FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/15/2004 |
3. Issuer Name and Ticker or Trading Symbol
ENVIRONMENTAL SOLUTIONS WORLDWIDE INC [ ESWW.OB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $.001 per share | 150,000 | D | |
Common Stock, Par value $.001 per share | 1,500,000(1)(3) | D(2) | |
Common Stock, par value $.001 per share | 2,070,588(1)(4) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants to purchase shares of common stock | 09/15/2004 | 10/10/2005 | Common Stock, par value $.001 per share | 150,000(1)(2) | $0.17(6) | D | |
Warrants to purchase shares of common stock | 09/15/2004 | 10/10/2005 | Common Stock, par value $.001 per share | 600,000(1)(4) | $0.17(6) | D | |
Warrants to purchase shares of common stock | 09/15/2004 | 10/03/2005 | Common Stock, par value $.001 per share | 735,292(1)(4) | $0.3(7) | D | |
Warrants to purchase shares of common stock | 09/15/2004 | 09/13/2007 | Common Stock, par value $.001 per share | 1,000,000(1)(3) | $1(7) | D | |
Warrants to purchase shares of common stock | 09/15/2004 | 09/13/2007 | Common Stock, par value $.001 per share | 250,000(1)(2) | $1(7) | D | |
Warrants to purchase shares of common stock | 09/15/2004 | 09/13/2007 | Common Stock, par value $.001 per share | 250,000(1)(5) | $1(7) | D | |
Debentures convertible into shares of common stock | 09/15/2004 | 09/13/2007 | Common Stock, par value $.001 per share | 4,000,000(1)(3) | $0.5(7) | D | |
Debentures convertible into shares of common stock | 09/15/2004 | 09/13/2007 | Common Stock, par value $.001 per share | 1,000,000(1)(2) | $0.5(7) | D | |
Debentures convertible into shares of common stock | 09/15/2004 | 09/13/2007 | Common Stock, par value $.001 per share | 1,000,000(1)(5) | $0.5(7) | D |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Each of the Reporting Persons disclaims beneficial ownership of the securities owned by any of the other Reporting Persons. |
2. These securities are directly beneficially owned by Leon D. Black. |
3. These securities are directly beneficially owned by the Black Family 1997 Trust (the "1997 Trust"). Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by the 1997 Trust. |
4. These securities are directly beneficially owned in equal parts by each of the Leon D. Black Trust UAD 11/30/02 FBO Alexander Black, the Leon D. Black Trust UAD 11/30/02 FBO Benjamin Black, the Leon D. Black Trust UAD 11/30/02 FBO Joshua Black and the Leon D. Black Trust UAD 11/30/92 FBO Victoria Black. |
5. These securities are directly beneficially owned by Mr. Hannan. |
6. Subject to further adjustment. |
7. Subject to adjustment upon certain events. |
/s/ Leon D. Black | 09/24/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |