-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MDavK0rNVp5h2y6cvcsuYKXlOnHcNAdKXc9B/cqUWzzF1FxnytE0FxTxFX+kc6UA g4xq67OsW6P1TTs5RUFUrA== 0000950135-98-000741.txt : 19980212 0000950135-98-000741.hdr.sgml : 19980212 ACCESSION NUMBER: 0000950135-98-000741 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980211 SROS: NYSE GROUP MEMBERS: RAYMOND B. RUDDY GRANTOR RETAINED ANNUITY TRUST GROUP MEMBERS: RUDDY RAYMOND B SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAXIMUS INC CENTRAL INDEX KEY: 0001032220 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 541000588 STATE OF INCORPORATION: VA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52253 FILM NUMBER: 98531412 BUSINESS ADDRESS: STREET 1: 1356 BEVERLY RD CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: 7037344200 MAIL ADDRESS: STREET 1: 1356 BEVERLY RD CITY: MCLEAN STATE: VA ZIP: 22101 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RUDDY RAYMOND B CENTRAL INDEX KEY: 0001054997 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O MAXIMUS INC STREET 2: 1356 BEVERLY RD CITY: MCLEAN STATE: VA ZIP: 22101 BUSINESS PHONE: 7037344200 MAIL ADDRESS: STREET 1: MAXIMUS INC STREET 2: 1356 BEVERLY RD CITY: MCLEAN STATE: VA ZIP: 22101 SC 13G 1 RAYMOND B. RUDDY 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.c. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* MAXIMUS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 577933 10 4 - -------------------------------------------------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 pages 2 CUSIP NO. 577933 10 4 13G PAGE 2 OF 7 PAGES - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (VOLUNTARY) Raymond B. Ruddy - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] Not Applicable (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY 3,222,772 OWNED BY EACH ------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 3,222,772 WITH ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,222,772 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not applicable [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 21.8% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 7 pages 3 CUSIP NO. 577933 10 4 13G PAGE 3 OF 7 PAGES - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (VOLUNTARY) Raymond B. Ruddy Grantor Retained Annuity Trust - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] Not Applicable (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY 1,000,000 OWNED BY EACH ------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 1,000,000 WITH ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,000,000 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not applicable [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.8% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* 00 - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 7 pages 4 ITEM 1 (a) NAME OF ISSUER. MAXIMUS, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE. MAXIMUS, Inc. 1356 Beverly Road McLean, Virginia 22101 ITEM 2
ITEM 2(a) ITEM 2(b) ITEM 2(c) CITIZENSHIP OR PLACE OF NAME OF PERSON FILING ADDRESS ORGANIZATION Raymond B. Ruddy MAXIMUS, Inc. United States of 1356 Beverly Road America McLean, Virginia 22101 Raymond B. Ruddy Grantor c/o Raymond B. Ruddy Massachusetts Retained Annuity Trust MAXIMUS, Inc. ("Trust") 1356 Beverly Road McLean, Virginia 22101
(d) TITLE OF CLASS OF SECURITIES. Common Stock, no par value per share (e) CUSIP NUMBER. 577933 10 4 ITEM 3. TYPE OF REPORTING PERSON. Not applicable; this statement is filed pursuant to Rule 13d-1(c). Page 4 of 7 pages 5 ITEM 4. OWNERSHIP. (a) AMOUNT BENEFICIALLY OWNED. As of December 31, 1997, each shareholder listed below owns of record the number of shares of Common Stock set forth opposite his or its name: Mr. Ruddy 2,222,772 shares Trust 1,000,000 shares In addition, by virtue of his relationship as trustee and beneficiary of the Trust, Mr. Ruddy has the power to vote and dispose of, and therefore may deemed to be the beneficial owner of, all shares of Common Stock owned of record by the Trust. (b) PERCENTAGE OF CLASS. Mr. Ruddy 21.8% Trust 6.8% The foregoing percentages are calculated based on the 14,790,970 shares of Common Stock outstanding as of December 31, 1997. (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: Mr. Ruddy 0 shares Trust 0 shares (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: Mr. Ruddy 3,222,772 shares Trust 1,000,000 shares (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: Mr. Ruddy 3,222,772 shares Trust 1,000,000 shares (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: Mr. Ruddy 0 shares Trust 0 shares Page 5 of 7 pages 6 Pursuant to Mr. Ruddy's employment agreement with MAXIMUS, Inc., all shares held by each of Mr. Ruddy and the Trust are required to be voted as directed by Dr. Mastran until September 30, 2001. Dr. Mastran does not, however, have dispositive power over any such shares. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable; this statement is filed pursuant to Rule 13d-1(c). Page 6 of 7 pages 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 6, 1998 /s/ Raymond B. Ruddy - -------------------------------------------------- Raymond B. Ruddy RAYMOND B. RUDDY GRANTOR RETAINED ANNUITY TRUST By: /s/ Raymond B. Ruddy ----------------------------------------------- Raymond B. Ruddy, Trustee U/A dated 11/13/97 Page 7 of 7 pages -----END PRIVACY-ENHANCED MESSAGE-----