-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AOoY0tlwEHvw4pCXhuARh8euKHp/lgP0kAW9Ly3lrZVno/d3QzaD6TfEj5jCkK9l 7Al8Ic+O8F0KnOpqY9UpFw== 0000912057-01-004941.txt : 20010214 0000912057-01-004941.hdr.sgml : 20010214 ACCESSION NUMBER: 0000912057-01-004941 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UTSTARCOM INC CENTRAL INDEX KEY: 0001030471 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 521782500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60651 FILM NUMBER: 1536957 BUSINESS ADDRESS: STREET 1: 1275 HARBOR BAY PARKWAY STREET 2: STE 100 CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 5108648800 MAIL ADDRESS: STREET 1: 1275 HARBOR BAY PARKWAY STREET 2: STE 100 CITY: ALAMEDA STATE: CA ZIP: 94502 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WU YING CENTRAL INDEX KEY: 0001134457 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7 CARLA COURT CITY: HOLMDEL STATE: NJ ZIP: 07733-1248 BUSINESS PHONE: 7322759090 MAIL ADDRESS: STREET 1: 7 CARLA COURT CITY: HOLMDEL STATE: NJ ZIP: 07733-1248 SC 13G 1 a2037844zsc13g.txt SCHEDULE 13G Schedule 13G Page 1 of 5 ================================================================================ SEC 1745 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION (6-00) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. ================================================================================ ------------------------------ UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION ------------------------------ WASHINGTON, D.C. 20549 OMB Number: 3235-0145 ------------------------------ SCHEDULE 13G Expires: October 31, 2002 ------------------------------ Estimated average burden ------------------------------ UNDER THE SECURITIES EXCHANGE ACT OF 1934 hours per response.......14.9 ------------------------------ UTSTARCOM, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 918076-10-0 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13G Page 2 of 5 CUSIP No. 918076-10-0 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Ying Wu - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 3,201,576 Shares ---------------------------------------------------------------- Beneficially 6. Shared Voting Power 2,391,614 Owned by ---------------------------------------------------------------- Each 7. Sole Dispositive Power 3,201,576 Reporting ---------------------------------------------------------------- Person With 8. Shared Dispositive Power 2,391,614 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 5,593,190 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) Mr. Wu disclaims beneficial ownership of all of the shares held by Wu Partners, a California Limited Partnership (2,200,000 shares), except to the extent of his partnership interest therein. Mr. Wu also disclaims beneficial ownership of all of the shares held by Richard Wu (25,307 shares), Ashley Wu (25,307 shares) and Yalan Wang Wu (141,000 shares). - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.9% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Schedule 13G Page 3 of 5 ITEM 1. (a) Name of Issuer UTSTARCOM, INC. (b) Address of Issuer's Principal Executive Offices 1275 Harbor Bay Parkway, Suite 100 Alameda, CA 94502 ITEM 2. (a) Name of Person Filing Ying Wu (b) Address of Principal Business Office or, if none, Residence 7 Carla Court Holmdel, NJ 07733-1248 (c) Citizenship USA (d) Title of Class of Securities Common Stock (e) CUSIP Number 918076-10-0 ITEM 3. Not applicable. ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owed: 5,593,190 (b) Percent of class: 5.9% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 3,201,576 (ii) Shared power to vote or to direct the vote 2,391,614 (iii) Sole power to dispose or to direct the disposition of 3,201,576 (iv) Shared power to dispose or to direct the disposition of 2,391,614 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. Schedule 13G Page 4 of 5 ITEM 10. CERTIFICATION Not applicable. Schedule 13G Page 5 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February , 2001 -------------------------------------- Date /s/ Ying Wu --------------------------------------- Signature Ying Wu --------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----