0001181431-13-054082.txt : 20131016 0001181431-13-054082.hdr.sgml : 20131016 20131016185103 ACCESSION NUMBER: 0001181431-13-054082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131016 DATE AS OF CHANGE: 20131016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resolute Energy Corp CENTRAL INDEX KEY: 0001469510 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY STREET 2: SUITE 1950 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-573-4886 MAIL ADDRESS: STREET 1: 1675 BROADWAY STREET 2: SUITE 1950 CITY: DENVER STATE: CO ZIP: 80202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERSH KENNETH A CENTRAL INDEX KEY: 0001032659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34464 FILM NUMBER: 131154983 MAIL ADDRESS: STREET 1: 1675 BROADWAY STREET 2: SUITE 1950 CITY: DENVER STATE: CO ZIP: 80202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Natural Gas Partners VII, L.P. CENTRAL INDEX KEY: 0001377292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34464 FILM NUMBER: 131154984 BUSINESS ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972.432.1440 MAIL ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 rrd392867.xml FORM 4 X0306 4 2013-09-30 0 0001469510 Resolute Energy Corp REN 0001377292 Natural Gas Partners VII, L.P. 5221 N. O'CONNOR BLVD., SUITE 1100 IRVING TX 75039 0 0 1 0 0001032659 HERSH KENNETH A 5221 N. O'CONNOR BLVD., SUITE 1100 IRVING TX 75039 0 0 1 0 Common Stock, par value $0.0001 per share 2013-09-30 4 S 0 48000 8.32 D 1920078 D Common Stock, par value $0.0001 per share 2013-09-30 4 S 0 2000 8.32 D 88850 I See Footnotes Common Stock, par value $0.0001 per share 2013-10-01 4 S 0 48000 8.43 D 1872078 D Common Stock, par value $0.0001 per share 2013-10-01 4 S 0 2000 8.43 D 86850 I See Footnotes Common Stock, par value $0.0001 per share 2013-10-02 4 S 0 48000 8.68 D 1824078 D Common Stock, par value $0.0001 per share 2013-10-02 4 S 0 2000 8.68 D 84850 I See Footnotes Common Stock, par value $0.0001 per share 2013-10-03 4 S 0 48000 9.00 D 1776078 D Common Stock, par value $0.0001 per share 2013-10-03 4 S 0 2000 9.00 D 82850 I See Footnotes Common Stock, par value $0.0001 per share 2013-10-04 4 S 0 48000 9.52 D 1728078 D Common Stock, par value $0.0001 per share 2013-10-04 4 S 0 2000 9.52 D 80850 I See Footnotes Common Stock, par value $0.0001 per share 2013-10-07 4 S 0 47820 9.46 D 1680258 D Common Stock, par value $0.0001 per share 2013-10-07 4 S 0 1992 9.46 D 78858 I See Footnotes Common Stock, par value $0.0001 per share 2013-10-08 4 S 0 48000 9.30 D 1632258 D Common Stock, par value $0.0001 per share 2013-10-08 4 S 0 2000 9.30 D 76858 I See Footnotes Common Stock, par value $0.0001 per share 2013-10-09 4 S 0 48000 9.07 D 1584258 D Common Stock, par value $0.0001 per share 2013-10-09 4 S 0 2000 9.07 D 74858 I See Footnotes Common Stock, par value $0.0001 per share 2013-10-10 4 S 0 48000 9.34 D 1536258 D Common Stock, par value $0.0001 per share 2013-10-10 4 S 0 2000 9.34 D 72858 I See Footnotes Common Stock, par value $0.0001 per share 2013-10-11 4 S 0 48000 9.78 D 1488258 D Common Stock, par value $0.0001 per share 2013-10-11 4 S 0 2000 9.78 D 70858 I See Footnotes Common Stock, par value $0.0001 per share 2013-10-14 4 S 0 48000 9.94 D 1440258 D Common Stock, par value $0.0001 per share 2013-10-14 4 S 0 2000 9.94 D 68858 I See Footnotes The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan and the reporting person did not select the date of execution. These securities are held directly by Natural Gas Partners VII, L.P. ("NGP VII"). Kenneth A. Hersh ("Mr. Hersh") is an authorized member of GFW VII, L.L.C. ("GFW LLC"), which is the sole general partner of G.F.W. Energy VII, L.P. ("GFW Energy"), which is the sole general partner of NGP VII, and may be deemed an indirect beneficial owner of the securities currently owned by NGP VII. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.23 to $8.42, inclusive. Each reporting person undertakes to provide to Resolute Energy Corporation (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (6) through (15) to this Form 4. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. These securities are held directly by NGP-VII Income Co-Investment Opportunities, L.P. ("Co-Invest"). Mr. Hersh is an authorized member of GFW, LLC, which is the sole general partner of GFW Energy, which is the sole general partner of NGP VII, which owns 100% of NGP Income Management, L.L.C., which is the sole general partner of Co-Invest, and may be deemed an indirect beneficial owner of the securities currently owned by Co-Invest. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.37 to $8.49, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.34 to $8.91, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.68 to $9.45, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.33 to $9.69, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.35 to $9.65, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.18 to $9.56, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.95 to $9.27, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.09 to $9.50, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to $9.98, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.73 to $10.14, inclusive. Exhibit List Exhibit 99 - Joint Filer Information Natural Gas Partners VII, L.P., by G.F.W. Energy VII, L.P., its general partner, by GFW VII, L.L.C., its general partner, by /s/ Kenneth A. Hersh, authorized member 2013-10-16 EX-99. 2 rrd353436_400401.htm JOINT FILER INFORMATION rrd353436_400401.html 
                                                                      Exhibit 99

                         Form 4 Joint Filer Information

Name:                                   Kenneth A. Hersh

Address:                                5221 N. O'Connor Blvd., Suite 1100
                                        Irving, TX 75039

Designated Filer:                       Natural Gas Partners VII, L.P.

Issuer & Ticket Symbol:                 Resolute Energy Corporation [REN]

Date of Event Requiring Statement:      09/30/2013

Signature:                              /s/ Kenneth A. Hersh
                                        ----------------------------------------
Date:                                   10/16/2013