 2,918,808 X 1, 2 2,918,808 0 0 Dentsply International Inc COM 249030107 16,662 590,008 X 1, 2 559,023 0 30,985 Deutsche Telekom ADR 251566105 126 8,253 X 1, 2 8,253 0 0 DEVON ENRGY CORP NEW COM 25179M103 17,044 259,379 X 1, 2 249,074 0 10,305 Devry Inc COM 251893103 306 5,329 X 1, 2 5,329 0 0 DG FastChannel Inc COM 23326R109 13,994 1,121,323 X 1, 2 1,121,323 0 0 DIAGEO PLC ADR SPONSO COM 25243Q205 23,241 409,609 X 1, 2 386,643 0 22,966 Digital Realty Trust Inc REIT 253868103 1,565 47,650 X 1, 2 47,650 0 0 Dime Community Bancshares COM 253922108 6,494 488,277 X 1, 2 488,277 0 0 Discover Financial Services COM 254709108 3,614 379,218 X 1, 2 379,218 0 0 DNB Financial Corp. COM 233237106 722 78,515 X 1, 2 78,515 0 0 Dominion Resources Inc/Va COM 25746U109 16,486 460,000 X 1, 2 460,000 0 0 Domino's Pizza Inc COM 25754A201 1,240 263,226 X 1, 2 263,226 0 0 Double Eagle Petroleum Co COM 258570209 281 40,000 X 1, 2 40,000 0 0 Douglas Emmett Inc REIT 25960P109 428 32,750 X 1, 2 32,750 0 0 Dresser-Rand Group Inc COM 261608103 1,698 98,462 X 1, 2 98,462 0 0 Dril-Quip Inc. COM 262037104 2,127 103,718 X 1, 2 103,718 0 0 Drugstore.Com Inc COM 262241102 2,931 2,363,447 X 1, 2 2,363,447 0 0 DSW Inc-Class A COM 23334L102 1,454 116,710 X 1, 2 116,710 0 0 DTE Energy Co COM 233331107 37,097 1,040,000 X 1, 2 1,040,000 0 0 DTE Energy Trust I PFD 23333Q201 13,701 614,400 X 1, 2 614,400 0 0 DTE Energy Trust II PFD 23334U201 756 35,000 X 1, 2 35,000 0 0 Du Pnt (E.I.) de Nemours & Co COM 263534109 356 14,088 X 1, 2 5,355 0 8,733 Duke Energy Corp COM 26441C105 13,509 900,000 X 1, 2 900,000 0 0 Duke Realty Corp PFD 264411745 3,480 338,180 X 1, 2 338,180 0 0 Duke Realty Corp PFD 264411760 3,716 371,600 X 1, 2 371,600 0 0 Duke Realty Corp PFD 264411778 11,621 1,154,025 X 1, 2 1,154,025 0 0 Duquesne Light PFD 266228824 52,593 1,119,000 X 1, 2 1,119,000 0 0 Eastern Virginia Bankshares COM 277196101 881 100,000 X 1, 2 100,000 0 0 Eaton Vance Corp COM 278265103 306 14,570 X 1, 2 14,570 0 0 eBay Inc. COM 278642103 38,606 2,765,475 X 1, 2 2,765,475 0 0 ECB Bancorp COM 268253101 440 27,504 X 1, 2 27,504 0 0 EchoStar Corp.-A COM 278768106 6,393 429,904 X 1, 2 429,904 0 0 Ecolab Inc. COM 278865100 50,887 1,447,716 X 1, 2 1,447,716 0 0 eHealth Inc. COM 28238P109 20,902 1,573,923 X 1, 2 1,573,923 0 0 Eldorado Gold Corp. COM 284902103 2,385 300,000 X 1, 2 300,000 0 0 Electro-Optical Sciences Inc COM 285192100 2,062 615,536 X 1, 2 615,536 0 0 Electro-Optical Sciences Inc. COM 28519PP06 317 94,590 X 1, 2 94,590 0 0 ELCTR-OPTL SCNCS WRNTS WTS JHFMELAW 13 26,639 X 1, 2 26,639 0 0
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None Eli Lilly & Co COM 532457108 212 5,255 X 1, 2 4,995 0 260 EMC Corp/Massachusetts COM 268648102 41,064 3,922,023 X 1, 2 3,922,023 0 0 EMERSON ELEC CO COM 291011104 30,828 842,075 X 1, 2 782,269 0 59,806 Encana Corp COM 292505104 1,029 22,143 X 1, 2 22,143 0 0 Energy Transfer Partners LP COM 29273R109 6 120 X 1, 2 120 0 0 EnerSys COM 29275Y102 219 19,890 X 1, 2 19,890 0 0 Ensco International Inc COM 26874Q100 477 16,813 X 1, 2 16,813 0 0 Entergy Arkansa Inc PFD 29364D787 9,890 460,000 X 1, 2 460,000 0 0 Entergy Arkansas Inc PFD 29364D308 757 9,388 X 1, 2 9,388 0 0 Entergy Arkansas Inc PFD 29364D407 792 9,818 X 1, 2 9,818 0 0 Entergy Arkansas Inc PFD 29364D605 1,222 11,372 X 1, 2 11,372 0 0 Entergy Mississippi Inc PFD 29364N405 719 8,190 X 1, 2 8,190 0 0 Entergy Mississippi Inc PFD 29364N850 20,640 864,500 X 1, 2 864,500 0 0 Entergy Mississippi Inc PFD 29364N868 13,272 567,668 X 1, 2 567,668 0 0 Enterprise Products Partners COM 293792107 6 315 X 1, 2 315 0 0 EOG Resources Inc COM 26875P101 8,868 133,192 X 1, 2 133,192 0 0 Equitable Resources Inc. COM 294549100 16,402 488,892 X 1, 2 488,892 0 0 Equity Residential REIT 29476L107 388 13,000 X 1, 2 13,000 0 0 ESSA Bancorp Inc. COM 29667D104 3,502 247,834 X 1, 2 247,834 0 0 Essex Property Trust Inc. REIT 297178105 1,017 13,250 X 1, 2 13,250 0 0 Euronet Worldwide Inc COM 298736109 2,011 173,254 X 1, 2 173,254 0 0 Exco Resources Inc COM 269279402 272 30,000 X 1, 2 30,000 0 0 Exelixis Inc COM 30161Q104 3,161 629,763 X 1, 2 629,763 0 0 Exelon Corp COM 30161N101 23,046 414,425 X 1, 2 414,425 0 0 Expeditors Intrntnl Washington COM 302130109 233 7,007 X 1, 2 7,007 0 0 Express Scripts Inc. COM 302182100 23,204 422,039 X 1, 2 422,039 0 0 Exxon Mobil Corp COM 30231G102 72,065 902,725 X 1, 2 837,245 0 65,481 Fairpoint Communications Inc COM 305560104 22 6,752 X 1, 2 6,752 0 0 Fannie Mae PFD 313586752 377 454,500 X 1, 2 454,500 0 0 FDR Mngmnt, LLC Priv Comm COM JHFFDREP 21 2,129,596 X 1, 2 2,129,596 0 0 Federal Mogul Corp. CL A-W/I COM 313549404 286 67,498 X 1, 2 67,498 0 0 Federated Investors Inc COM 314211103 11,424 673,587 X 1, 2 643,835 0 29,752 Fifth Third Bancorp COM 316773100 3,949 478,068 X 1, 2 478,068 0 0 First American Fincl Hldngs Inc COM JHFFAMFP 978 300,000 X 1, 2 300,000 0 0 First Bancorp Inc/ME COM 31866P102 2,914 146,499 X 1, 