0001181431-11-058549.txt : 20111202
0001181431-11-058549.hdr.sgml : 20111202
20111202165803
ACCESSION NUMBER: 0001181431-11-058549
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111201
FILED AS OF DATE: 20111202
DATE AS OF CHANGE: 20111202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULLER MORTIMER B III
CENTRAL INDEX KEY: 0001032793
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 111241052
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036293722
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd327115.xml
GIFT 12-2-11
X0304
4
2011-12-01
0
0001012620
GENESEE & WYOMING INC
GWR
0001032793
FULLER MORTIMER B III
66 FIELD POINT ROAD
GREENWICH
CT
06830
1
0
0
0
Class A Common Stock, $.01 par value
2011-12-01
4
C
0
3654
A
30038
D
Class A Common Stock, $.01 par value
2011-12-01
5
G
0
3654
0
D
26384
D
Class A Common Stock, $.01 par value
5955.5
I
By wife
Class B Common Stock, $.01 par value
1175439
D
Class B Common Stock, $.01 par value
5748
I
By wife
Class B Common Stock, $.01 par value
247870
I
By Grantor Retained Annuity Trust
Class B Common Stock, $.01 par value
154930
I
By Grantor Retained Annuity Trust
Class B Common Stock, $.01 par value
2011-12-01
4
C
0
3654
0
D
Class A Common Stock, $.01 par value
3654
1175439
D
These shares were received upon conversion of Class B Common Stock held by Mr. Fuller. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the Trustee.
These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the Trustee.
Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III
2011-12-02