| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
MAXIMUS INC [ MMS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/10/2010 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock(1) | 08/10/2010 | M | 3,333 | A | $29.57 | 111,831.664 | D | |||
| Common Stock | 08/10/2010 | S | 2,900 | D | $58.854(2)(3) | 108,931.664 | D | |||
| Common Stock | 08/10/2010 | S | 433 | D | $59.446(4) | 108,498.664 | D | |||
| Common Stock(1) | 08/11/2010 | M | 1,900 | A | $29.57 | 110,398.664 | D | |||
| Common Stock | 08/11/2010 | S | 1,900 | D | $58 | 108,498.664 | D | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Options | $29.57 | 08/10/2010 | M | 3,333 | (5) | (5) | Common Stock | 3,333 | $0 | 212,167 | D | ||||
| Stock Options | $29.57 | 08/11/2010 | M | 1,900 | (5) | (5) | Common Stock | 1,900 | $0 | 210,267 | D | ||||
| Explanation of Responses: |
| 1. The Sale reported on this Form 4 was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2010. |
| 2. Weighted average sale price for prices ranging from $58.26 to $59.14 shares were sold at $58.854 per share; 100 shares were sold at $58.26 per share; 100 shares were sold at $58.32 per share; 100 shares were sold at $58.557 per share; 100 shares were sold at $58.61 per share; 100 shares were sold at $58.65 per share; 100 shares were sold at $58.72 per share; 100 shares were sold at $58.745 per share; 100 shares were sold at $58.78 per share; 100 shares were sold at $58.805 per share; 100 shares were sold at $58.83 per share; 100 shares were sold at $58.85 per share; 100 shares were sold at $58.87 per share; 100 shares were sold at $58.88 per share; 100 shares were sold at $58.89 per share; 100 shares were sold at $58.915 per share; 200 shares were sold at $58.93 per share; 200 shares were sold at $58.94 per share; 100 shares were sold at $58.96 per share; 100 shares were sold at $58.965 per share; 95 shares were sold at $58.97 per share;(continued in following footnote) |
| 3. (continued from previous footnote) 100 shares were sold at $58.98 per share; 200 shares were sold at $59.005 per share; 5 shares were sold at $59.04 per share; 200 shares were sold at $59.10 per share; 100 shares were sold at $59.12 per share; 100 shares were sold at $59.14 per share. |
| 4. Weighted average sale price for prices ranging from $59.36 to $59.49 shares were sold at $59.446 per share; 100 shares were sold at $59.36 per share; 100 shares were sold at $59.43 per share; 233 shares were sold at $59.49 per share. |
| 5. Effective 6/20/2006 - Non Qualified Stock Options to acquire 225,500 shares of common stock were issued with the following vesting schedules Shares Vest Date 56,375 6/20/2007 56,375 6/20/2008 56,375 6/20/2009 56,375 6/20/2010 These options expire on 6/20/2012 |
| David R. Francis: As Attorney-In-Fact for: Richard Montoni | 08/12/2010 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||