0001209191-12-028226.txt : 20120515 0001209191-12-028226.hdr.sgml : 20120515 20120515154613 ACCESSION NUMBER: 0001209191-12-028226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120511 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2 CRESCENT PLACE CITY: OCEANPORT STATE: NJ ZIP: 07757-0900 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 2 CRESCENT PLACE CITY: OCEANPORT STATE: NJ ZIP: 07757-0900 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY B CENTRAL INDEX KEY: 0001032553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 12844270 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-05-11 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001032553 SMITH GARY B 2 CRESCENT PLACE OCEANPORT NJ 07757 1 0 0 0 Common Stock 2012-05-11 2012-05-11 4 M 0 17500 6.00 A 33167 D Common Stock 2012-05-11 2012-05-11 4 S 0 17500 53.20 D 15667 D Common Stock 2012-05-11 2012-05-11 4 M 0 5000 4.50 A 20667 D Common Stock 2012-05-11 2012-05-11 4 S 0 5000 53.20 D 15667 D Common Stock 2012-05-11 2012-05-11 4 M 0 7500 12.60 A 23167 D Common Stock 2012-05-11 2012-05-11 4 S 0 7500 53.20 D 15667 D Options to Purchase Common Stock 6.00 2012-05-11 2012-05-11 4 M 0 17500 6.00 D 2014-05-06 Common Stock 17500 0 D Options to Purchase Common Stock 4.50 2012-05-11 2012-05-11 4 M 0 5000 4.50 D 2015-05-05 Common Stock 5000 0 D Options to Purchase Common Stock 12.60 2012-05-11 2012-05-11 4 M 0 7500 12.60 D 2016-05-03 Common Stock 7500 0 D Represents average sale price. The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years. Warren H. Mondschein, Attorney-in-Fact 2012-05-15