0001127602-16-052372.txt : 20160516 0001127602-16-052372.hdr.sgml : 20160516 20160516192310 ACCESSION NUMBER: 0001127602-16-052372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160516 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOERR L JOHN CENTRAL INDEX KEY: 0001032455 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 161655785 MAIL ADDRESS: STREET 1: C/O KLEINER PERKINS CAUFIELD & BYERS STREET 2: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-05-16 0001652044 Alphabet Inc. GOOG 0001032455 DOERR L JOHN C/O KLEINER PERKINS CAUFIELD & BYERS 2750 SAND HILL ROAD MENLO PARK CA 94025 1 Class C Capital Stock 2016-05-16 4 S 0 4569 706.3111 D 956063 I Vallejo Ventures Trust Class C Capital Stock 2016-05-16 4 S 0 4871 707.1985 D 951192 I Vallejo Ventures Trust Class C Capital Stock 2016-05-16 4 S 0 1700 708.1515 D 949492 I Vallejo Ventures Trust Class C Capital Stock 2016-05-16 4 S 0 4454 709.9272 D 945038 I Vallejo Ventures Trust Class C Capital Stock 2016-05-16 4 S 0 299 710.5838 D 944739 I Vallejo Ventures Trust Class C Capital Stock 3798 D Class A Common Stock 3343 D Class C Google Stock Unit 336 D Class C Google Stock Unit 25 D Class C Google Stock Unit 117 D Class C Google Stock Unit 533 D Class A Google Stock Unit 25 D Class A Google Stock Unit 117 D Class B Common Stock 0 Class A Common Stock 1117447 1117447 I Vallejo Ventures Trust The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $705.79 to $706.78, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $706.79 to $707.78. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $707.92 to $708.91. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $709.30 to $710.29. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $710.44 to $711.43. 1/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of the grant vested on July 25, 2012 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on such dates. 1/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of Restricted Stock Units (GSUs) will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates. 1/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued employment on such vesting dates. There is no exercisable date for the Issuer's Class B Common Stock. There is no expiration date for the Issuer's Class B Common Stock. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Valentina Margulis, as attorney-in-fact for L. John Doerr 2016-05-16