0001029311-11-000039.txt : 20110513 0001029311-11-000039.hdr.sgml : 20110513 20110512175336 ACCESSION NUMBER: 0001029311-11-000039 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110512 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANC FUNDS CO LLC CENTRAL INDEX KEY: 0001029311 IRS NUMBER: 364134318 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06701 FILM NUMBER: 11837012 BUSINESS ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128554067 MAIL ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BANC FUND IV L P DATE OF NAME CHANGE: 19961218 13F-HR 1 tbfcmar11.txt MAR11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Banc Funds Company, L.L.C. Address: 20 North Wacker Drive, Suite 3300 Chicago, IL 60606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles J. Moore Title: President Phone: 312-855-4067 Signature, Place, and Date of Signing: /s/ Charles J. Moore Chicago, Illinois May 12, 2011 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 184 Form 13F Information Table Value Total(x1000): $639,413 List of Other Included Managers: None FORM 13F INFORMATION TABLE Title Market Security Voting Authority Name of of CUSIP Value Amount SH/ Inv. Other Issuer Class Number (x$1000) (Shares) PRN Disc. Mgrs Sole Shared None Access COM 004337101 2,873 404,582 SH Sole 404,582 Alliance COM 018535104 823 148,245 SH Sole 148,245 Allied World COM H01531104 3,114 49,661 SH Sole 49,661 Am. River COM 029326105 3,710 566,348 SH Sole 566,348 Ameris COM 03076K108 2,857 281,994 SH Sole 281,994 Auburn COM 050473107 1,428 73,017 SH Sole 73,017 Bnk KY COM 062896105 3,130 152,600 SH Sole 152,600 Bank/Comm. COM 06424J103 3,690 900,000 SH Sole 900,000 Bank/ Marin COM 063425102 17,156 462,311 SH Sole 462,311 Banner COM 06652V109 2,390 1,012,895 SH Sole 1,012,895 Bar Harbor COM 066849100 6,428 212,916 SH Sole 212,916 Baraboo COM 067021105 776 193,008 SH Sole 193,008 BCB Bncrp COM 055298103 565 54,901 SH Sole 54,901 Bene. Mtl COM 08173R104 1,000 116,158 SH Sole 116,158 Boston Priv. COM 101119105 3,277 464,200 SH Sole 464,200 Bridge Cap. COM 108030107 3,636 389,259 SH Sole 389,259 Brooklyn Fed. COM 114039100 36 54,215 SH Sole 54,215 Bryn Mawr COM 117665109 7,794 380,575 SH Sole 380,575 Cal. United COM 130781107 5,362 415,696 SH Sole 415,696 CalWest COM 13169Q102 56 93,924 SH Sole 93,924 Cambridge COM 132152109 10,004 293,363 SH Sole 293,363 Cardinal COM 14149F109 8,995 772,769 SH Sole 772,769 Cascade Fin. COM 147272108 53 125,097 SH Sole 125,097 Center Bncp COM 151408101 2,149 224,993 SH Sole 224,993 Centerstate COM 15201P109 8,339 1,194,729 SH Sole 1,194,729 Central Bncp COM 152418109 877 55,002 SH Sole 55,002 Central Vly COM 155685100 2,747 454,072 SH Sole 454,072 Centrix COM 15640A101 1,164 76,010 SH Sole 76,010 Century Bncp COM 156432106 1,069 39,931 SH