0001029311-11-000046.txt : 20111114 0001029311-11-000046.hdr.sgml : 20111111 20111110183811 ACCESSION NUMBER: 0001029311-11-000046 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANC FUNDS CO LLC CENTRAL INDEX KEY: 0001029311 IRS NUMBER: 364134318 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06701 FILM NUMBER: 111196873 BUSINESS ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128554067 MAIL ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BANC FUND IV L P DATE OF NAME CHANGE: 19961218 13F-HR 1 tbfcjsep11.txt 30SEP2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Banc Funds Company, L.L.C. Address: 20 North Wacker Drive, Suite 3300 Chicago, IL 60606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles J. Moore Title: Member Phone: 312-855-4067 Signature, Place, and Date of Signing: /s/Charles J. Moore Chicago, Illinois November 10, 2011 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 191 Form 13F Information Table Value Total(x1000): $541,634 List of Other Included Managers: None FORM 13F INFORMATION TABLE Title Market Security Voting Authority Name of of CUSIP Value Amount SH/ Inv. Other Issuer Class Number (x$1000) (Shares) PRN Disc. Mgrs Sole Shared None Ameris COM 03076K108 2,311 265,339 SH Sole 265,339 Alliance COM 018535104 769 156,655 SH Sole 156,655 Am. River COM 029326105 2,728 548,848 SH Sole 548,848 Access COM 004337101 1,376 177,382 SH Sole 177,382 Auburn COM 050473107 1,456 74,097 SH Sole 74,097 Fst PacTrust COM 33589V101 2,217 195,705 SH Sole 195,705 Banner Corp. COM 06652V208 2,043 159,698 SH Sole 159,698 Baraboo COM 067021105 1,027 196,279 SH Sole 196,279 Beach Bnk COM 07332U107 583 69,875 SH Sole 69,875 Bridge Cap. COM 108030107 4,244 423,099 SH Sole 423,099 BCB Bancorp COM 055298103 408 44,901 SH Sole 44,901 Brooklyn Fed. COM 114039100 42 54,215 SH Sole 54,215 Bar Harbor COM 066849100 5,382 192,216 SH Sole 192,216 Bank KY COM 062896105 3,000 148,093 SH Sole 148,093 Bank / Marin COM 063425102 15,275 462,311 SH Sole 462,311 Bryn Mawr COM 117665109 6,505 392,575 SH Sole 392,575 Bene.Mtl COM 08173R104 865 116,158 SH Sole 116,158 Bank/Comm. COM 06424J103 2,822 868,300 SH Sole 868,300 Boston Priv. COM 101119105 3,860 656,400 SH Sole 656,400 Sierra Bncrp COM 82620P102 8,283 905,247 SH Sole 905,247 CalWest COM 13169Q102 14 35,424 SH Sole 35,424 Cambridge COM 132152109 10,346 308,363 SH Sole 308,363 Chicopee COM 168565109 1,618 120,730 SH Sole 120,730 CNB Fin. COM 126128107 2,282 178,000 SH Sole 178,000 Central Bncrp COM 152418109 943 55,002 SH Sole 55,002 Cornerstone COM 21925G102 303 101,071 SH Sole 101,071 Cardinal Fin. COM 14149F109 7,251 841,144 SH Sole 841,144 Chemical Fin. COM 163731102 2,236 146,062 SH Sole 146,062 Charter Fin. COM 16122M100 1,665 177,500 SH Sole 177,500 Columbia Cm. COM 19738Q101 161 107,044 SH Sole 107,044 Comerica COM 200340107 367 15,987 SH Sole 15,987 Center Bncrp COM 151408101 2,171 