0001144204-19-025231.txt : 20190510 0001144204-19-025231.hdr.sgml : 20190510 20190510153351 ACCESSION NUMBER: 0001144204-19-025231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160817 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENDELSOHN LAWRENCE CENTRAL INDEX KEY: 0001033026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 19814648 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Ajax Corp. CENTRAL INDEX KEY: 0001614806 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465211780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 BUSINESS PHONE: 503-295-5800 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 4 1 tv521245_form4.xml FORM 4 X0306 4 2016-08-17 0 0001614806 Great Ajax Corp. AJX 0001033026 MENDELSOHN LAWRENCE 9400 SW BEAVERTON-HILLSDALE HWY SUITE 131 BEAVERTON OR 97005 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock, par value $0.01 per share 82070 D Common Stock, par value $0.01 per share 2019-05-08 4 A 0 62301 13.56 A 550981 I By Thetis Asset Management LLC Common Stock, par value $0.01 per share 8518 I By Flanders Street Capital Partners I., L.P. Common Stock, par value $0.01 per share 50184 I By Aspen Uranus LLC Common Stock, par value $0.01 per share 70 I By wife Common Stock, par value $0.01 per share 70 I By daughter Common Stock, par value $0.01 per share 70 I By son Common Stock, par value $0.01 per share 274667 I By Gregory Funding LLC Common Stock, par value $0.01 per share 176 I By AIM Capital Common Stock, par value $0.01 per share 763 I RPM Capital LLC Common Stock, par value $0.01 per share 87 I By wife through RAD Children's Trust Common Stock, par value $0.01 per share 900749 I By Aspen Yo LLC Common Stock, par value $0.01 per share 7341 I By Mendelsohn Family Limited Partnership Common Stock, par value $0.01 per share 75001 I By Great Ajax FS LLC 7.25% Convertible Notes due 2024 15.21 2023-04-30 2024-04-30 Common Stock, par value $0.01 per share 13150.4 8000 I By Aspen Uranus LLC Payment of management fee to Thetis Asset Management LLC for first quarter ended March 31, 2019. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Includes 274,667 shares held by Gregory Funding LLC, 550,981 shares held by Thetis Asset Management LLC, 100 shares held by Aspen Yo LLC and 75,001 shares held by Great Ajax FS LLC reported herein. Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership. The initial conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.6438 shares of the Issuer's common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $15.21 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes. Calculated based on the initial conversion rate of 1.6438 shares of the Issuer's common stock per $25.00 principal amount of Notes. /s/ Lawrence Mendelsohn 2019-05-10