2 146,499 0 0 First Horizon National Corp COM 320517105 9,690 916,768 X 1, 2 916,768 0 0 First Midwest Bancorp Inc. COM 320867104 2,866 143,502 X 1, 2 143,502 0 0 FIRSTSERVICE CORP SUB COM 33761N109 380 28,920 X 1, 2 28,920 0 0 Fiserv Inc COM 337738108 71,271 1,959,598 X 1, 2 1,959,598 0 0 Fleet Capital Trust IX PFD 33889Y201 7,498 469,200 X 1, 2 469,200 0 0 Fleet Capital Trust VIII PFD 33889X203 16,055 835,333 X 1, 2 835,333 0 0 Flow Intl Corp COM 343468104 2,189 904,736 X 1, 2 904,736 0 0 Flowserve Corp COM 34354P105 141 2,733 X 1, 2 2,733 0 0 Flushing Financial Corp COM 343873105 5,042 421,582 X 1, 2 421,582 0 0 FMC Technologies Inc COM 30249U101 136 5,710 X 1, 2 5,710 0 0 FNB Corp COM 302520101 20,506 1,553,453 X 1, 2 1,553,453 0 0 Fontainebleau Class A Units Units JHFFONUN 486 450,450 X 1, 2 450,450 0 0 Force Protection Inc COM 345203202 2,788 466,142 X 1, 2 466,142 0 0 Force Protection Inc COM JHFRPTPP 7,786 1,302,000 X 1, 2 1,302,000 0 0 Fortune Brands Inc COM 349631101 4 90 X 1, 2 90 0 0 FPC Capital I PFD 302552203 61,926 2,637,403 X 1, 2 2,637,403 0 0 FPL Group Capital Inc. PFD 302570502 516 20,000 X 1, 2 20,000 0 0 FPL Group Capital Trust I PFD 30257V207 24,778 1,068,000 X 1, 2 1,068,000 0 0 FPL GROUP INC COM 302571104 45,459 903,221 X 1, 2 879,389 0 23,831 Freddie Mac PFD 313400624 21 55,000 X 1, 2 55,000 0 0 Freeport-McMoran C &G PFD 35671D782 2,966 62,500 X 1, 2 62,500 0 0 Frport-McMoran Cppr & Gld Inc. COM 35671D857 12,081 494,317 X 1, 2 494,317 0 0 FTI Consulting Inc COM 302941109 3,162 70,773 X 1, 2 70,773 0 0 FuelCell Energy Inc COM 35952H106 272 70,000 X 1, 2 70000 0 0 Fushi International Inc PP COM JHFFSINPP 880 166,980 X 1, 2 166,980 0 0
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None Gabrielino-Tongva Executn Inv Units GTEXECIN 1 90,000 X 1, 2 90,000 0 0 Gabrielino-Tongva Gaming Rev Units GTGAMING 1 125,000 X 1, 2 125,000 0 0 Gamestop Corp COM 36467W109 285 13,170 X 1, 2 13,170 0 0 Gammon Gold Inc. COM 36467T106 11,813 2,159,541 X 1, 2 2,159,541 0 0 Gasco Energy Inc COM 367220100 98 250,000 X 1, 2 250,000 0 0 Genentech Inc COM 368710406 14,767 178,111 X 1, 2 178,111 0 0 GENERAL DYNAMICS CORP COM 369550108 16,561 287,559 X 1, 2 269,237 0 18,322 GENERAL ELEC CO COM 369604103 48,295 2,981,170 X 1, 2 2,810,619 0 170,551 Genesee & Wyoming Inc COM 371559105 3,955 129,661 X 1, 2 129,661 0 0 Gen-Probe Inc COM 36866T103 376 8,780 X 1, 2 8,780 0 0 Genzyme Corp COM 372917104 33,274 501,345 X 1, 2 501,345 0 0 Georgia Power Capital Trst VII PFD 37333T205 7,938 345,600 X 1, 2 345,600 0 0 Georgia Power Company PFD 373334523 28,519 1,165,000 X 1, 2 1,165,000 0 0 Gilead Sciences Inc COM 375558103 48,260 943,685 X 1, 2 943,685 0 0 Glacier Bancorp Inc COM 37637Q105 2,914 153,204 X 1, 2 153,204 0 0 Glasstech Class B COM 377265707 0 4,430 X 1, 2 4,430 0 0 Glasstech Inc PFD 377265863 143 143 X 1, 2 143 0 0 Glasstech Inc Cl C COM 377265806 0 10 X 1, 2 10 0 0 Glasstech Inc Prfrd Series C PFD 377265889 0 11 X 1, 2 11 0 0 Glasstech Inc Series B PFD 377265871 2,485 4,475 X 1, 2 4,475 0 0 GlaxoSmithKline plc ADR 37733W105 6 165 X 1, 2 165 0 0 Global Brands Acquisitn-CW12 WTS 378982110 2 69,542 X 1, 2 69,542 0 0 Global Industries Ltd COM 379336100 175 50,000 X 1, 2 50,000 0 0 Golden Northwest -B COM 3811309Z8 130 19,271 X 1, 2 19,271 0 0 Golden Northwest-A COM 3811309Y1 0 43 X 1, 2 43 0 0 Goldman Sachs Group Inc COM 38141G104 14,911 176,695 X 1, 2 176,695 0 0 Goldman Sachs Group Inc PFD 38144X500 9,206 446,900 X 1, 2 446,900 0 0 Google Inc Class A COM 38259P508 6,386 20,757 X 1, 2 20,757 0 0 Grainger (W.W.) Inc. COM 384802104 2,838 36,000 X 1, 2 36,000 0 0 Granite Broadcasting Corp. COM 387241805 12 11,688 X 1, 2 11,688 0 0 Granite Broadcasting-CW12 WTS 387241110 0 29,220 X 1, 2 29,220 0 0 Great Plains Energy Inc COM 391164100 773 40,000 X 1, 2 40,000 0 0 Great Plains Energy Inc PFD 391164506 927 12,510 X 1, 2 12,510 0 0 Green Mountain Coffee Rstrs COM 393122106 5,038 130,178 X 1, 2 130,178 0 0 Greenhill & Co Inc COM 395259104 6,088 87,259 X 1, 2 87,259 0 0 Gulfport Energy Corp COM 402635304 198 50,000 X 1, 2 50,000 0 0 H&R Block Inc. COM 093671105 19,210 845,491 X 1, 2 845,491 0 0 Halliburton Co COM 406216101 25 1,402 X 1, 2 1,402 0 0 Hancock Holding Co COM 410120109 31,727 697,914 X 1, 2 697,914 0 0 Hansen Natural Corp COM 411310105 357 10,657 X 1, 2 10,657 0 0 Harley-Davidson Inc COM 412822108 662 39,000 X 1, 2 39,000 0 0 Harleysville National Corp. COM 412850109 2,702 187,093 X 1, 2 158,281 0 28,812 Harris Corp COM 413875105 471 12,375 X 1, 2 12,375 0 0 Hcc Ins Hldgs Inc COM 404132102 2,207 82,517 X 1, 2 82,517 0 0 HCP Inc. COM 40414L109 601 21,650 X 1, 2 21,650 0 0 Healthcare Realty Trust Inc REIT 421946104 458 19,500 X 1, 2 19,500 0 0 Heco Capital Trust III PFD 404156200 16,587 813,100 X 1, 2 813,100 0 0 Heritage Financial Corp COM 42722X106 1,139 92,940 X 1, 2 92,940 0 0 Heritage Oaks Bancorp. COM 42724R107 100 19,950 X 1, 2 19,950 0 0 HEWLETT PACKARD