224,993 SH Sole 224,993 Century Bncrp COM 156432106 927 39,931 SH Sole 39,931 CoBiz Fin. COM 190897108 10,195 2,280,702 SH Sole 2,280,702 Columbia Bnk COM 197236102 7,706 538,134 SH Sole 538,134 Comm. Cap. COM 20363C102 738 272,300 SH Sole 272,300 Central Pac. COM 154760409 1,342 130,000 SH Sole 130,000 Citizens Sth COM 176682102 552 132,996 SH Sole 132,996 Clifton Svngs COM 18712Q103 357 39,000 SH Sole 39,000 Cornerstone COM 218924108 420 407,406 SH Sole 407,406 Centerstate COM 15201P109 5,891 1,126,432 SH Sole 1,126,432 Cal. United COM 130781107 4,732 461,696 SH Sole 461,696 CVB Fin. COM 126600105 4,837 629,000 SH Sole 629,000 Central Vly COM 155685100 2,870 512,440 SH Sole 512,440 Codorus Vly COM 192025104 1,513 158,814 SH Sole 158,814 CommWest COM 20084T103 1,462 242,422 SH Sole 242,422 Centrix COM 15640A101 1,806 106,260 SH Sole 106,260 City Nat. COM 178566105 491 13,000 SH Sole 13,000 DCB Fin. COM 233075100 210 70,046 SH Sole 70,046 Diamond Hill COM 25264R207 5,021 72,355 SH Sole 72,355 DNB Fin. COM 233237106 593 61,937 SH Sole 61,937 Meridian COM 58964Q104 1,408 129,048 SH Sole 129,048 Enterprise COM 293668109 1,838 149,061 SH Sole 149,061 Encore Bcsh COM 29255V201 279 26,200 SH Sole 26,200 Enterprise COM 293712105 20,249 1,490,013 SH Sole 1,490,013 Eagle Fin. COM 26951R104 460 28,585 SH Sole 28,585 Eagle Bncrp COM 268948106 5,096 433,006 SH Sole 433,006 ESSA Bncrp COM 29667D104 1,159 110,279 SH Sole 110,279 First Busin COM 319390100 398 25,000 SH Sole 25,000 Firstbank COM 33761G104 1,066 216,730 SH Sole 216,730 First Bncrp COM 318910106 1,192 118,728 SH Sole 118,728 Fauquier COM 312059108 663 58,249 SH Sole 58,249 First Cal. COM 319395109 4,837 1,607,041 SH Sole 1,607,041 First Citizens COM 319460101 3,553 8,283 SH Sole 8,283 Fst Comm. COM 319835104 713 122,289 SH Sole 122,289 1st Constit. COM 31986N102 882 133,646 SH Sole 133,646 1st Colonial COM 319716106 193 51,210 SH Sole 51,210 Fst Defiance COM 32006W106 1,078 82,063 SH Sole 82,063 First Fin. Bcr COM 320209109 359 26,000 SH Sole 26,000 First Fin.Hldg COM 320239106 751 187,300 SH Sole 187,300 First Fin. Srv COM 32022D108 216 154,138 SH Sole 154,138 1st Cap COM 31944C107 127 13,061 SH Sole 13,061 Fin.Inst. COM 317585404 402 28,200 SH Sole 28,200 First/L.Island COM 320734106 3,249 143,400 SH Sole 143,400 First Midwest COM 320867104 4,501 614,900 SH Sole 614,900 Republic First COM 760416107 1,480 955,000 SH Sole 955,000 First Merch. COM 320817109 6,156 873,124 SH Sole 873,124 Fidelity Bncrp COM 315831107 1,129 121,899 SH Sole 121,899 First Southern COM 33644N102 12,363 1,194,453 SH Sole 1,194,453 First United COM 33740N105 5,433 1,102,000 SH Sole 1,102,000 Fox Chase COM 35137T108 611 48,154 SH Sole 48,154 First National COM 32106V107 362 43,324 SH Sole 43,324 Guaranty COM 40075T102 1,497 1,247,438 SH Sole 1,247,438 Gtr Scrmnto COM 39233Q109 1,699 181,498 SH Sole 181,498 Heritage Bsh. COM 42721M101 