-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UZkGJmoguBmLHOgjZP5lSbM7RzxbfWIiupz2jySg2v7XCVtb9gEaMQrqSO/+PqwY sY7MtQvV+REzu2g61J9fCQ== 0001029311-10-000049.txt : 20101112 0001029311-10-000049.hdr.sgml : 20101111 20101112135506 ACCESSION NUMBER: 0001029311-10-000049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANC FUNDS CO LLC CENTRAL INDEX KEY: 0001029311 IRS NUMBER: 364134318 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06701 FILM NUMBER: 101185308 BUSINESS ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128554067 MAIL ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BANC FUND IV L P DATE OF NAME CHANGE: 19961218 13F-HR 1 tbfcsep10.txt SEP30 HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Banc Funds Company, L.L.C. Address: 20 North Wacker Drive, Suite 3300 Chicago, IL 60606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles J. Moore Title: President Phone: 312-855-4067 Signature, Place, and Date of Signing: /s/ Charles J. Moore Chicago, Illinois November 12, 2010 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 177 Form 13F Information Table Value Total(x1000): $525,511 List of Other Included Managers: None FORM 13F INFORMATION TABLE Title Market Security Voting Authority Name of of CUSIP Value Amount SH/ Inv. Other Issuer Class Number (x$1000) (Shares) PRN Disc.Mgrs Sole Shared None Access COM 004337101 2427 404,582 SH Sole 404,582 Alliance COM 018535104 417 148,245 SH Sole 148,245 Allied World COM G0219G203 9344 165,300 SH Sole 165,300 Am. River COM 029326105 4314 686,948 SH Sole 686,948 Ameris COM 03076K108 2603 279,294 SH Sole 279,294 Auburn COM 050473107 1265 62,459 SH Sole 62,459 Bank/Comm. COM 06424J103 3465 900,000 SH Sole 900,000 Bank/Marin COM 063425102 15147 472,311 SH Sole 472,311 Banner Corp. COM 06652V109 1189 550,295 SH Sole 550,295 Bar Harbor COM 066849100 5887 212,916 SH Sole 212,916 Baraboo COM 067021105 853 189,585 SH Sole 189,585 BCB Bancorp COM 055298103 480 54,901 SH Sole 54,901 Bene.Mutual COM 08173R104 603 67,258 SH Sole 67,258 Boston Priv. COM 101119105 1528 234,000 SH Sole 234,000 Bridge Cap. COM 108030107 2848 329,239 SH Sole 329,239 Brooklyn Fd. COM 114039100 98 54,215 SH Sole 54,215 Bryn Mawr COM 117665109 5595 325,675 SH Sole 325,675 Cal. United COM 130781107 1378 127,609 SH Sole 127,609 CalWest COM 13169Q102 198 109,924 SH Sole 109,924 Cambridge COM 132152109 9124 293,363 SH Sole 293,363 Cardinal Fi. COM 14149F109 7403 772,769 SH Sole 772,769 Cascade Fi. COM 147272108 46 125,097 SH Sole 125,097 Center Bncrp COM 151408101 1645 214,993 SH Sole 214,993 Centerstate COM 15201P109 10215 1,194,729 SH Sole 1,194,729 Central Bcrp COM 152418109 609 55,002 SH Sole 55,002 Central Valy COM 155685100 2245 386,388 SH Sole 386,388 Centrix COM 15640A101 793 56,670 SH Sole 56,670 Century Bcrp COM 156432106 796 33,831 SH Sole 33,831 Chemical Fi. COM 163731102 3235 157,062 SH Sole 157,062 Citizens Sth COM 176682102 211 43,311 SH Sole 43,311 Clifton Svgs COM 18712Q103 333 39,000 