0001033427-11-000056.txt : 20110804
0001033427-11-000056.hdr.sgml : 20110804
20110804145845
ACCESSION NUMBER: 0001033427-11-000056
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110804
DATE AS OF CHANGE: 20110804
EFFECTIVENESS DATE: 20110804
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDIAN ASSET MANAGEMENT LLC/CT
CENTRAL INDEX KEY: 0001033427
IRS NUMBER: 061439577
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06008
FILM NUMBER: 111010185
BUSINESS ADDRESS:
STREET 1: 276 POST RD WEST
CITY: WESTPORT
STATE: CT
ZIP: 06880-4704
BUSINESS PHONE: 2033417800
MAIL ADDRESS:
STREET 1: 276 POST ROAD WEST
CITY: WESTPORT
STATE: CT
ZIP: 06880-4704
13F-HR
1
inftable.txt
IRIDIAN ASSET MANAGEMENT LLC JUNE 30, 2011 13F-HR
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment { }: Amendment Number:
This Amendment (check only one):
[ ] is a restatement. [ ] adds new holdings entries.
Report Type (Check only one.):
[ ] 13F Holdings Report
[ ] 13F Notice
[X] 13F Combination Report
Institutional Investment Manager Filing this Report:
Name: Iridian Asset Management LLC
Address: 276 Post Road West, Westport, CT 06880-4704
13F File Number: 028-06008
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-11953 First Eagle Investment Management LLC
The institutional investment manager filing this report and the person by whom
it is signed hereby represents that the person signing this report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lane S. Bucklan
Title: General Counsel and Chief Compliance Officer
Phone: 203-341-9053
Signature, Place and date of Signing:
/s/ Lane S. Bucklan Westport, CT August 4, 2011
---------------------- ----------- -------------
[Signature] [City, State] [Date]
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Summary:
Number of other included Managers: 0
Form 13F Information Table Entry Total: 215
Form 13F Information Table Value Total: $6,926,668
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 4996 52670 SH Sole 45510 7160
ABBOTT LABORATORIES COM 002824100 3377 64180 SH Sole 55140 9040
ACCURAY INC COM 004397105 466 58180 SH Sole 58180
ACXIOM CORP COM 005125109 487 37139 SH Sole 37139
AEROVIRONMENT INC COM 008073108 19654 555973 SH Sole 555973
AETNA INC COM 00817Y108 16089 364921 SH Sole 364921
AGILENT TECHNOLOGIES INC COM 00846U101 49847 975290 SH Sole 799023 176267
AMDOCS LTD COM G02602103 78970 2598544 SH Sole 2120590 477954
AMERICAN EAGLE OUTFITTERS COM 02553E106 535 41970 SH Sole 41970
AMGEN INC COM 031162100 122478 2099030 SH Sole 1700200 398830
AMN HEALTH CARE SERVICES COM 001744101 612 73613 SH Sole 73613
ANHEUSER-BUSCH INBEV SPN ADR COM 03524A108 1408 24270 SH Sole 24270
ANNALY MORTGAGE MANAGEMENT COM 035710409 11424 633260 SH Sole 633260
AOL INC COM 00184X105 106059 5340334 SH Sole 4709884 630450
AON CORP COM 037389103 153883 2999660 SH Sole 2463980 535680
APPLE INC COM 037833100 32925 98087 SH Sole 98087
ASPEN INSURANCE HOLDINGS COM G05384105 468 18170 SH Sole 18170
ATLAS ENERGY LP COM 04930A104 2101 96700 SH Sole 96700
ATLAS PIPELINE PARTNERS LP COM 049392103 488 14800 SH Sole 14800