734 61,149 SH Sole 61,149 Heritage Fin. COM 42726X102 1,665 160,219 SH Sole 160,219 Heritage Oks COM 42724R107 4,996 1,514,031 SH Sole 1,514,031 HopFed COM 439734104 760 132,600 SH Sole 132,600 Heritage Fin. COM 42722X106 9,746 882,803 SH Sole 882,803 Hingham Inst. COM 433323102 4,515 94,700 SH Sole 94,700 Hilltop Comm. COM 43274N108 908 227,102 SH Sole 227,102 Heritage Com. COM 426927109 5,001 1,298,946 SH Sole 1,298,946 Hudson Vly COM 444172100 831 47,700 SH Sole 47,700 Iberiabank COM 450828108 1,812 38,500 SH Sole 38,500 Int. Brkrs COM 45841N107 432 31,000 SH Sole 31,000 ICB Fin. COM 44923M103 818 237,016 SH Sole 237,016 Illini Corp. COM 45177K206 687 20,200 SH Sole 20,200 Intermountain COM 45881M100 503 402,727 SH Sole 402,727 IN Comm COM 454674102 178 12,000 SH Sole 12,000 Independent COM 453836108 1,712 78,752 SH Sole 78,752 Investors Bcp COM 46146P102 2,248 178,000 SH Sole 178,000 Inv Tech COM 46145F105 147 15,000 SH Sole 15,000 Jackson Bcp COM 469249106 479 97,947 SH Sole 97,947 Knight Cap COM 499005106 1,366 112,319 SH Sole 112,319 Kearny Fin. COM 487169104 316 35,800 SH Sole 35,800 LA Bncrp COM 54619P104 443 28,000 SH Sole 28,000 Fidelity Sthrn COM 316394105 6,555 1,013,127 SH Sole 1,013,127 Lakeland Fin. COM 511656100 4,471 216,400 SH Sole 216,400 Lender Proc. COM 52602E102 2,411 176,100 SH Sole 176,100 Lake Shore COM 510700107 1,005 105,754 SH Sole 105,754 MB Fin. COM 55264U108 10,346 702,868 SH Sole 702,868 Merchants COM 588448100 1,446 54,000 SH Sole 54,000 Mercantile COM 587376104 1,165 149,555 SH Sole 149,555 Metro Bncrp COM 59161R101 3,060 353,785 SH Sole 353,785 Mayflower COM 578321101 1,185 139,735 SH Sole 139,735 Mackinac Fin. COM 554571109 1,638 300,000 SH Sole 300,000 MainSource COM 56062Y102 985 113,001 SH Sole 113,001 Midsouth Bcrp COM 598039105 3,209 298,485 SH Sole 298,485 New Century COM 64353M100 516 166,517 SH Sole 166,517 First Trust COM 33732N105 853 362,925 SH Sole 362,925 Northeast C COM 664112109 1,669 276,800 SH Sole 276,800 North Dallas COM 659012108 2,993 61,076 SH Sole 61,076 North Valley COM 66304M105 305 32,619 SH Sole 32,619 NorthW Ind. COM 667516108 3,091 214,655 SH Sole 214,655 OBA Fin COM 67424G101 1,149 79,216 SH Sole 79,216 OceanFirst COM 675234108 1,376 117,900 SH Sole 117,900 Southwest COM 844767103 1,374 325,523 SH Sole 325,523 Old Line COM 67984M100 3,175 464,880 SH Sole 464,880 Old Point COM 680194107 1,290 125,843 SH Sole 125,843 Oritani Fin. COM 68633D103 1,021 79,384 SH Sole 79,384 Oregon Pfc COM 686040205 62 46,101 SH Sole 46,101 Osage Fed. COM 68764U106 775 100,000 SH Sole 100,000 Oak Valley COM 671807105 708 174,833 SH Sole 174,833 Pacific Cont. COM 69412V108 5,488 774,074 SH Sole 774,074 PacWest COM 695263103 3,176 227,830 SH Sole 227,830 People's -CT COM 712704105 1,202 105,433 SH Sole 105,433 Peoples - NC COM 710577107 591 126,449 SH Sole 126,449 Peapack COM 704699107 149 15,000 SH Sole 15,000 