0001181431-12-044062.txt : 20120807 0001181431-12-044062.hdr.sgml : 20120807 20120807161431 ACCESSION NUMBER: 0001181431-12-044062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120524 FILED AS OF DATE: 20120807 DATE AS OF CHANGE: 20120807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 121013406 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd352029.xml MAY EXERCISE X0306 4 2012-05-24 0 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $0.01 par value 2012-05-24 4 M 0 3091 35.59 A 30849 D Class A Common Stock, $0.01 par value 5955.5 I By wife Class B Common Stock, $0.01 par value 1344863 D Class B Common Stock, $0.01 par value 5748 I By wife Class B Common Stock, $0.01 par value 98675 I By Grantor Retained Annuity Trust Stock Option (Right to Buy) 35.59 2012-05-24 4 M 0 3091 0 A 2012-05-29 Class A Common Stock, $.01 par value 3091 0 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in one installment on May 30, 2010. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III 2012-08-07