-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AWNhqwSGTZfd3T/UPUgr93Rsfcwal3SR1iTfwLuu965K8FVMK+BoyhD7rk8X8tIE uJe34l2M3M4pxu2ef9R/Dw== 0001012870-02-000435.txt : 20020414 0001012870-02-000435.hdr.sgml : 20020414 ACCESSION NUMBER: 0001012870-02-000435 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEYNOTE SYSTEMS INC CENTRAL INDEX KEY: 0001032761 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 943226488 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56991 FILM NUMBER: 02531795 BUSINESS ADDRESS: STREET 1: 2855 CAMPUS DRIVE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 6505221000 MAIL ADDRESS: STREET 1: 2855 CAMPUS DRIVE CITY: SAN MATEO STATE: CA ZIP: 94403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUPTA UMANG P CENTRAL INDEX KEY: 0000940556 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 523 HARVARD RD CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 4153445832 MAIL ADDRESS: STREET 1: 1060 MARSH ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 dsc13ga.txt SCHEDULE 13G/A AMENDMENT #2 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Under the Securities Exchange Act of 1934 (Amendment No. 2)* KEYNOTE SYSTEMS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 493308 10 0 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [x] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 493308 10 0 SCHEDULE 13G PAGE 2 OF 5 PAGES ===================== ================= - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 1 Umang Gupta - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER -2,080,910- (1) 5 NUMBER OF SHARES ----------------------------------------------------------- BENEFICIALLY SHARED VOTING POWER -70,000- (1) OWNDED BY 6 EACH REPORTING ------------------------------------------------------ PERSON SOLE DISPOSITIVE POWER -2,080,910- (1) WITH 7 ------------------------------------------------------------ SHARED DISPOSITIVE POWER -70,000- (1) 8 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 -2,150,910- - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 7.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ CUSIP NO. 493308 10 0 SCHEDULE 13G PAGE 3 OF 5 PAGES ===================== ================== Item 1(a) Name of Issuer: -------------- Keynote Systems, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 777 Mariners Island Boulevard San Mateo, CA 94404 Item 2(a) Name of Person Filing: --------------------- Umang Gupta Item 2(b) Address of Principal Business Office or, If None, Residence ----------------------------------------------------------- c/o Keynote Systems, Inc. 777 Mariners Island Boulevard San Mateo, CA 94404 Item 2(c) Citizenship: ----------- United States Item 2(d) Title of Class of Securities: ---------------------------- Common Stock, $0.001 par value per share Item 2(e) CUSIP Number: ------------ 493308 10 0 Item 3. Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c) ------------------------------------------------------------ Not applicable. Item 4. Ownership --------- (a) Amount Beneficially Owned: ------------------------- -2,150,910- (b) Percent of Class: ---------------- -7.6%- CUSIP NO. 493308 10 0 SCHEDULE 13G PAGE 4 OF 5 PAGES ===================== ================== (c) Number of shares as to which such person has: -------------------------------------------- (i) sole power to vote or direct the vote: -2,080,910- (1) (ii) shared power to vote or direct the vote: -70,000- (1) (iii) sole power to dispose or to direct the disposition of: -2,080,910- (1) (iv) shared power to dispose or to direct the disposition of: -70,000- (1) Item 5. Ownership of Five Percent or Less of a Class -------------------------------------------- Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person --------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of Subsidiary Which Acquired the ------------------------------------------------------------------ Security Being Reported on by the Parent Holding Company -------------------------------------------------------- Not applicable. Item 8. Identification and Classification Members of the Group ------------------------------------------------------ Not applicable. Item 9. Notice of Dissolution of Group ------------------------------ Not applicable. Item 10. Certification ------------- Not applicable. Explanation of Responses: (1) Of the shares held by Mr. Gupta, 70,000 shares are held by the Gupta Family 1999 Irrevocable Trust. Mr. Gupta disclaims beneficial ownership of the shares held by this entity except to the extent of his interest therein. CUSIP NO. 493308 10 0 SCHEDULE 13G PAGE 5 OF 5 PAGES ===================== ================== SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 5, 2002 Umang Gupta /s/ Umang Gupta --------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----