Parke Bncrp COM 700885106 2,016 284,795 SH Sole 284,795 Pinnacle Fin. COM 72346Q104 1,159 105,899 SH Sole 105,899 PSB -CT COM 69360W108 464 105,486 SH Sole 105,486 PSB -WI COM 69360N108 3,126 131,634 SH Sole 131,634 Park Sterling COM 70086Y105 4,939 1,444,225 SH Sole 1,444,225 Parkvale Fin. COM 701492100 387 21,019 SH Sole 21,019 QCR Hldngs COM 74727A104 2,927 333,751 SH Sole 333,751 QNB Corp. COM 74726N107 2,884 134,156 SH Sole 134,156 Quaint Oak COM 74732T106 287 33,500 SH Sole 33,500 Raymond James COM 754730109 260 10,000 SH Sole 10,000 Roma Fin. COM 77581P109 657 80,600 SH Sole 80,600 Riverview COM 769397100 2,771 1,154,464 SH Sole 1,154,464 Royal Fin. COM 78027P109 215 107,600 SH Sole 107,600 Sandy Springs COM 800363103 5,117 349,759 SH Sole 349,759 Savannah COM 804748101 1,571 261,873 SH Sole 261,873 Seacoast COM 811707306 6,362 4,327,996 SH Sole 4,327,996 SBT Bncrp COM 78391C106 1,179 58,969 SH Sole 58,969 Sec. Cal. COM 81412M103 3,552 452,528 SH Sole 452,528 SCBT Fin. COM 78401V102 404 16,374 SH Sole 16,374 C Schwab COM 808513105 437 38,760 SH Sole 38,760 Southcrest COM 84129X107 402 100,400 SH Sole 100,400 Stifel Fin. COM 860630102 22,332 840,825 SH Sole 840,825 Southern Frst COM 842873101 1,022 148,179 SH Sole 148,179 Stonegate COM 861811107 7,281 516,360 SH Sole 516,360 SVB Fin. COM 78486Q101 1,328 35,900 SH Sole 35,900 Santa Lucia COM 802235101 6 19,185 SH Sole 19,185 Sun Bncrp COM 86663B102 159 60,121 SH Sole 60,121 Somerset COM 834728107 1,267 174,709 SH Sole 174,709 Southern Nat. COM 843395104 5,284 844,155 SH Sole 844,155 State Bncrp COM 855716106 2,545 240,821 SH Sole 240,821 State Bank COM 856190103 29,342 2,325,000 SH Sole 2,325,000 StellarOne COM 85856G100 377 37,850 SH Sole 37,850 SY Bncrp COM 785060104 499 26,800 SH Sole 26,800 Texas Cap. COM 88224Q107 13,248 579,798 SH Sole 579,798 Tower Bncrp COM 891709107 6,555 313,026 SH Sole 313,026 Town /Country COM 892039108 441 53,415 SH Sole 53,415 United Bncrp COM 90944L103 1,645 557,738 SH Sole 557,738 Union Fst Mkt COM 90662P104 6,260 583,978 SH Sole 583,978 Umpqua COM 904214103 440 50,000 SH Sole 50,000 Unity Bncrp COM 913290102 2,022 304,028 SH Sole 304,028 Univest COM 915271100 3,914 293,649 SH Sole 293,649 VA Comm. COM 92778Q109 10,107 1,721,723 SH Sole 1,721,723 Valley Comm. COM 919518100 1,608 238,270 SH Sole 238,270 VIST Fin. COM 918255100 1,463 269,498 SH Sole 269,498 Viewpoint Fin. COM 92672A101 9,027 788,427 SH Sole 788,427 Valley Fin. COM 919629105 1,356 305,393 SH Sole 305,393 Washington COM 937303105 10,279 1,056,388 SH Sole 1,056,388 West Coast COM 952145209 1,727 123,366 SH Sole 123,366 Westfield Fin. COM 96008P104 692 105,000 SH Sole 105,000 West Bncrp COM 95123P106 892 105,200 SH Sole 105,200 W.T.B. Fin. COM 929334209 3,001 27,285 SH Sole 27,285 Wintrust Fin. COM 97650W108 13,849 536,583 SH Sole 536,583 Yadkin Vly COM 984314104 199 120,538 SH Sole 120,538 Total 541,634