ATMEL CORPORATION COM 049513104 51987 3694895 SH Sole 2998309 696586
AUTOZONE INC COM 053332102 244148 828041 SH Sole 678341 149700
AVATAR HOLDINGS INC COM 053494100 391 25735 SH Sole 25735
AVIAT NETWORKS INC COM 05366Y102 370 93980 SH Sole 93980
BALL CORP COM 058498106 249861 6496658 SH Sole 5308082 1188576
BANK OF AMERICA CORP COM 060505104 23939 2184170 SH Sole 2131850 52320
BANK OF NEW YORK MELLON CORP COM 064058100 3951 154230 SH Sole 132810 21420
BAXTER INTL INC COM 071813109 219211 3672490 SH Sole 3004281 668209
BEBE STORES INC COM 075571109 459 75162 SH Sole 75162
BECTON DICKINSON & CO COM 075887109 3688 42800 SH Sole 36190 6610
BP PLC SPON ADR COM 055622104 1652 37310 SH Sole 37310
BROOKLINE BANCORP COM 11373M107 313 33736 SH Sole 33736
BROWN SHOE COMPANY INC COM 115736100 484 45470 SH Sole 45470
CA INC COM 12673P105 25204 1103500 SH Sole 1103500
CAL DIVE INTNL INC COM 12802T101 451 75460 SH Sole 75460
CENTERSTATE BANKS INC COM 15201P109 576 83304 SH Sole 83304
CHART INDUSTRIES INC COM 16115Q308 636 11790 SH Sole 11790
CHEVRON CORP COM 166764100 12403 120602 SH Sole 107324 13278
CHICO'S FAS INC COM 168615102 619 40624 SH Sole 40624
CHRISTOPHER & BANKS, CORP COM 171046105 472 82140 SH Sole 82140
CHUBB CORP COM 171232101 6692 106880 SH Sole 96750 10130
CIT GROUP INC COM 125581801 5244 118486 SH Sole 105966 12520
CITIGROUP INC COM 172967424 22769 546800 SH Sole 546800
CLEARWIRE CORP-CLASS A COM 18538Q105 20543 5434778 SH Sole 5434778
COCA COLA COM 191216100 4958 73680 SH Sole 62260 11420
COLLECTIVE BRANDS INC COM 19421W100 488 33250 SH Sole 33250
COMPUTER SCIENCES CORP COM 205363104 161647 4258352 SH Sole 3516862 741490
CONSOL ENERGY INC COM 20854P109 6370 131390 SH Sole 117010 14380
COVANTA HOLDING CORP COM 22282E102 93083 5644807 SH Sole 4609955 1034852
CROWN HOLDINGS INC. COM 228368106 256836 6616081 SH Sole 5371216 1244865
CRYOLIFE INC COM 228903100 431 76940 SH Sole 76940
CSX CORP COM 126408103 9980 380640 SH Sole 339870 40770
CYNOSURE INC-CLASS A COM 232577205 220 18178 SH Sole 18178
DANAHER CORP COM 235851102 7935 149750 SH Sole 128610 21140
DEVON ENERGY CORP COM 25179M103 211013 2677496 SH Sole 2237052 440444
DRESSER-RAND GROUP INC COM 261608103 82994 1544079 SH Sole 1263285 280794
DU PONT (EI) DE NEMOURS COM 263534109 6544 121080 SH Sole 104230 16850
DUN & BRADSTREET CORP COM 26483E100 36131 478307 SH Sole 390407 87900
EARTHLINK INC COM 270321102 23758 3087515 SH Sole 3087515
EASTMAN CHEMICAL CO COM 277432100 229983 2253191 SH Sole 1837279 415912
EBAY INC COM 278642103 4749 147150 SH Sole 132210 14940
EMULEX CORP COM 292475209 11164 1298090 SH Sole 1298090
ENERGYSOLUTIONS INC COM 292756202 14045 2843080 SH Sole 2843080
ENZON PHARMACEUTICALS INC COM 293904108 45652 4542530 SH Sole 4170457 372073
EXTERRAN HOLDINGS INC COM 30225X103 71890 3625309 SH Sole 2954889 670420
EXTREME NETWORKS INC COM 30226D106 613 189161 SH Sole 189161
FALCONSTOR SOFTWARE INC COM 306137100 878 195960 SH Sole 195960
FIDELITY NATIONAL FINL - A COM 31620R105 488 30973 SH Sole 30973
FIFTH STREET FINANCE CORP COM 31678A103 352 30313 SH Sole 30313
