EX-7 7 ex99b8114nbmiaddendumtoagree.htm EX. 99-B.8.114 NBMI ADDENDUM OF AGREE - ILIAC ex99b8114nbmiaddendumtoagree.htm -- Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing

Exhibit 99-B.8.114
ADDENDUM TO AGREEMENT(S)

This is an ADDENDUM, dated as of October 1, 2001, to the agreement(s) (which may
be administrative services, sales and services, bank agency, and/or other services or sales
agreement(s) (the “Agreement(s)”) between you (or your affiliate) )collectively, the “Company”)
and Neuberger Berman Management Inc. (“NBMI”) or any mutual funds for which NBMI is
administrator (the “Funds”).

WHEREAS, the Company and NBMI or the Funds are parties to the Agreement(s)
pursuant to which shares of the Funds are made available to clients of the Company and the
Company provides services to the Funds on behalf of NBMI with respect to the clients.

WHEREAS, in December 2000 and February 2001, the Funds were reorganized (the
“Reorganization”) form a two-tiered master-feeder structure to a single-tiered multi-class
structure, in which the investment companies that had been know as “Neuberger Berman Equity
Trust,” “Neuberger Berman Income Trust,” and “Neuberger Berman Equity Assets”
(collectively, the Old Trust”) and their series, such as “Neuberger Berman Guardian Trust” or
“Neuberger Berman Partners Assets”) (each a ‘feeder fund”) were reorganized into the
investment company known as Neuberger Berman Equity Funds (the “Trust”) and the feeder
funds became part of the corresponding series of the Trust (each, a “Fund”); for example,
“Neuberger Berman Guardian Trust” became part of “Neuberger Berman Guardian Fund” and
“Neuberger Berman Partners Assets became part of “Neuberger Berman Partners Fund.”

WHEREAS, each Fund was organized into classes corresponding to the feeder funds,
such that “Neuberger Berman Focus Fund”: became “Neuberger Berman Focud Fund Investor
Class”,; “Neuberger Berman Guardian Trust” became “Neuberger Berman Guardian Fund Trust
Class”; and “Neuberger Berman Partners Assets” became “Neuberger Berman Partners Fund
Advisor Class.”

WHEREAS, the parties which to amend the Agreement(s) to reflect the Reorganization.

NOW, THEREFORE, in consideration of the promises and mutual covenants
hereinafter contained, the parties agree as follows:

1. Each Agreement is hereby amended by deleting the names of the investment companies
listed in the left column wherever they appear therein and substituting therefore the names and
classes of the investment companies listed in the right column:

OLD NAMES
Neuberger Berman Equity Funds
Neuberger Berman Income Funds
Neuberger Berman Equity Trust
Neuberger Berman Income Trust
Neuberger Berman Equity Assets

NEW NAMES
Neuberger Berman Equity Funds Investor Class
Neuberger Berman Income Funds Investor Class
Neuberger Berman Equity Funds Trust Class
Neuberger Berman Income Funds Trust Class
Neuberger Berman Equity Funds Advisor Class


2. The list of Funds designated as Appendix A (or, in some Agreements, as another exhibit
or schedule), to each Agreement is hereby deleted in its entirety and replaced by the appropriate
new Appendix A (or exhibit or schedule) attached to this Addendum, as follows:

(a) Administrative Services Agreements with NBMI relating to Neuberger Berman
Equity Trust, Neuberger Berman Income Trust, Neuberger Berman Equity Assets and/or
Neuberger Berman Equity Series: Appendix A (or other exhibit or schedule) is hereby deleted in
its entirety and replaced by “Appendix A – Admin.-Trust and Advisor Classes” attached hereto.

(b) Sales and Services Agreements or Bank Agency Agreements with NBMI relating
to Neuberger Berman Equity Assets: Appendix A (or other exhibit or schedule) is hereby
deleted in its entirety and replaced by “Appendix A-12b-1-Advisor Class” attached hereto.

