X0305 4 2012-05-15 0 0001029730 LADENBURG THALMANN FINANCIAL SERVICES INC LTS 0001053471 LORBER HOWARD M C/O NEW VALLEY LLC 100 SE SECOND ST MIAMI FL 33131 1 0 0 0 Common Stock 2012-05-15 4 P 0 25 1.45 A 2669605 D Common Stock 2012-05-15 4 P 0 451 1.46 A 2670056 D Common Stock 2012-05-15 4 P 0 4524 1.47 A 2674580 D Common Stock 301227 I Lorber Epsilon 1999 Limited Partnership Common Stock 220800 I Lorber Alpha II Partnership Common Stock 67 I By Howard Lorber Rollover IRA Lorber Epsilon 1999 LLC, a Delaware limited liability company, is the general partner of Lorber Epsilon 1999 Limited Partnership. Lorber Alpha II Limited Partnership, a Nevada limited partnership, is the sole member of, and Mr. Lorber is the manager of, Lorber Epsilon 1999 LLC. Lorber Alpha II, Inc., a Nevada corporation, is the general partner of Lorber Alpha II Limited Partnership. Mr. Lorber is the director, officer and principal stockholder of Lorber Alpha II, Inc. /s/ Howard M. Lorber 2012-05-15