CO COM 428236103 7,879 217,100 X 1, 2 213,855 0 3,245 HF Holdngs Inc/DE - Wrrnts WTS 40417K116 0 28,092 X 1, 2 28,092 0 0 HIBBETT SPORTS INC COM 428567101 4,406 280,455 X 1, 2 280,455 0 0 Hill International Inc COM 431466101 4,212 598,294 X 1, 2 598,294 0 0 Hingham Institution for Savings COM 433323102 2,006 80,000 X 1, 2 80,000 0 0 Hologic Inc COM 436440101 325 24,882 X 1, 2 24,882 0 0 Home Depot Inc COM 437076102 12,535 544,512 X 1, 2 544,512 0 0 Honeywell International Inc COM 438516106 5,420 165,080 X 1, 2 165,080 0 0 Host Hotels and Resorts Inc REIT 44107P104 341 45,010 X 1, 2 45,010 0 0 HSBC Finance Corporation PFD 40429C201 26,461 1,287,018 X 1, 2 1,287,018 0 0 HSBC Finance Corporation PFD 40429C300 3,705 206,400 X 1, 2 206,400 0 0
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None HSBC Finance Corporation PFD 40429C607 15,677 895,800 X 1, 2 895,800 0 0 HSBC Holdings Plc PFD 404280604 8,186 440,600 X 1, 2 440,600 0 0 HSBC Holdings PLC PFD 404280703 1,215 50,000 X 1, 2 50,000 0 0 HSBC USA Inc. PFD 40428H201 16,086 494,950 X 1, 2 494,950 0 0 Hub Group Inc. COM 443320106 3,648 137,500 X 1, 2 137,500 0 0 Hudson City Bancorp Inc COM 443683107 13,390 839,000 X 1, 2 839,000 0 0 Huntington Bancshares Inc COM 446150104 13,304 1,736,825 X 1, 2 1,736,825 0 0 Hydril COM 448774109 2,185 22,536 X 1, 2 22,536 0 0 I B M COM 459200101 44,272 526,043 X 1, 2 494,265 0 31,778 I.D. Systems Inc COM 449489103 2,667 658,537 X 1, 2 658,537 0 0 IAMGOLD Corp. COM 450913108 1,529 250,264 X 1, 2 250,264 0 0 IBERIABANK Corporation COM 450828108 19,752 411,490 X 1, 2 411,490 0 0 ICICI Bank Ltd.-Spon ADR ADR 45104G104 1,714 89,041 X 1, 2 89,041 0 0 Icon PLC - Sponsored ADR ADR 45103T107 1,378 70,000 X 1, 2 70,000 0 0 Idearc Inc. COM 451663108 2 26,830 X 1, 2 26,830 0 0 IHS Inc.-Class A COM 451734107 265 7,080 X 1, 2 7,080 0 0 ILLINOIS TOOL WKS INC COM 452308109 1,688 48,165 X 1, 2 37,685 0 10,480 Imax Corp COM 45245E109 7,922 1,776,268 X 1, 2 1,776,268 0 0 Independent Bank Corp.-MA COM 453836108 15,859 606,217 X 1, 2 606,217 0 0 Infosys Technologies Limited ADR 456788108 1,162 47,290 X 1, 2 47,290 0 0 ING Groep NV PFD 456837301 11,505 865,000 X 1, 2 865,000 0 0 ING Groep NV PFD 456837400 1,200 109,100 X 1, 2 109,100 0 0 ING Groep NV PFD 456837509 689 61,500 X 1, 2 61,500 0 0 ING Group NV PFD 456837202 28,826 2,269,770 X 1, 2 2,269,770 0 0 Inspire Pharmaceuticals Inc. COM 457733103 3,640 1,011,071 X 1, 2 1,011,071 0 0 Integrys Energy Group Inc COM 45822P105 35,244 820,000 X 1, 2 820,000 0 0 Intel Corp COM 458140100 15,924 1,086,242 X 1, 2 1,024,374 0 61,868 Interactive Brokers Gro-Cl A COM 45841N107 5,014 280,291 X 1, 2 280,291 0 0 IntercontinentalExchange Inc COM 45865V100 319 3,874 X 1, 2 3,874 0 0 International Bancshares Corp COM 459044103 3,624 166,029 X 1, 2 166,029 0 0 Interoil Corporation COM 460951106 6,490 472,036 X 1, 2 472,036 0 0 Interoil Corporation COM 4609511PP 210 15,292 X 1, 2 15,292 0 0 Interstate Power & Light Co PFD 461070864 8,243 349,300 X 1, 2 349,300 0 0 Interstate Power & Light Co PFD 461070872 46,839 1,819,000 X 1, 2 1,819,000 0 0 Intrepid Potash Inc. COM 46121Y102 3,098 149,160 X 1, 2 149,160 0 0 Inverness Mdcl Innovatns Inc COM 46126P106 324 17,152 X 1, 2 17,152 0 0 Investors Bancorp Inc COM 46146P102 1,866 138,929 X 1, 2 138,929 0 0 Irobot Corp COM 462726100 6,221 688,957 X 1, 2 688,957 0 0 iShare MSCI UK Indx Fnd ETF 464286699 1,311 106,997 X 1, 2 106,997 0 0 IShares MSCI EMU ETF 464286608 4,116 134,480 X 1, 2 134,480 0 0 IShares MSCI Germany Index ETF 464286806 717 37,311 X 1, 2 37,311 0 0 iShares MSCI Japan Index Fnd ETF 464286848 3,626 377,659 X 1, 2 377,659 0 0 iShares MSCI Taiwan Index FD ETF 464286731 1,116 146,983 X 1, 2 146,983 0 0 iShares Russell 2000 Growth ETF 464287648 38 750 X 1, 2 750 0 0 Isis Pharmaceuticals Inc COM 464330109 1,903 134,200 X 1, 2 134,200 0 0 Isle of Capri Casinos Inc COM 464592104 5 1,450 X 1, 2 1,450 0 0 iStar Financial Inc PFD 45031U507 3,113 810,600 X 1, 2 810,600 0 0 iStar Financial Inc PFD 45031U606 2,042 537,308 X 1, 2 537,308 0 0 iStar Financial Inc PFD 45031U705 1,499 399,799 X 1, 2 399,799 0 0 iStar Financial Inc PFD 45031U804 1,878 517,340 X 1, 2 517,340 0 0 Ivanhoe Energy Inc COM 465790103 49 100,000 X 1, 2 100,000 0 0 JB Hunt Trnsprtation Srvcs Inc COM 445658107 286 10,892 X 1, 2 10,892 0 0 JetBlue Airways Corp COM 477143101 146 20,565 X 1, 2 20,565 0 0 Joe's Jean Inc. COM 47777N101 1,951 5,573,332 X 1, 2 5,573,332 0 0 JOHN HANCOCK INVT TR COM 47803P302 345 28,500 X 1, 2 28,500 0 0 Johnson & Johnson COM 478160104 51,461 860,114 X 1, 2 808,255 0 51,860 JP Morgan Chase & Co. PFD 46625H696 22,432 534,100 X 1, 2 534,100 0 0 JP Morgan Chase Cap X PFD 46623D200 13,419 565,000 X 1, 2 565,000 0 0 JPMorgan Chase & Co COM 46625H100 87,489 2,774,782 X 1, 2 2,774,782 0 0 JPMorgan Chase & Co PFD 46625H621 2,518 100,000 X 1, 2 100,000 0 0
