SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
R H CAPITAL ASSOCIATES NUMBER ONE LP

(Last) (First) (Middle)
139 WEST SADDLE RIVER ROAD

(Street)
SADDLE RIVER NJ 07458

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/06/2007
3. Issuer Name and Ticker or Trading Symbol
Summer Infant, Inc. [ SUMR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 449,800 D(1)
Common Shares 449,800 I(2) By: Robert Horwitz and RH Capital Associates LLC
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants 03/06/2007 04/20/2009 Common Shares 1,114,152(1) $5 D
Warrants 03/06/2007 04/20/2009 Common Shares 1,114,152(2) $5 I By: Robert Horwitz and RH Capital Associates LLC
Warrants 03/06/2007 04/20/2009 Common Shares 413,748(3) $5 I By: Robert Horwitz and RH Capital Associates LLC
1. Name and Address of Reporting Person*
R H CAPITAL ASSOCIATES NUMBER ONE LP

(Last) (First) (Middle)
139 WEST SADDLE RIVER ROAD

(Street)
SADDLE RIVER NJ 07458

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
HORWITZ ROBERT

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
RH CAPITAL ASSOCIATES LLC

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. These securities are owned by RH Capital Associates Number One, L.P. (the "Partnership"), which is a Reporting Person.
2. These securities may be deemed to be beneficially owned by RH Capital Associates LLC, which sole general partner of the Partnership, and Robert Horwitz, the managing member of RH Capital Associates LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
3. These securities may be deemed to be beneficially owned by RH Capital Associates LLC, which serves as the investment manager to private investment vehicles, and Robert Horwitz, the managing member of RH Capital Associates LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
RH Capital Associates Number One, L.P., RH Capital Associates LLC, By: Robert Horwitz, Managing Member 03/28/2007
RH Capital Associates LLC, By: Robert Horwitz, Managing Member 03/28/2007
By: Robert Horwitz 03/28/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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