0001209191-12-000714.txt : 20120104
0001209191-12-000714.hdr.sgml : 20120104
20120104080027
ACCESSION NUMBER: 0001209191-12-000714
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120103
FILED AS OF DATE: 20120104
DATE AS OF CHANGE: 20120104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Malamed Adam Scott
CENTRAL INDEX KEY: 0001537445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15799
FILM NUMBER: 12503943
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD.
STREET 2: 12TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC
CENTRAL INDEX KEY: 0001029730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 650701248
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 BISCAYNE BLVD.
STREET 2: 12TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 212-409-2000
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD.
STREET 2: 12TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER COMPANY:
FORMER CONFORMED NAME: GBI CAPITAL MANAGEMENT CORP
DATE OF NAME CHANGE: 19990826
FORMER COMPANY:
FORMER CONFORMED NAME: FROST HANNA CAPITAL GROUP INC
DATE OF NAME CHANGE: 19961227
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-01-03
0
0001029730
LADENBURG THALMANN FINANCIAL SERVICES INC
LTS
0001537445
Malamed Adam Scott
4400 BISCAYNE BLVD., 12TH FLOOR
MIAMI
FL
33137
0
1
0
0
Chief Operating Officer
Common Stock
2012-01-03
4
P
0
2050
2.45
A
130528
D
Common Stock
2012-01-03
4
P
0
76
2.49
A
130604
D
Common Stock
2012-01-03
4
P
0
1676
2.50
A
132280
D
Common Stock
2012-01-03
4
P
0
900
2.53
A
133180
D
Common Stock
2012-01-03
4
P
0
298
2.54
A
133478
D
/s/ Adam S. Malamed
2012-01-03