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None JPMorgan Chase & Co PFD 46625H712 14,270 343,860 X 1, 2 343,860 0 0 JPMorgan Chase & Co PFD 46625H720 23,500 587,500 X 1, 2 587,500 0 0 Kaiser Group Holdings Inc COM 483059101 2,213 81,949 X 1, 2 81,949 0 0 Kansas City Southern Industry COM 485170302 111 5,844 X 1, 2 5,844 0 0 Katanga Mining Warrants WTS KATWTS85 2 80,000 X 1, 2 80,000 0 0 KBW Inc COM 482423100 4,244 184,527 X 1, 2 184,527 0 0 Kendle International Inc COM 48880L107 1,728 67,171 X 1, 2 67,171 0 0 Key Energy Services Inc COM 492914106 176 40,000 X 1, 2 40,000 0 0 Keycorp COM 493267108 16,602 1,948,650 X 1, 2 1,948,650 0 0 Keycorp Capital VI PFD 49327K207 363 25,900 X 1, 2 25,900 0 0 Kimberly-Clark Corp. COM 494368103 6 120 X 1, 2 120 0 0 Kimco Realty Corp PFD 49446R869 2,980 200,000 X 1, 2 200,000 0 0 Kinetic Concepts Inc COM 49460W208 23,388 1,219,388 X 1, 2 1,219,388 0 0 Knot Inc (The) COM 499184109 21,560 2,591,358 X 1, 2 2,591,358 0 0 Kopin Corp. COM 500600101 2,316 1,135,219 X 1, 2 1,135,219 0 0 Laboratry Crp of Amrica Hldngs COM 50540R409 41,767 648,454 X 1, 2 648,454 0 0 Lakeland Financial Corp COM 511656100 3,449 144,802 X 1, 2 144,802 0 0 Lam Research Corp COM 512807108 309 14,508 X 1, 2 14,508 0 0 Lasmo USA Inc PFD 51808V207 2,946 30,000 X 1, 2 30,000 0 0 Lazard Ltd COM G54050102 11,041 371,244 X 1, 2 371,244 0 0 Leggett & Platt Inc. COM 524660107 4 250 X 1, 2 250 0 0 Lehman Brthr Hldng Cap Trst V PFD 52520E200 0 46,600 X 1, 2 46,600 0 0 Lehman Brthrs Hldng Cp Trst III PFD 52519Y209 9 1,135,400 X 1, 2 1,135,400 0 0 Lehman Brothers Holdings Inc PFD 524908704 0 896,160 X 1, 2 896,160 0 0 Lehman Brothers Holdings Inc PFD 524908720 0 219,300 X 1, 2 219,300 0 0 Lehman Brothers Holdings Inc PFD 524908886 3 761,201 X 1, 2 761,201 0 0 Lender Processing Services COM 52602E102 6,537 221,971 X 1, 2 221,971 0 0 Lincoln National Capital VI PFD 53404M201 7,895 444,800 X 1, 2 444,800 0 0 Lincoln National Corp. COM 534187109 6 310 X 1, 2 310 0 0 Lone Star Technologies COM 542312103 908 13,450 X 1, 2 13,450 0 0 LSB Corp COM 50215P100 481 65,000 X 1, 2 65,000 0 0 M&T Bank Corporation COM 55261F104 37,723 657,079 X 1, 2 657,079 0 0 Mack-Cali Realty Corp. REIT 554489104 405 16,550 X 1, 2 16,550 0 0 Manitoba Telecom Services Inc COM 563486109 27 910 X 1, 2 910 0 0 Marsh & McLennan Cos Inc COM 571748102 3,773 155,463 X 1, 2 155,463 0 0 Marshall & Ilsley Corp. COM 571837103 6 465 X 1, 2 465 0 0 Martin Marietta Materials Inc COM 573284106 265 2,725 X 1, 2 2,725 0 0 Matrixx Initiatives Inc COM 57685L105 5,028 304,886 X 1, 2 304,886 0 0 Mattson Technology COM 577223100 1,032 731,966 X 1, 2 731,966 0 0 MB Financial Inc COM 55264U108 13,614 487,100 X 1, 2 487,100 0 0 MBIA Inc COM 55262C100 76 18,750 X 1, 2 18,750 0 0 MCGRAW-HILL COMPANIES COM 580645109 15,405 664,312 X 1, 2 610,057 0 54,255 McKesson Corp COM 58155Q103 87,635 2,262,727 X 1, 2 2,262,727 0 0 Medco Health Solutions Inc COM 58405U102 6,223 148,481 X 1, 2 148,481 0 0 Medianews Group Inc Priv Eqty COM 58446M101 0 29,750 X 1, 2 29,750 0 0 MEDTRONIC INC COM 585055106 31,027 987,490 X 1, 2 930,381 0 57,109 Melco Crown Entertainmnt Ltd. ADR 585464100 8,154 2,572,281 X 1, 2 2,572,281 0 0 MEMC Electronic Materials COM 552715104 15,827 1,108,316 X 1, 2 1,108,316 0 0 MERCK & CO INC COM 589331107 905 29,755 X 1, 2 29,755 0 0 Merill Lynch & Co Inc. PFD 59022Y840 8,520 500,000 X 1, 2 500,000 0 0 Merrill Lynch PFD 59021V839 19,394 1,299,000 X 1, 2 1,299,000 0 0 Merrill Lynch & Co PFD 59023V373 40,599 2,052,513 X 1, 2 2,052,513 0 0 Merrill Lynch Prfrd Cap Trst III PFD 59021F206 19,959 1,183,817 X 1, 2 1,183,817 0 0 Merrill Lynch Prfrd Capital Trst PFD 59021K205 18,177 1,050,700 X 1, 2 1,050,700 0 0 Metlife Inc COM 59156R108 44,632 1,280,335 X 1, 2 1,252,131 0 28,203 Metlife Inc 6.5% Ser B PFD 59156R603 74,090 4,340,350 X 1, 2 4,340,350 0 0 MezzCo, L.L.C. Warrants WTS JHFPHWAR 0 2,816 X 1, 2 2,816 0 0 MICROCHIP TECHNOLOGY COM 595017104 10,184 521,472 X 1, 2 472,720 0 48,752 Microsoft Corp COM 594918104 97,041 4,991,804 X 1, 2 4,945,995 0 45,809 Micrus Endovascular Corp COM 59518V102 3,815 328,578 X 1, 2 328,578 0 0
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None Mindray Medicl Intrntl LTD-ADR ADR 602675100 2,291 127,252 X 1, 2 127,252 0 0 Minefinders Corp. COM 602900102 5,064 983,345 X 1, 2 983,345 0 0 ML Preferred Capital Trust IV PFD 59021G204 13,905 831,652 X 1, 2 831,652 0 0 Monotype Imaging Holdings Inc. COM 61022P100 2,331 401,901 X 1, 2 401,901 0 0 Monsanto Co COM 61166W101 7,035 100,000 X 1, 2 100,000 0 0 Morgan Stanley Cap Tr VI PFD 617461207 4,808 310,000 X 1, 2 310,000 0 0 Morgan Stanley Capital Trst III PFD 617460209 20,304 1,280,204 X 1, 2 1,280,204 0 0 Morgan Stanley Capital Trst IV PFD 617462205 7,793 522,000 X 1, 2 522,000 0 0 Morgan Stanley Capital Trst V PFD 617466206 9,189 663,500 X 1, 2 663,500 0 0 MRV Communications Inc. COM 553477100 7,514 9,759,043 X 1, 2 9,759,043 0 0 MTR Gaming Group COM 553769100 3 1,800 X 1, 2 1,800 0 0 Mylan Laboratories COM 628530107 