FIRST FINANCIAL HOLDINGS INC COM 320239106 448 49918 SH Sole 49918
FIRST MERCHANTS CORP COM 320817109 554 61948 SH Sole 61948
FIRST MIDWEST BANK COM 320867104 550 44780 SH Sole 44780
FLOW INTL CORP COM 343468104 703 197523 SH Sole 197523
FORMFACTOR INC COM 346375108 429 47399 SH Sole 47399
FOSTER WHEELER LTD COM H27178104 421 13851 SH Sole 13851
FURIEX PHARMACEUTICALS COM 36106P101 488 27412 SH Sole 27412
GANNETT CO COM 364730101 22728 1587128 SH Sole 1587128
GENERAL DYNAMICS COM 369550108 236211 3169760 SH Sole 2629620 540140
GENERAL MOTORS CORP COM 37045V100 3512 115690 SH Sole 100000 15690
GENON ENERGY INC COM 37244E107 470 121654 SH Sole 121654
GIBRALTAR INDUSTRIES INC COM 374689107 570 50340 SH Sole 50340
GOLDMAN SACHS GROUP INC COM 38141G104 2803 21060 SH Sole 18140 2920
GOOGLE INC - CL A COM 38259P508 25962 51270 SH Sole 51270
GUESS? INC COM 401617105 16702 397102 SH Sole 397102
H&E EQUIPMENT SERVICES INC COM 404030108 427 30510 SH Sole 30510
HALOZYME THERAPEUTICS INC COM 40637H109 266 38483 SH Sole 38483
HANESBRANDS INC COM 410345102 17734 621165 SH Sole 621165
HEALTH NET INC COM 42222G108 131949 4111834 SH Sole 3400517 711317
HERITAGE FINANCIAL GROUP COM 42726X102 486 40778 SH Sole 40778
HEWLETT-PACKARD CO COM 428236103 2828 77690 SH Sole 64480 13210
HORSEHEAD HOLDING CORP COM 440694305 531 39900 SH Sole 39900
HUMAN GENOME SCIENCES INC COM 444903108 67119 2735100 SH Sole 2245150 489950
IBM CORPORATION COM 459200101 11780 68670 SH Sole 60950 7720
IMPERIAL HOLDINGS LLC COM 452834104 3394 334067 SH Sole 334067
INGERSOLL-RAND PLC COM G47791101 160431 3532955 SH Sole 2896360 636595
INTERNAP NETWORK SERVICES COM 45885A300 564 76670 SH Sole 76670
INTERNATIONAL PAPER CO COM 460146103 14314 480000 SH Sole 419380 60620
INTERPUBLIC GROUP OF COS INC COM 460690100 56497 4519730 SH Sole 3682740 836990
INVESTORS BANCORP INC COM 46146P102 375 26393 SH Sole 26393
IPATH S&P 500 VIX M/T FU ETN COM 06740C519 10966 217709 SH Sole 217709
IRIS INTERNATIONAL INC COM 46270W105 514 51490 SH Sole 51490
JAKKS PACIFIC INC COM 47012E106 454 24643 SH Sole 24643
JPMORGAN CHASE & CO COM 46625H100 13056 318900 SH Sole 277940 40960
KELLY SERVICES INC - CL A COM 488152208 373 22607 SH Sole 22607
KENNETH COLE PRODUCTIONS-A COM 193294105 523 41886 SH Sole 41886
KIMBERLY-CLARK CORP COM 494368103 3966 59590 SH Sole 51220 8370
KOHLS CORP COM 500255104 6074 121460 SH Sole 106860 14600
KRISPY KREME DOUGHNUTS INC COM 501014104 530 55780 SH Sole 55780
LABORATORY CORP OF AMERICA HLD COM 50540R409 6091 62930 SH Sole 54030 8900
LAWSON PRODUCTS INC COM 520776105 291 14778 SH Sole 14778
LEAP WIRELESS INTL INC COM 521863308 42875 2641689 SH Sole 2146457 495232
LSI CORP COM 502161102 165873 23296781 SH Sole 19088295 4208486
LSI INDUSTRIES INC COM 50216C108 540 68036 SH Sole 68036
LTX-CREDENCE CORP COM 502403207 565 63160 SH Sole 63160
MAGELLAN HEALTH SERVICES INC COM 559079207 558 10197 SH Sole 10197
MAGMA DESIGN AUTOMATION COM 559181102 781 97783 SH Sole 97783
MARATHON OIL CORP COM 565849106 30298 575130 SH Sole 575130
