0001033905-20-000076.txt : 20200605 0001033905-20-000076.hdr.sgml : 20200605 20200605113810 ACCESSION NUMBER: 0001033905-20-000076 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200603 FILED AS OF DATE: 20200605 DATE AS OF CHANGE: 20200605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOEWENBAUM G WALTER II CENTRAL INDEX KEY: 0001105966 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-30109 FILM NUMBER: 20945174 MAIL ADDRESS: STREET 1: C/O 3D SYSTEMS CORPORATION STREET 2: 333 THREE D SYSTEMS CIRCLE CITY: ROCK HILL STATE: SC ZIP: 29730 FORMER NAME: FORMER CONFORMED NAME: LOEWENBAUM G WALTER DATE OF NAME CHANGE: 20000209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUMINEX CORP CENTRAL INDEX KEY: 0001033905 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 742747608 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12212 TECHNOLOGY BLVD STREET 2: 512-219-8020 CITY: AUSTIN STATE: TX ZIP: 78727 BUSINESS PHONE: 5122494741 MAIL ADDRESS: STREET 1: 12212 TECHNOLOGY BLVD CITY: AUSTIN STATE: TX ZIP: 78727 4/A 1 wf-form4a_159137147110000.xml FORM 4/A X0306 4/A 2020-06-03 2020-06-05 0 0001033905 LUMINEX CORP LMNX 0001105966 LOEWENBAUM G WALTER II 12212 TECHNOLOGY BOULEVARD AUSTIN TX 78727 1 0 0 0 Common Stock 550189 D Common Stock 2020-06-03 2020-06-03 4 S 0 55505 31.0206 D 853910 I Spouse Common Stock 2020-06-04 2020-06-04 4 S 0 44495 30.6911 D 809415 I Spouse Common Stock 96614 I Partnership Common Stock 428520 I Trusts Date changed from 06/04/2020 as reported on original Form 4, to 06/03/2020 per market transaction date This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.685 to $31.245 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Date changed from 06/05/2020 as reported on original Form 4, to 06/04/2020 per market transaction date. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.32 to $31.075 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. /S/ HARRISS T. CURRIE, AS ATTORNEY-IN-FACT FOR G. WALTER LOEWENBAUM II 2020-06-05