182 18,365 X 1, 2 18,365 0 0 Nasdaq OMX Group Inc. COM 631103108 25,817 1,044,780 X 1, 2 1,044,780 0 0 National City Corp COM 635405103 9,482 5,238,505 X 1, 2 5,238,505 0 0 Navigators Group Inc COM 638904102 3,679 67,000 X 1, 2 67,000 0 0 Net 1 UEPS Technologies Inc COM 64107N206 1,792 130,788 X 1, 2 130,788 0 0 Netlogic Microsystems Inc COM 64118B100 5,283 240,044 X 1, 2 240,044 0 0 NetSuite Inc. COM 64118Q107 2,230 264,202 X 1, 2 264,202 0 0 New ATA Holdings Inc COM 642034104 0 350,779 X 1, 2 350,779 0 0 New York Community Bancorp COM 649445103 5,497 459,595 X 1, 2 459,595 0 0 Newfield Exploration Co COM 651290108 687 34,798 X 1, 2 34,798 0 0 News Corporation Inc - Class B COM 65248E203 41,840 4,367,409 X 1, 2 4,367,409 0 0 Nexen Inc COM 65334H102 70 3,964 X 1, 2 3,964 0 0 Nexen Inc PFD 65334H508 95,830 5,491,663 X 1, 2 5,491,663 0 0 Nike Inc COM 654106103 26,850 526,478 X 1, 2 503,008 0 23,470 NiSource Inc. COM 65473P105 14,047 1,280,500 X 1, 2 1,280,500 0 0 NOKIA CORP ADR SPONSO COM 654902204 21,208 1,359,483 X 1, 2 1,286,568 0 72,915 Nordstrom Inc. COM 655664100 2,494 187,405 X 1, 2 187,405 0 0 Nortel Networks Corp COM 656568508 19 74,884 X 1, 2 74,871 0 13 Northeast Community Bancorp COM 664112109 4,695 676,475 X 1, 2 676,475 0 0 Northern Trust Corp COM 665859104 20,698 396,964 X 1, 2 396,964 0 0 Northrim Bancorp Inc COM 666762109 792 77,232 X 1, 2 77,232 0 0 Northwest Airlines Corp PFD 667990683 3 143,381 X 1, 2 143,381 0 0 Northwest Bancorp Inc COM 667328108 1,490 69,701 X 1, 2 69,701 0 0 Northwest Natural Gas Co COM 667655104 9,509 215,000 X 1, 2 215,000 0 0 Novabay Pharmaceuticals Inc. COM 66987P102 982 962,415 X 1, 2 962,415 0 0 NRG Energy Inc. COM 629377508 150 6,440 X 1, 2 6,440 0 0 NSTAR COM 67019E107 44,153 1,210,000 X 1, 2 1,210,000 0 0 NStar Electric Co. PFD 67021C206 8,134 122,309 X 1, 2 122,309 0 0 Nstar Electric Co. PFD 67021C305 10,265 142,566 X 1, 2 142,566 0 0 Nucor Corp. COM 670346105 6,223 134,700 X 1, 2 134,700 0 0 NuVasive Inc COM 670704105 6,223 179,585 X 1, 2 179,585 0 0 NYSE Euronext COM 629491101 25,845 943,953 X 1, 2 943,953 0 0 OAO Gazprm-Spn ADR Reg S ADR 368287207 879 61,650 X 1, 2 61,650 0 0 Ocean Spray Cranberries Inc PFD 675022404 67,532 785,250 X 1, 2 785,250 0 0 OGE Energy Corp. COM 670837103 26,553 1,030,000 X 1, 2 1,030,000 0 0 Omnicom Group COM 681919106 942 35,000 X 1, 2 35,000 0 0 Oneok Inc COM 682680103 17,035 585,000 X 1, 2 585,000 0 0 Onyx Pharmaceuticals Inc COM 683399109 4,743 138,842 X 1, 2 138,842 0 0 Oracle Corporation COM 68389X105 13,559 764,745 X 1, 2 734,650 0 30,095 O'Reilly Automotive Inc COM 686091109 4,143 134,781 X 1, 2 134,781 0 0 OSI Pharmaceuticals Inc. COM 671040103 13,746 352,017 X 1, 2 352,017 0 0 Owens-Illinois Inc COM 690768403 5,364 196,253 X 1, 2 196,253 0 0 Pacific Continental Corp. COM 69412V108 1,837 122,699 X 1, 2 122,699 0 0 Pacific Enterprises PFD 694232505 3,240 45,000 X 1, 2 45,000 0 0 Pactiv Corporation COM 695257105 1,244 50,000 X 1, 2 50,000 0 0 Parkvale Financial Corp. COM 701492100 887 71,400 X 1, 2 71,400 0 0 PartnerRe Ltd COM G6852T105 11,092 155,635 X 1, 2 155,635 0 0 Pathmark Stores Inc WTS 70322A119 1 62,796 X 1, 2 62,796 0 0 Patterson-UTI Energy Inc COM 703481101 429 37,286 X 1, 2 37,286 0 0
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None PENN NATL GAMING INC COM 707569109 395 18,477 X 1, 2 18,477 0 0 People's United Financial Inc COM 712704105 46,051 2,582,809 X 1, 2 2,582,809 0 0 Pepco Holdings COM 713291102 11,833 666,251 X 1, 2 666,251 0 0 Pepsi Bottling Group Inc. COM 713409100 54,429 2,417,972 X 1, 2 2,417,972 0 0 Pepsico Inc COM 713448108 40,640 742,003 X 1, 2 693,184 0 48,820 PETsMART Inc COM 716768106 380 20,581 X 1, 2 20,581 0 0 PFGI Capital Corp PFD 69335W209 52,562 2,408,900 X 1, 2 2,408,900 0 0 Pfizer Inc COM 717081103 28,234 1,594,240 X 1, 2 1,594,240 0 0 Phase Forward Inc. COM 71721R406 722 57,685 X 1, 2 57,685 0 0 Philip Morris Internat-W/I COM 718172109 33,106 760,874 X 1, 2 723,804 0 37,070 Phoenix Companies Inc PFD 71902E208 7,967 829,849 X 1, 2 829,849 0 0 Pico Holdings Inc COM 693366205 9,952 374,403 X 1, 2 374,403 0 0 Pinnacle Airlines Corp COM 723443107 1,378 810,876 X 1, 2 810,876 0 0 PINNACLE BANKSHARES C COM 72345E102 246 22,338 X 1, 2 22,338 0 0 Pinnacle Financial Partners Inc COM 72346Q104 4,537 152,211 X 1, 2 152,211 0 0 Pinnacle West Capital Corp. COM 723484101 6,908 215,000 X 1, 2 215,000 0 0 Pioneer Natural Resources Co COM 723787107 538 33,264 X 1, 2 33,264 0 0 Pitney Bowes Inc. COM 724479100 4 150 X 1, 2 150 0 0 Plains Exploration & Prdct Co ADR 726505100 2,557 110,045 X 1, 2 110,045 0 0 Platinum Underwritr Hldngs Ltd COM G7127P100 5,695 157,836 X 1, 2 157,836 0 0 PLC Capital Trust IV PFD 69340N202 10,609 757,775 X 1, 2 757,775 0 0 PLC Capital Trust V PFD 69340Y208 3,766 339,300 X 1, 2 339,300 0 0 Pliant Corp COM 729136408 0 223 X 1, 2 223 0 0 Pliant Corp PFD 729136507 2 1,972 X 1, 2 1,972 0 0 PNC FINANCIAL CORP COM 693475105 