(c) Administrative Services Agreements with Neuberger Berman Equity Funds, or
Neuberger Berman Income Funds: Appendix A (or other exhibit or schedule) is hereby deleted
in its entirety and replaced by “Appendix A – Admin. Investor Class” attached hereto.

(d) Sales, Fund/SERV, Networking or Agency Agreements with NBMI relating to
Neuberger Berman Equity Funds or Neuberger Berman Income Funds: Appendix A (or other
exhibit or schedule) is hereby deleted in its entirety and replaced by “Appendix A-Trading-
Investor Class” attached hereto.

Notwithstanding anything to the contrary in the Agreements, NBMI may from time to
time update Appendix A (or other exhibit or schedule) to the Agreement, with a copy to the
Company in due course, to add a new Fund, delete an inactive or terminated Fund, or reflect the
change of name of a Fund. The establishment by the Company of an account in any Fund,
whether or not as yet reflected on an updated Appendix A or exhibit or schedule, shall constitute
the agreement by the Company and NBMI to be bound by the provisions of this Agreement with
respect to that Fund.

3. Except as modified hereby, all other terms and conditions of the Agreement(s) shall
remain in full force and effect.

4. This Addendum may be executed in two or more counterparts, each of which shall be
deemed to be an original, but all of which together shall constitute one and the same Addendum.

[COMPANY]  NEUBERGER BERMAN 
AETNA LINFE INSURANCE AND  MANAGEMENT INC. 
ANNUITY COMPANY     
By:  /s/ Laurie M. Tillinghast  By:  /s/ Robert Conti 
Name:  Laurie M. Tillinghast  Name:  Robert Conti 
Title:  Vice President  Title  Snr Vice President 

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APPENDIX A-Admin.-Trust and Advisor Classes

                         NAME OF FUND AND CLASS  CUSIP       NASDAQ SYMBOL 
Neuberger Berman Equity Funds, Trust Class     
Neuberger Berman Century Fund Trust Class  640917878   
Neuberger Berman Focus Fund Trust Class  640917506  NBFCX 
Neuberger Berman Genesis Fund Trust Class  640917100  NBGEX 
Neuberger Berman Guardian Fund Trust Class  640917209  NBGTX 
Neuberger Berman International Fund Trust Class  640917704   
Neuberger Berman Manhattan Fund Trust Class  640917308  NBMTX 
Neuberger Berman Millennium Fund Trust Class  640917803  NBMOX 
Neuberger Berman Partners Fund Trust Class  640917407  NBPTX 
Neuberger Berman Regency Fund Trust Class  640917886  NBREX 
Neuberger Berman Socially Responsive Fund Trust  640917860  NBSTX 
Class     
Neuberger Berman Technology Fund Trust Class  640917852   
Neuberger Berman Income Funds, Trust Class     
Neuberger Berman Limited Maturity Bond Fund  640916201  NBLTX 
Trust Class     
Neuberger Berman Equity Funds, Advisor Class     
Neuberger Berman Focus Fund Advisor Class  64122M209  NBFAX 
Neuberger Berman Genesis Fund Advisor Class  64122M605  NBGAX 
Neuberger Berman Guardian Fund Advisor class  64122M308  NBGUX 
Neuberger Berman Manhattan Fund Advisor Class  64122M407  NBMBX 
Neuberger Berman Partners Fund Advisor Class  64122M506  NBPBX 
                                                                                                                                   3     


APPENDIX A-12b-1-Advisor Class   
                         NAME OF FUND AND CLASS  CUSIP       NASDAQ SYMBOL 
Neuberger Berman Equity Funds, Advisor Class     
Neuberger Berman Focus Fund Advisor Class  64122M209  NBFAX 
Neuberger Berman Genesis Fund Advisor Class  64122M605  NBGAX 
Neuberger Berman Guardian Fund Advisor Class  64122M308  NBGUX 
Neuberger Berman Manhattan Fund Advisor Class  64122M407  NBMBX 
Neuberger Berman Partners Fund Advisor Class  64122M506  NBPBX 
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APPENDIX A-Admin.-Investor Class

Only the Investor Classes of the Funds that correlate with the series of former NB Equtiy Funds
or Income Funds listed on the list of funds attached to the Agreement are covered by the
Agreement. For example, if the list of funds contained “Neuberger Berman Focus Fund (a series
of Neuberger Berman Equity Funds)” it now will cover “Neuberger Berman Focus Fund Investor
Class.”