Sole 39,931 Chemical Fin. COM 163731102 2,911 146,062 SH Sole 146,062 Chicopee COM 168565109 1,141 81,630 SH Sole 81,630 Citizens Sth COM 176682102 351 78,965 SH Sole 78,965 Clifton COM 18712Q103 461 39,000 SH Sole 39,000 CNB Fin. COM 126128107 3,568 250,000 SH Sole 250,000 CoBiz Fin. COM 190897108 15,771 2,275,702 SH Sole 2,275,702 Codorus Vly COM 192025104 1,626 153,414 SH Sole 153,414 Columbia Bk COM 197236102 8,419 439,642 SH Sole 439,642 Columbia Cm COM 19738Q101 172 107,044 SH Sole 107,044 Comm.West COM 20084T103 1,540 221,608 SH Sole 221,608 Comm.Bnkrs COM 203612106 108 92,687 SH Sole 92,687 Cornerst. TN COM 218924108 607 407,406 SH Sole 407,406 Cornerst. NJ COM 21925G102 571 93,585 SH Sole 93,585 CVB Fin. COM 126600105 7,115 765,000 SH Sole 765,000 Danvers COM 236442109 7,584 354,559 SH Sole 354,559 DCB Fin. COM 233075100 224 70,046 SH Sole 70,046 Diam. Hill COM 25264R207 5,908 73,955 SH Sole 73,955 DNB Fin. COM 233237106 479 49,332 SH Sole 49,332 Eagle Bncrp COM 268948106 5,275 376,485 SH Sole 376,485 Eagle Fin. COM 26951R104 462 28,585 SH Sole 28,585 Encore COM 29255V201 256 21,200 SH Sole 21,200 Enterprise COM 293668109 2,400 161,961 SH Sole 161,961 Enterpr.Fin. COM 293712105 14,682 1,048,713 SH Sole 1,048,713 Fauquier COM 312059108 558 42,180 SH Sole 42,180 FBR Capital COM 30247C301 785 220,000 SH Sole 220,000 Fidelity Bcrp COM 315831107 1,073 121,899 SH Sole 121,899 Fidelity So. COM 316394105 5,268 661,805 SH Sole 661,805 Fin. Inst. COM 317585404 700 40,000 SH Sole 40,000 First Bncrp COM 318910106 1,219 92,221 SH Sole 92,221 First Busey COM 319383105 319 63,099 SH Sole 63,099 1st Colonial COM 319716106 215 51,210 SH Sole 51,210 First Cal. COM 319395109 5,608 1,499,541 SH Sole 1,499,541 Fst Citizens COM 319460101 3,902 7,650 SH Sole 7,650 Fst Comm. COM 319835104 770 115,789 SH Sole 115,789 1st Constit. COM 31986N102 1,000 123,446 SH Sole 123,446 First Def. COM 32006W106 2,139 150,000 SH Sole 150,000 Fst Fin.Bncp COM 320209109 792 47,600 SH Sole 47,600 Fst Fin. Hdg COM 320239106 2,113 187,300 SH Sole 187,300 Fst Fin. Srv COM 32022D108 555 154,138 SH Sole 154,138 First Merch. COM 320817109 7,096 860,124 SH Sole 860,124 Fst Midwest COM 320867104 1,309 111,100 SH Sole 111,100 Fst National COM 32106V107 472 43,324 SH Sole 43,324 Fst/L.Island COM 320734106 3,663 133,200 SH Sole 133,200 Fst PacTrust COM 33589V101 1,655 104,000 SH Sole 104,000 Fst Southern COM 33644N102 14,931 1,194,453 SH Sole 1,194,453 First Trust COM 33732N105 1,274 362,925 SH Sole 362,925 First United COM 33740N105 7,784 1,112,000 SH Sole 1,112,000 Firstbank COM 33761G104 1,355 216,730 SH Sole 216,730 Fox Chase COM 35137T108 666 48,154 SH Sole 48,154 Gtr Scrmnto COM 39233Q109 1,677 179,331 SH Sole 179,331 Guaranty COM 40075T102 1,572 1,247,438 SH Sole 1,247,438 Heritage Bsh COM 