65,952 1,345,960 X 1, 2 1,341,332 0 4,628 PNM Resources Inc COM 69349H107 5,625 558,000 X 1, 2 558,000 0 0 Powershares QQQ ETF 73935A104 2,155 72,460 X 1, 2 72,460 0 0 PPG Industries Inc COM 693506107 4 90 X 1, 2 90 0 0 PPL Corporation COM 69351T106 5 160 X 1, 2 160 0 0 PPL CORPORATION 7.00 PFD 69352J883 64,412 2,597,256 X 1, 2 2,597,256 0 0 PPL Electric Utilities Corp PFD 69351U202 2,248 29,780 X 1, 2 29,780 0 0 PPL Electric Utilities Corp PFD 69351U400 261 3,917 X 1, 2 3,917 0 0 PPL Electric Utilities Corp PFD 69351U863 34,702 1,719,000 X 1, 2 1,719,000 0 0 Praxair Inc COM 74005P104 29,309 493,745 X 1, 2 458,154 0 35,591 PRICE T ROWE GROUP IN COM 74144T108 31,355 884,725 X 1, 2 860,998 0 23,727 Pride International Inc COM 74153Q102 434 27,129 X 1, 2 27,129 0 0 Principal Financial Group Inc. COM 74251V102 4,988 220,993 X 1, 2 220,993 0 0 Principal Financial Group Inc. PFD 74251V300 2,240 160,000 X 1, 2 160,000 0 0 PrivateBancorp Inc COM 742962103 3,881 119,564 X 1, 2 119,564 0 0 ProAssurance Corp COM 74267C106 6,316 119,667 X 1, 2 119,667 0 0 Procter & Gamble Co COM 742718109 15,724 254,345 X 1, 2 249,841 0 4,504 Progress Energy Inc COM 743263105 34,017 853,630 X 1, 2 853,630 0 0 Progress Energy Inc COM 743263AA3 111 337,750 X 1, 2 337,750 0 0 PROGRESS SOFTWRE CORP COM 743312100 1,558 80,904 X 1, 2 80,904 0 0 Progressive Corp COM 743315103 3,448 232,793 X 1, 2 232,793 0 0 Prologis Trust REIT 743410102 372 26,800 X 1, 2 26,800 0 0 Proshares Ultra S&P500 ETF 74347R107 2 90 X 1, 2 90 0 0 Prosperity Bancshares Inc COM 743606105 28,541 964,541 X 1, 2 964,541 0 0 Prudential Financial Inc COM 744320102 4,362 144,167 X 1, 2 144,167 0 0 Prudential Plc PFD B02FFZ2 2,406 176,100 X 1, 2 176,100 0 0 Prudential Plc 6.5 PFD G7293H189 4,221 311,307 X 1, 2 311,307 0 0 Psychiatric Solutions Inc COM 74439H108 249 8,935 X 1, 2 8,935 0 0 Pub Srvce Elec & Gas Co 4.3% PFD 744567504 600 8,280 X 1, 2 8,280 0 0 Public Servic Electric & Gas PFD 744567405 4,429 63,287 X 1, 2 63,287 0 0 Public Service Electric & Gas PFD 744567710 13,401 131,425 X 1, 2 131,425 0 0 Public Service Elec & Gas Co PFD 744567603 4,730 53,442 X 1, 2 53,442 0 0 Public Service Enterprise Group COM 744573106 11,741 402,500 X 1, 2 402,500 0 0 Public Storage PFD 74460D232 1,184 64,000 X 1, 2 64,000 0 0 Public Storage Inc PFD 74460D257 1,174 60,000 X 1, 2 60,000 0 0 Public Storage Inc PFD 74460D323 3,716 190,000 X 1, 2 190,000 0 0
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None Public Storage Inc PFD 74460D497 1,622 92,700 X 1, 2 92,700 0 0 Public Storage Inc PFD 74460D554 1,858 103,000 X 1, 2 103,000 0 0 Public Storage Inc PFD 74460D570 1,486 80,000 X 1, 2 80,000 0 0 Public Storage Inc PFD 74460D588 19,300 897,273 X 1, 2 897,273 0 0 Public Svc Elec & Gas Co PFD 744567702 2,097 22,930 X 1, 2 22,930 0 0 Qiagen NV COM N72482107 226 12,895 X 1, 2 12,895 0 0 QUESTAR CORP COM 748356102 218 6,673 X 1, 2 673 0 6,000 RADVision Ltd COM M81869105 942 174,780 X 1, 2 174,780 0 0 Randgold Resources Ltd.-ADR ADR 752344309 185 4,209 X 1, 2 4,209 0 0 Range Resources Corp COM 75281A109 1,539 44,753 X 1, 2 44,753 0 0 RealNetworks Inc COM 75605L104 10,121 2,867,278 X 1, 2 2,867,278 0 0 Regions Financial Corp COM 7591EP100 9,154 1,150,000 X 1, 2 1,150,000 0 0 Reinsurance Group of America COM 759351604 310 7,244 X 1, 2 7,244 0 0 Renaissancere Holdings Lmtd PFD G7498P309 4,677 302,300 X 1, 2 302,300 0 0 Repsol International Captl Lmtd PFD G7513K103 5,276 258,610 X 1, 2 258,610 0 0 Republic Services Inc. COM 760759100 9 351 X 1, 2 351 0 0 ResMed Inc COM 761152107 8,576 228,814 X 1, 2 228,814 0 0 Rex Energy Corp. COM 761565100 4,491 1,527,582 X 1, 2 1,527,582 0 0 Royal Bnk of Scotland Grp Plc PFD 780097713 1,263 125,000 X 1, 2 125,000 0 0 Royal Bnk Of Scotland Grp Plc PFD 780097770 228 25,000 X 1, 2 25,000 0 0 Royal Bnk of Scotland Grp Plc PFD 780097788 22,475 2,819,900 X 1, 2 2,819,900 0 0 Royal Dutch Shell PLC-ADR ADR 780259206 6 120 X 1, 2 120 0 0 RTI Biologics Inc. COM 74975N105 2,106 763,166 X 1, 2 763,166 0 0 Ryanair Holdings PLC-SP ADR ADR 783513104 416 14,313 X 1, 2 14,313 0 0 S&P500 USD Opal ETF 004286774 4,903 10,000 X 1, 2 10,000 0 0 S&T Bancorp Inc COM 783859101 5,492 154,700 X 1, 2 154,700 0 0 Salesforce.com Inc COM 79466L302 472 14,730 X 1, 2 14,730 0 0 SAP AG ADR SPON COM 803054204 6,324 174,604 X 1, 2 164,454 0 10,150 Sasol Ltd ADR 803866300 32 1,065 X 1, 2 1,065 0 0 SCBT Financial Corp COM 78401V1PP 11,479 332,713 X 1, 2 332,713 0 0 Schlumberger Ltd COM 806857108 466 11,000 X 1, 2 11,000 0 0 Seaboard Corp COM 811543107 13,554 11,352 X 1, 2 11,352 0 0 SEI Investments COM 784117103 4,018 255,763 X 1, 2 255,763 0 0 Sempra Energy PFD 694232307 2,734 38,500 X 1, 2 38,500 0 0 Sempra Energy PFD 694232604 977 12,610 X 1, 2 12,610 0 0 SenoRx Inc COM 81724W104 1,129 482,672 X 1, 2 482,672 0 0 Sequenom Inc. COM 817337405 1,276 64,295 X 1, 2 64,295 0 0 Sequenom Inc. Private Placmnt COM JHFSQNMP 5,633 283,944 X 1, 2 283,944 0 0 