MASTERCARD INC-CLASS A COM 57636Q104 5355 17770 SH Sole 15010 2760
MCDONALDS CORP COM 580135101 8483 100610 SH Sole 88770 11840
MCKESSON CORP COM 58155Q103 5577 66670 SH Sole 57500 9170
MEDICINES COMPANY COM 584688105 449 27191 SH Sole 27191
MEDIDATA SOLUTIONS INC COM 58471A105 10270 430241 SH Sole 430241
MERIT MEDICAL SYSTEMS INC COM 589889104 857 47712 SH Sole 47712
METALICO INC COM 591176102 445 75340 SH Sole 75340
MICROSOFT CORP COM COM 594918104 5522 212390 SH Sole 188650 23740
MORGAN STANLEY COM 617446448 4109 178570 SH Sole 150890 27680
MYRIAD GENETICS INC COM 62855J104 546 24030 SH Sole 24030
McDERMOTT INTL INC COM 580037109 231 11682 SH Sole 11682
NEKTAR THERAPEUTICS COM 640268108 335 46020 SH Sole 46020
NEWELL RUBBERMAID INC COM 651229106 12822 812533 SH Sole 812533
NII HOLDINGS INC COM 62913F201 66637 1572372 SH Sole 1289220 283152
NVIDIA CORP COM 67066G104 55066 3455686 SH Sole 3030876 424810
NXP SEMICONDUCTORS NV COM N6596X109 1260 47140 SH Sole 47140
OCCIDENTAL PETROLEUM CORP COM 674599105 11387 109450 SH Sole 97610 11840
OLYMPIC STEEL INC COM 68162K106 489 17759 SH Sole 17759
OMNICARE INC COM 681904108 245725 7705383 SH Sole 6304633 1400750
ONLINE RESOURCE COM 68273G101 432 132410 SH Sole 132410
OPENWAVE SYSTEMS INC COM 683718308 544 237459 SH Sole 237459
ORACLE CORP COM 68389X105 7142 217010 SH Sole 186700 30310
ORION MARINE GROUP INC COM 68628V308 389 41370 SH Sole 41370
OWENS CORNING COM 690742101 100446 2689321 SH Sole 2198401 490920
PACIFIC BIOSCIENCES OF CALIF COM 69404D108 261 22320 SH Sole 22320
PACKAGING CORP OF AMERICA COM 695156109 147240 5260440 SH Sole 4305890 954550
PATTERSON-UTI ENERGY INC COM 703481101 1322 41810 SH Sole 41810
PETROQUEST ENERGY INC COM 716748108 409 58320 SH Sole 58320
PFIZER INC COM 717081103 8516 413380 SH Sole 398510 14870
PHARMERICA CORP COM 71714F104 151 11840 SH Sole 11840
PIKE ELECTRIC CORP COM 721283109 297 33584 SH Sole 33584
PIPER JAFFRAY CO COM 724078100 462 16050 SH Sole 16050
PLATINUM UNDERWRITERS HLDGS COM G7127P100 485 14600 SH Sole 14600
PRAXAIR INC COM 74005P104 8880 81930 SH Sole 72600 9330
PRECISION CASTPARTS CORP COM 740189105 79312 481703 SH Sole 399275 82428
PROSHARES ULTRASHORT RUSSELL 2 COM 74348A202 486 11636 SH Sole 11636
PULSE ELECTRONICS CORP COM 74586W106 603 136467 SH Sole 136467
QUALCOMM INC COM 747525103 15902 280010 SH Sole 280010
RADISYS CORP COM 750459109 467 64030 SH Sole 64030
RAYTHEON COMPANY COM 755111507 28744 576613 SH Sole 474513 102100
RENT-A-CENTER INC COM 76009N100 51564 1687298 SH Sole 1374278 313020
RIGEL PHARMACEUTICALS INC COM 766559603 260 28361 SH Sole 28361
ROCKWELL COLLINS INC COM 774341101 57723 935699 SH Sole 768099 167600
ROCKWOOD HOLDINGS INC COM 774415103 205669 3719818 SH Sole 3048848 670970
ROYAL DUTCH SHELL PLC-ADR COM 780259107 18329 255450 SH Sole 255450
RUBY TUESDAY INC COM 781182100 494 45840 SH Sole 45840
SAFEWAY INC COM NEW COM 786514208 85495 3658320 SH Sole 2978660 679660
SAP AG-SPONSORED ADR COM 803054204 12424 204840 SH Sole 204840
SARA LEE CORP COM 803111103 89409 4708219 SH Sole 3834419 873800
SCHLUMBERGER LTD COM 806857108 7790 90160 SH Sole 78950 11210