42721M101 721 60,049 SH Sole 60,049 Heritage Com COM 426927109 5,880 1,264,467 SH Sole 1,264,467 Heritage-WA COM 42722X106 11,627 822,278 SH Sole 822,278 Heritage-GA COM 42726X102 2,024 160,219 SH Sole 160,219 Herit. Oaks COM 42724R107 5,274 1,524,193 SH Sole 1,524,193 Hilltop Cmm. COM 43274N108 1,079 227,102 SH Sole 227,102 Hingham COM 433323102 5,032 97,700 SH Sole 97,700 HopFed COM 439734104 1,307 143,000 SH Sole 143,000 Hudson Vly COM 444172100 214 9,800 SH Sole 9,800 Iberiabank COM 450828108 2,524 42,000 SH Sole 42,000 ICB Fin. COM 44923M103 901 237,016 SH Sole 237,016 Illini Corp. COM 45177K206 631 20,200 SH Sole 20,200 Independent COM 453836108 2,785 103,352 SH Sole 103,352 Intermount. COM 45881M100 584 402,727 SH Sole 402,727 Investors Bcp COM 46146P102 2,652 178,000 SH Sole 178,000 Jackson Bcp COM 469249106 676 97,947 SH Sole 97,947 Kearny Fin. COM 487169104 358 35,800 SH Sole 35,800 Knight Cap. COM 499005106 1,245 93,000 SH Sole 93,000 Lakeland COM 511656100 6,173 272,900 SH Sole 272,900 Lender Proc. COM 52602E102 4,769 148,100 SH Sole 148,100 Mackinac COM 554571109 1,800 300,000 SH Sole 300,000 MainSource COM 56062Y102 977 97,887 SH Sole 97,887 Mayflower COM 578321101 1,109 139,735 SH Sole 139,735 MB Fin. COM 55264U108 10,950 522,684 SH Sole 522,684 Mercantile COM 587376104 1,446 149,555 SH Sole 149,555 Merchants COM 588448100 1,656 63,200 SH Sole 63,200 Meridian COM 58964Q104 597 42,595 SH Sole 42,595 Metro Bncrp COM 59161R101 4,229 343,785 SH Sole 343,785 Midsouth COM 598039105 5,929 414,587 SH Sole 414,587 New Alliance COM 650203102 178 12,000 SH Sole 12,000 New Century COM 64353M100 667 146,523 SH Sole 146,523 North Dallas COM 659012108 2,993 61,076 SH Sole 61,076 North Penn COM 661454207 1,017 56,483 SH Sole 56,483 North Valley COM 66304M105 347 32,619 SH Sole 32,619 North. Com COM 664112109 1,605 276,800 SH Sole 276,800 NorthW IN COM 667516108 3,144 213,155 SH Sole 213,155 Oak Valley COM 671807105 734 124,343 SH Sole 124,343 OBA Fin. COM 67424G101 768 53,093 SH Sole 53,093 OceanFirst COM 675234108 1,810 131,155 SH Sole 131,155 Old Line COM 67984M100 4,164 462,180 SH Sole 462,180 Old Natnl COM 680033107 587 54,841 SH Sole 54,841 Old Point COM 680194107 1,354 115,243 SH Sole 115,243 optionsXprs COM 684010101 2,598 142,200 SH Sole 142,200 Oregon Pfc COM 686040205 73 46,101 SH Sole 46,101 Oritani Fin. COM 68633D103 1,006 79,384 SH Sole 79,384 Osage Fed. COM 68764U106 800 100,000 SH Sole 100,000 Pacific Cont. COM 69412V108 5,409 531,878 SH Sole 531,878 PacWest COM 695263103 2,411 110,935 SH Sole 110,935 Park Sterling COM 70086Y105 6,468 1,342,010 SH Sole 1,342,010 Parke Bncrp COM 700885106 2,376 261,633 SH Sole 261,633 Parkvale Fin. COM 701492100 595 61,019 SH Sole 61,019 Peoples-NC COM 710577107 681 107,609 SH Sole 107,609 Pinnacle COM 72346Q104 