Sherman WSC Acquisitn-CW11 WTS 824197115 170 4,248,067 X 1, 2 4,248,067 0 0 Shire LTD ADR ADR 82481R106 968 21,618 X 1, 2 21,618 0 0 Shutterfly Inc COM 82568P304 3,638 520,419 X 1, 2 520,419 0 0 Signature Bank COM 82669G104 40,261 1,403,304 X 1, 2 1,403,304 0 0 Silicon Laboratories Inc COM 826919102 104 4,193 X 1, 2 4,193 0 0 Silver Slipper Warrants WTS JHFSSLIW 0 1,929 X 1, 2 1,929 0 0 Silver Standard Resources Inc COM 82823L106 14,625 917,524 X 1, 2 917,524 0 0 Silver Wheaton Corp. COM 828336107 1,524 234,841 X 1, 2 234,841 0 0 Simon Property Group Inc REIT 828806109 1,165 21,920 X 1, 2 21,920 0 0 Sirius XM Radio Inc. COM 82967N108 6,733 56,106,368 X 1, 2 56,106,368 0 0 Sirius XM Radio Inc-CW10 WTS 82967N199 2 9,350 X 1, 2 9,350 0 0 SL Green Realty Corp REIT 78440X101 299 11,550 X 1, 2 11,550 0 0 SLM Corp PFD 78442P205 16,947 744,290 X 1, 2 744,290 0 0 SLM Corp PFD 78442P304 5,755 553,395 X 1, 2 553,395 0 0 Smart Balance Inc. COM 83169Y108 5,254 772,710 X 1, 2 772,710 0 0 Smith International Inc COM 832110100 51 2,237 X 1, 2 2,237 0 0 Smithtown Bancorp COM 832449102 793 49,500 X 1, 2 49,500 0 0 Smurfit-Stone Container Corp COM 832727101 281 1,101,125 X 1, 2 1,101,125 0 0 Solutia Inc COM 834376501 1,338 297,225 X 1, 2 297,225 0 0 Somanetics Corp COM 834445405 4,270 258,618 X 1, 2 258,618 0 0 Sonosite Inc COM 83568G104 3,738 195,906 X 1, 2 195,906 0 0 South Carolina Electric & Gas PFD 837004829 3,547 46,400 X 1, 2 46,400 0 0
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None South Financial Group Inc PFD 837841204 1,272 2,312 X 1, 2 2,312 0 0 South Financial Group Inc PFD 837841303 4,228 7,688 X 1, 2 7,688 0 0 Southcoast Financial Corp COM 84129R100 847 202,633 X 1, 2 202,633 0 0 Southern Cal Ed PFD 842400749 31,632 384,000 X 1, 2 384,000 0 0 Southern Cal Edison PFD 842400731 12,835 160,000 X 1, 2 160,000 0 0 Southern Co/The COM 842587107 12,030 325,140 X 1, 2 325,140 0 0 Southern Union Co. PFD 844030601 16,786 852,100 X 1, 2 852,100 0 0 Southern Union Company COM 844030106 38,489 2,951,591 X 1, 2 2,951,591 0 0 Southwest Gas Capital II PFD 844891200 34,053 1,610,050 X 1, 2 1,610,050 0 0 Southwestern Energy Co COM 845467109 61,948 2,138,336 X 1, 2 2,138,336 0 0 Sovereign Bancorp PFD 845905405 7,487 465,000 X 1, 2 465,000 0 0 Sovereign Bancorp Inc. COM 845905108 1,903 638,452 X 1, 2 638,452 0 0 Sovereign Capital Trust V PFD 84604V204 6,630 379,500 X 1, 2 379,500 0 0 SPDR Gold Trust ETF 863307104 110 1,276 X 1, 2 1,276 0 0 SPDR Russell/Nmra S/C Japan ETF 78463X822 2,572 70,081 X 1, 2 70,081 0 0 SPDR TR UNIT SER 1 COM 78462F103 160,592 1,779,607 X 1, 2 1,778,877 0 730 Spectra Energy Corp-W/I COM 847560109 17,865 1,135,000 X 1, 2 1,135,000 0 0 Spectranetics Corp. COM 84760C107 1,398 535,807 X 1, 2 535,807 0 0 Sprint Nextel Corporation COM 852061100 1,187 648,550 X 1, 2 648,550 0 0 ST Jude Medical Inc. COM 790849103 140 4,250 X 1, 2 4,250 0 0 Stantec Inc COM 85472N109 452 18,300 X 1, 2 18,300 0 0 Staples Inc COM 855030102 1,147 64,000 X 1, 2 64,000 0 0 STATE STR CORP COM 857477103 73,051 1,857,376 X 1, 2 1,814,365 0 43,010 Stryker Corp. COM 863667101 1,494 37,390 X 1, 2 37,390 0 0 Suncor Energy Inc COM 867229106 63,328 3,247,573 X 1, 2 3,247,573 0 0 Suntrust Banks Inc COM 867914103 17,331 586,706 X 1, 2 586,706 0 0 SVB Financial Group COM 78486Q101 26,558 1,012,511 X 1, 2 1,012,511 0 0 SY Bancorp Inc COM 785060104 2,148 78,100 X 1, 2 78,100 0 0 Synovus Financial Corp. COM 87161C105 10,902 1,313,436 X 1, 2 1,313,436 0 0 Sysco Corp COM 871829107 1,595 69,550 X 1, 2 59,305 0 10,245 Talisman Energy Inc. COM 87425E103 56 5,638 X 1, 2 5,638 0 0 Tanger Factory Outlet Center REIT 875465106 387 10,300 X 1, 2 10,300 0 0 TCF Financial Corp. COM 872275102 28,420 2,080,550 X 1, 2 2,080,550 0 0 Team Inc COM 878155100 2,290 82,681 X 1, 2 82,681 0 0 Teco Energy Inc. COM 872375100 11,486 930,000 X 1, 2 930,000 0 0 Tejon Ranch COM 879080109 247 10,000 X 1, 2 10,000 0 0 Telephone & Data Systems PFD 879433852 15,257 1,126,000 X 1, 2 1,126,000 0 0 Telephone & Data Systms Inc PFD 879433878 35,582 2,372,130 X 1, 2 2,372,130 0 0 Tenaris S A ADR 88031M109 1,759 83,854 X 1, 2 83,854 0 0 Tenneco Inc COM 880349105 3 894 X 1, 2 894 0 0 TEVA PHARMACEUTICAL I COM 881624209 45,796 1,075,773 X 1, 2 1,022,498 0 53,275 Texas Capital Bancshares Inc. COM JHFTCBIPP 11,474 858,843 X 1, 2 858,843 0 0 TEXAS INSTRS INC COM 882508104 294 18,925 X 1, 2 8,425 0 10,500 The Brink's Company COM 109696104 7,081 263,424 X 1, 2 263,424 0 0 Thomas Properties Group COM 884453101 292 112,637 X 1, 2 112,637 0 0 Thoratec Corp COM 885175307 6,522 200,740 X 1, 2 200,740 0 0 Time Warner Cable-A COM 88732J108 9,664 450,518 X 1, 2 450,518 0 0 TJX Companies Inc. COM 872540109 25,638 1,246,374 X 1, 2 1,199,589 0 46,785 TLC Vision Corp COM 872549100 51 280,695 X 1, 2 280,695 0 0 Tongjitang Chinese Medic-ADR ADR 89025E103 1,136 378,650 X 1, 2 378,650 0 0 TOTAL FINA ELF S A AD COM 89151E109 31,079 562,009 X 1, 2 536,391 0 25,618 Tradestation Group Inc COM 89267P105 10,352 1,605,003 X 1, 2 1,605,003 0 0 Transocean Ltd. COM H8817H100 9,530 201,683 X 1, 2 201,683 0 0 Trico Bancshares COM 896095106 10,089 404,052 X 1, 2 404,052 0 0 TXCO Resources Inc. COM 87311M102 3,183 2,135,969 X 1, 2 2,135,969 0 0 Tyler Technologies Inc COM 902252105 2,126 177,451 X 1, 2 177,451 0 0 U.S. Bancorp COM 902973304 46,805 1,871,451 X 1, 2 1,871,451 0 0 UAL Corporation COM 902549807 2,790 253,215 X 1, 2 253,215 0 0 UCBH Holdings Inc. COM 90262T308 382 55,585 X 1, 2 55,585 0 0 Ultimate Software Group Inc COM 90385D107 2,030 139,063 X 1, 2 139,063 0 0