SEAGATE TECHNOLOGY COM G7945M107 159497 9869860 SH Sole 8082600 1787260
SERVICE CORP INTERNATIONAL COM 817565104 452 38690 SH Sole 38690
SHIRE PLC-ADR COM 82481R106 6900 73240 SH Sole 62490 10750
SPANSION INC-CL A COM 84649R200 8279 429655 SH Sole 429655
SPDR GOLD TRUST COM 78463V107 5476 37510 SH Sole 37510
STARWOOD PROPERTY TRUST INC COM 85571B105 25076 1222640 SH Sole 1222640
STATE STREET CORP COM 857477103 6990 155030 SH Sole 132020 23010
STILLWATER MINING COM 86074Q102 495 22496 SH Sole 22496
STONE ENERGY CORP COM 861642106 516 16975 SH Sole 16975
SYNERON MEDICAL LTD COM M87245102 490 40414 SH Sole 40414
TE CONNECTIVITY LTD COM H84989104 165165 4493051 SH Sole 3683681 809370
TECK RESOURCES LTD-CLS B COM 878742204 330 6500 SH Sole 6500
TEEKAY CORPORATION COM Y8564W103 49023 1587528 SH Sole 1376799 210729
TEEKAY OFFSHORE PARTNERS LP COM Y8565J101 5498 187321 SH Sole 187321
TEMPLE-INLAND INC COM 879868107 69725 2344492 SH Sole 1910790 433702
TENNECO INC COM 880349105 131094 2974666 SH Sole 2428310 546356
TERADYNE INC COM 880770102 341 23051 SH Sole 23051
TEVA PHARMACEUTICAL-SP ADR COM 881624209 4983 103340 SH Sole 98950 4390
THE SHERWIN-WILLIAMS CO COM 824348106 39615 472333 SH Sole 381612 90721
THE TRAVELERS COS INC COM 89417E109 6337 108540 SH Sole 96470 12070
THERAVANCE INC COM 88338T104 58478 2632977 SH Sole 2148799 484178
THERMO FISHER SCIENTIFIC INC COM 883556102 4937 76680 SH Sole 66260 10420
TITAN INTERNATIONAL INC COM 88830M102 375 15458 SH Sole 15458
TIVO INC COM 888706108 34101 3314032 SH Sole 3314032
TYCO INTERNATIONAL LTD COM H89128104 131440 2659120 SH Sole 2178730 480390
UNION BANKSHARES CORP COM 90662P104 551 45263 SH Sole 45263
UNITED RENTALS, INC. COM 911363109 318 12538 SH Sole 12538
US BANCORP COM 902973304 9216 361270 SH Sole 320190 41080
VALEANT PHARMACEUTICALS INTNL COM 91911K102 295604 5689059 SH Sole 4653532 1035527
VALSPAR CORP COM 920355104 153334 4252190 SH Sole 3473242 778948
VODAFONE GROUP PLC-SP ADR COM 92857W209 2078 77780 SH Sole 77780
W&T OFFSHORE INC COM 92922P106 390 14932 SH Sole 14932
WAL-MART STORES INC COM 931142103 3094 58230 SH Sole 51690 6540
WALTER ENERGY INC COM 93317Q105 593 5120 SH Sole 5120
WARREN RESOURCES INC COM 93564A100 572 150100 SH Sole 150100
WASHINGTON FEDERAL INC COM 938824109 458 27869 SH Sole 27869
WELLPOINT INC COM 94973V107 12995 164973 SH Sole 164973
WELLS FARGO & CO COM 949746101 6545 233250 SH Sole 211860 21390
WET SEAL INC/THE-CLASS A COM 961840105 462 103360 SH Sole 103360
WORLD FUEL SERVICES CORP COM 981475106 10250 285285 SH Sole 285285
WRIGHT MEDICAL GROUP INC COM 98235T107 513 34170 SH Sole 34170
WYNDHAM WORLDWIDE CORP COM 98310W108 274947 8170784 SH Sole 6697014 1473770
YAHOO! INC COM 984332106 10732 713550 SH Sole 713550
- FII JAN 20 PUTS PUT 31421110p 304 3200 SH Sole 3200
- LPS SEP 25 PUTS PUT 52602E10p 9319 19019 SH Sole 19019
- SPX SEP 1250 PUTS PUT 405 225 SH Sole 225
OMNICARE 3.75% CONV 681904AN8 360 270000 PRN Sole 270000
SANOFI CVR 80105N113 395 163750 SH Sole 163750
ALERE INC 3% PFD PFD 01449J204 300 1074 SH Sole 1074