0001181431-12-044062.txt : 20120807
0001181431-12-044062.hdr.sgml : 20120807
20120807161431
ACCESSION NUMBER: 0001181431-12-044062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120524
FILED AS OF DATE: 20120807
DATE AS OF CHANGE: 20120807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULLER MORTIMER B III
CENTRAL INDEX KEY: 0001032793
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 121013406
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036293722
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd352029.xml
MAY EXERCISE
X0306
4
2012-05-24
0
0001012620
GENESEE & WYOMING INC
GWR
0001032793
FULLER MORTIMER B III
66 FIELD POINT ROAD
GREENWICH
CT
06830
1
0
0
0
Class A Common Stock, $0.01 par value
2012-05-24
4
M
0
3091
35.59
A
30849
D
Class A Common Stock, $0.01 par value
5955.5
I
By wife
Class B Common Stock, $0.01 par value
1344863
D
Class B Common Stock, $0.01 par value
5748
I
By wife
Class B Common Stock, $0.01 par value
98675
I
By Grantor Retained Annuity Trust
Stock Option (Right to Buy)
35.59
2012-05-24
4
M
0
3091
0
A
2012-05-29
Class A Common Stock, $.01 par value
3091
0
D
These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee.
This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in one installment on May 30, 2010.
Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III
2012-08-07