Item 1 Item 4 Item 5 Item 6 Item 7 Item B Fair Mrkt SECR Value Shrs/Prin Inv Discretion Voting Authority Name of Issuer TYPE CUSIP (x1,000) Amount Shrd Sol Othr Mgr A-Sole B-Shrd C-None Under Armour Inc.-Class A COM 904311107 2,518 105,625 X 1, 2 105,625 0 0 United Financial Bancorp COM 91030T109 2,120 140,000 X 1, 2 140,000 0 0 United Parcel Service - Cl B COM 911312106 1,214 22,000 X 1, 2 22,000 0 0 UNITED TECHNOLOGIES C COM 913017109 38,694 721,902 X 1, 2 678,916 0 42,986 UnitedHealth Group Incrprtd COM 91324P102 9,435 354,696 X 1, 2 354,696 0 0 Univest Corp. Of PA COM 915271100 5,429 168,906 X 1, 2 168,906 0 0 US Airways Group Inc COM 90341W108 8,461 1,094,583 X 1, 2 1,094,583 0 0 US Cellular PFD 911684306 35,390 2,423,997 X 1, 2 2,423,997 0 0 USA Mobility Inc COM 90341G103 1,351 116,728 X 1, 2 116,728 0 0 USB Capital PFD 91731L207 2,300 100,000 X 1, 2 100,000 0 0 USB Capital VIII PFD 903307205 11,390 532,500 X 1, 2 532,500 0 0 Valley National Bancorp COM 919794107 2,238 110,530 X 1, 2 110,530 0 0 Valmont Industries Inc COM 920253101 157 2,560 X 1, 2 2,560 0 0 Varian Medical Systems Inc. COM 92220P105 151 4,300 X 1, 2 4,300 0 0 Varian Semicndctr Equip Asscs COM 922207105 2,833 156,347 X 1, 2 156,347 0 0 Vectren Corporation COM 92240G101 22,992 919,300 X 1, 2 919,300 0 0 VERIZON COMMUNICATION COM 92343V104 10,474 308,981 X 1, 2 303,012 0 5,969 Vertis Holdings Inc. COM 92535B106 0 256,835 X 1, 2 256,835 0 0 VF Corporation COM 918204108 4 70 X 1, 2 70 0 0 VIACOM PFD 92553P300 58,716 3,212,045 X 1, 2 3,212,045 0 0 Virgin Media Inc-CW11 WTS 92769L119 0 28,043 X 1, 2 28,043 0 0 Virginia Electric & Power Co PFD 927804625 4,563 45,500 X 1, 2 45,500 0 0 Virginia Electric & Power Co PFD 927804633 3,079 30,200 X 1, 2 30,200 0 0 VistaPrint Ltd. COM G93762204 5,911 317,603 X 1, 2 317,603 0 0 Vodafone Group PLC-SP ADR 92857W209 8,016 392,190 X 1, 2 392,190 0 0 Vornado Realty Trust REIT 929042109 1,232 20,415 X 1, 2 20,415 0 0 Wachovia Corp PFD 92977V206 20,862 1,034,800 X 1, 2 1,034,800 0 0 Wachovia Corp COM 929903102 2,661 480,387 X 1, 2 457,291 0 23,096 Wachovia Corp PFD 929903276 58,781 2,676,732 X 1, 2 2,676,732 0 0 WAL MART STORES INC COM 931142103 40,640 724,939 X 1, 2 697,046 0 27,893 Walgreen Co. COM 931422109 7 290 X 1, 2 290 0 0 Walter Industries Inc COM 93317Q105 1,259 71,916 X 1, 2 71,916 0 0 Warren Resources Inc COM 93564A100 4,849 2,436,571 X 1, 2 2,436,571 0 0 Washington R. E. Invstmnt Trst REIT 939653101 433 15,300 X 1, 2 15,300 0 0 Washington Trust Bancorp Inc COM 9406101PP 11,850 600,000 X 1, 2 600,000 0 0 Weatherford International Ltd COM G95089101 500 46,248 X 1, 2 46,248 0 0 WellPoint Inc COM 94973V107 2,124 50,411 X 1, 2 50,411 0 0 Wells Fargo & Co COM 949746101 67,922 2,304,016 X 1, 2 2,245,851 0 58,165 Wells Fargo Capital Trust IV PFD 94976Y207 10,281 415,900 X 1, 2 415,900 0 0 Westamerica Bancorporation COM 957090103 14,763 288,613 X 1, 2 288,613 0 0 Westar Energy Inc PFD 95709T704 12,680 626,500 X 1, 2 626,500 0 0 W-H Energy Services Inc COM 92925E108 1,363 15,000 X 1, 2 15,000 0 0 Whitney Holding Corp/LA COM 966612103 1,094 68,447 X 1, 2 68,447 0 0 Williams Cos Inc COM 969457100 43,897 3,031,575 X 1, 2 3,031,575 0 0 Willis Group Holdings Ltd COM G96655108 55,776 2,241,797 X 1, 2 2,241,797 0 0 Wisconsin Public Service PFD 976843508 4,190 49,478 X 1, 2 49,478 0 0 Wright Express Corp COM 98233Q105 17,445 1,384,510 X 1, 2 1,384,510 0 0 WSFS Financial Corp COM 929328102 8,259 172,099 X 1, 2 172,099 0 0 Wyeth COM 983024100 1,920 51,192 X 1, 2 45,532 0 5,660 Xanadoo Co PFD 98387T301 10,361 345,350 X 1, 2 345,350 0 0 Xcel Energy Inc COM 98389B100 30,515 1,645,000 X 1, 2 1,645,000 0 0 Xcel Energy Inc PFD 98389B308 565 8,610 X 1, 2 8,610 0 0 Xcel Energy Inc PFD 98389B506 2,354 33,691 X 1, 2 33,691 0 0 Xcel Energy Inc PFD 98389B605 678 9,410 X 1, 2 9,410 0 0 Xcel Energy Inc PFD 98389B704 4,005 53,900 X 1, 2 53,900 0 0 Xcel Energy Inc PFD 98389B886 27,727 1,112,200 X 1, 2 1,112,200 0 0 XTO Energy Corp COM 98385X106 1,361 38,596 X 1, 2 38,596 0 0 Yum Brands Inc COM 988498101 1,229 39,000 X 1, 2 39,000 0 0 Zions Bancorporation COM 989701107 22,786 929,680 X 1, 2 929,680 0 0 8,742,162 542,602,345 540,469,497 2,132,849 --------- ----------- ----------- --------- --------- ----------- ----------- ---------
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