NAME OF FUND AND CLASS  CUSIP       NASDAQ SYMBOL 
Neuberger Berman Equity Funds, Advisor Class     
c  641224878  NBCIX 
Neuberger Berman Fasciano Fund Investor Class  641224852  NBFSX 
Neuberger Berman Focus Fund Investor Class  64122 4506  NBSSX 
Neuberger Berman Genesis Fund Investor Class  641224100  NBGNX 
Neuberger Berman Guardian Fund Investor Class  641224209  NGUAX 
Neuberger Berman International Fund Investor Class  641224704  NBISX 
Neuberger Berman Manhattan Fund Investor Class  641224308  NMANX 
Neuberger Berman Millennium Fund Investor Class  641224803  NBMIX 
Neuberger Berman Partners Fund Investor Class  641224407  NPRTX 
Neuberger Berman Regency Fund Investor Class  641224886  NBRVX 
Neuberger Berman Socially Responsible Fund  641224605  NBSRX 
Investor Class     
Neuberger Berman Technology Fund Investor Class  641224860  NBTFX 
Neuberger Berman Income Funds, Investor Class     
Neuberger Berman High Yield Maturity Bond Fund  640915864  NBHAX 
Investor Class     
Neuberger Berman Limited Maturity Bond Fund  640915203  NLMBX 
Investor Class     
Neuberger Berman Municipal Securities Trust  640915401  NBMUX 
Investor Class     
Neuberger Berman Institutional Cash Trust Investor  640916409  NBIXX 
Class     
Neuberger Berman Money Funds, Investor Class     
Neuberger Berman Cash Reserves Fund Investor  640915104  NBCXX 
Class     
Neuberger Berman Government Money Fund  640915104  NBGXX 
Investor Class     
Neuberger Berman Municipal Money Fund  640915302  NBTXX 

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APPENDIX A-Trading-Investor Class   
NAME OF FUND AND CLASS  CUSIP       NASDAQ SYMBOL 
Neuberger Berman Equity Funds, Investor Class     
Neuberger Berman Century Fund Investor Class  641224878  NBCIX 
Neuberger Berman Fasciano Fund Investor Class  641224852  NBFSX 
Neuberger Berman Focus Fund Investor Class  64122 4506  NBSSX 
Neuberger Berman Genesis Fund Investor Class  641224100  NBGNX 
Neuberger Berman Guardian Fund Investor Class  641224209  NGUAX 
Neuberger Berman International Fund Investor Class  641224704  NBISX 
Neuberger Berman Manhattan Fund Investor Class  641224308  NMANX 
Neuberger Berman Millennium Fund Investor Class  641224803  NBMIX 
Neuberger Berman Partners Fund Investor Class  641224407  NPRTX 
Neuberger Berman Regency Fund Investor Class  641224886  NBRVX 
Neuberger Berman Socially Responsible Fund  641224605  NBSRX 
Investor Class     
Neuberger Berman Technology Fund Investor Class  641224860  NBTFX 
Neuberger Berman Income Funds, Investor Class     
Neuberger Berman High Yield Maturity Bond Fund  640915864  NBHAX 
Investor Class     
Neuberger Berman Limited Maturity Bond Fund  640915203  NLMBX 
Investor Class     
Neuberger Berman Municipal Securities Trust  640915401  NBMUX 
Investor Class     
Neuberger Berman Institutional Cash Trust Investor  640916409  NBIXX 
Class     
Neuberger Berman Money Funds, Investor Class     
Neuberger Berman Cash Reserves Fund Investor  640915104  NBCXX 
Class     
Neuberger Berman Government Money Fund  640915104  NBGXX 
Investor Class     
Neuberger Berman Municipal Money Fund  640915302  NBTXX 
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