1,712 103,499 SH Sole 103,499 PSB Hdgs-CT COM 69360W108 522 104,486 SH Sole 104,486 PSB Hdgs-WI COM 69360N108 3,063 127,634 SH Sole 127,634 QCR Hdgs COM 74727A104 2,508 305,793 SH Sole 305,793 QNB Corp. COM 74726N107 3,035 134,156 SH Sole 134,156 Quaint Oak COM 74732T106 318 33,500 SH Sole 33,500 Republic Fst COM 760416107 2,613 950,000 SH Sole 950,000 Riverview COM 769397100 2,265 750,000 SH Sole 750,000 Roma Fin. COM 77581P109 891 80,600 SH Sole 80,600 Royal Fin. COM 78027P109 173 101,100 SH Sole 101,100 Sandy Spg COM 800363103 6,123 332,959 SH Sole 332,959 Santa Lucia COM 802235101 15 19,185 SH Sole 19,185 Savannah COM 804748101 1,449 197,147 SH Sole 197,147 SBT Bncrp COM 78391C106 1,197 58,969 SH Sole 58,969 SCBT Fin. COM 78401V102 379 11,374 SH Sole 11,374 Seacoast COM 811707306 5,587 3,535,985 SH Sole 3,535,985 Sec. Cal. COM 81412M103 4,073 452,528 SH Sole 452,528 Sierra Bncp COM 82620P102 9,854 889,330 SH Sole 889,330 Somerset COM 834728107 1,291 146,709 SH Sole 146,709 Southcrest COM 84129X107 412 100,400 SH Sole 100,400 Southern Fst COM 842873101 637 81,106 SH Sole 81,106 South. Nat. COM 843395104 6,049 844,855 SH Sole 844,855 Southwest COM 844767103 4,606 325,523 SH Sole 325,523 State Bncrp COM 855716106 3,098 301,921 SH Sole 301,921 State Bank COM 856190103 39,176 2,325,000 SH Sole 2,325,000 StellarOne COM 85856G100 535 37,850 SH Sole 37,850 Sterling Bcrp COM 859158107 385 38,435 SH Sole 38,435 Sterling Bsh. COM 858907108 1,448 168,150 SH Sole 168,150 Stifel Fin. COM 860630102 34,492 480,857 SH Sole 480,857 Stonegate COM 861811107 7,616 516,360 SH Sole 516,360 Sun Bncrp COM 86663B102 1,128 325,154 SH Sole 325,154 SVB Fin. COM 78486Q101 4,213 74,000 SH Sole 74,000 Texas Cap. COM 88224Q107 15,945 614,698 SH Sole 614,698 Tower Bcrp COM 891709107 9,121 409,770 SH Sole 409,770 Town/Cntry COM 892039108 435 53,415 SH Sole 53,415 TradeStation COM 89267P105 140 20,000 SH Sole 20,000 Union Fst COM 90662P104 6,005 535,201 SH Sole 535,201 United Bncp COM 90944L103 2,008 557,738 SH Sole 557,738 Unity Bncrp COM 913290102 2,107 304,028 SH Sole 304,028 Univest COM 915271100 4,688 265,449 SH Sole 265,449 Valley Com. COM 919518100 1,954 220,829 SH Sole 220,829 Valley Fin. COM 919629105 1,271 272,793 SH Sole 272,793 Viewpoint COM 92672A101 10,161 782,827 SH Sole 782,827 Virginia Com COM 92778Q109 6,889 1,206,437 SH Sole 1,206,437 VIST Fin. COM 918255100 3,933 454,698 SH Sole 454,698 W.T.B. Fin. COM 929334209 2,771 24,964 SH Sole 24,964 Washington COM 937303105 15,200 1,081,086 SH Sole 1,081,086 West Bncp. COM 95123P106 254 32,000 SH Sole 32,000 West Coast COM 952145100 897 259,310 SH Sole 259,310 Westfield COM 96008P104 950 105,000 SH Sole 105,000 Wintrust COM 97650W108 19,020 517,683 SH Sole 517,683 Yadkin Vly COM 984314104 268 120,538 SH Sole 120,538 Total 639,413