SH Sole 39,000 CNB Fin. COM 126128107 3415 250,000 SH Sole 250,000 CoBiz Fin. COM 190897108 12046 2,174,339 SH Sole 2,174,339 Codorus Vly COM 192025104 1050 127,783 SH Sole 127,783 Columbia Bnk COM 197236102 9332 475,642 SH Sole 475,642 Columbia Co. COM 19738Q101 128 107,044 SH Sole 107,044 CommerceWest COM 20084T103 1164 211,608 SH Sole 211,608 Comm. Bnkrs COM 203612106 92 92,687 SH Sole 92,687 Cornerstone COM 218924108 631 407,406 SH Sole 407,406 CVB Fin. COM 126600105 5738 765,000 SH Sole 765,000 Danvers COM 236442109 5425 354,559 SH Sole 354,559 DCB Fin. COM 233075100 300 80,046 SH Sole 80,046 Diamond Hill COM 25264R207 7005 95,955 SH Sole 95,955 DNB Fin. COM 233237106 332 46,532 SH Sole 46,532 Eagle Bncrp COM 268948106 4120 359,842 SH Sole 359,842 Eagle Fin. COM 26951R104 213 12,908 SH Sole 12,908 Enterprise COM 293668109 1751 161,961 SH Sole 161,961 Enterprise COM 293712105 8286 894,813 SH Sole 894,813 Fauquier COM 312059108 377 30,462 SH Sole 30,462 FBR Capital COM 30247C301 689 220,000 SH Sole 220,000 Fidelity Brp COM 315831107 689 121,899 SH Sole 121,899 Fidelity So. COM 316394105 3367 519,568 SH Sole 519,568 First Bncrp COM 318910106 1252 92,221 SH Sole 92,221 First Busey COM 319383105 286 63,099 SH Sole 63,099 First Cal. COM 319395109 3120 1,273,457 SH Sole 1,273,457 Frst Chester COM 31947W100 974 197,941 SH Sole 197,941 Frst Citizen COM 319460101 3421 6,828 SH Sole 6,828 First Comm. COM 31982L100 181 41,271 SH Sole 41,271 Fst Comm. COM 319835104 497 99,389 SH Sole 99,389 First Fin. COM 320209109 793 47,600 SH Sole 47,600 1st Constit. COM 31986N102 823 117,568 SH Sole 117,568 First Fin. COM 320239106 2081 187,300 SH Sole 187,300 First Fin.S. COM 32022D108 763 154,138 SH Sole 154,138 First Merch. COM 320817109 6528 860,124 SH Sole 860,124 Frst Midwest COM 320867104 934 81,100 SH Sole 81,100 First Nat. COM 32106V107 548 43,324 SH Sole 43,324 First/L.I. COM 320734106 3309 133,200 SH Sole 133,200 First Sth COM 33644N102 11228 1,194,453 SH Sole 1,194,453 First Trust COM 33732N105 1669 362,925 SH Sole 362,925 First United COM 33740N105 4768 745,000 SH Sole 745,000 Firstbank COM 33761G104 1008 216,730 SH Sole 216,730 Flushing Fi. COM 343873105 310 26,898 SH Sole 26,898 Fox Chase COM 35137T108 453 48,154 SH Sole 48,154 Gtr Scrmnto COM 39233Q109 1060 172,331 SH Sole 172,331 Guaranty COM 40075T102 1946 1,247,438 SH Sole 1,247,438 Heritage COM 42721M101 551 44,079 SH Sole 44,079 Heritage C. COM 426927109 740 214,468 SH Sole 214,468 Heritage Fi. COM 42722X106 5733 411,000 SH Sole 411,000 Heritage Fi. COM 42725U109 96 12,200 SH Sole 12,200 Heritage Oak COM 42724R107 5249 1,585,923 SH Sole 1,585,923 Hilltop COM 43274N108 857 216,288 SH Sole 216,288 Hingham COM 433323102 3664 97,700 SH Sole 97,700 HopFed COM 439734104 1389 153,000 SH Sole 153,000 Iberiabank COM 450828108 2099 42,000 SH Sole 42,000 ICB Fin. COM 44923M103 747 237,016 SH Sole 237,016 Illini Corp. COM 45177K206 606 20,200 SH Sole 20,200 Independent COM 453836108 2550 113,585 SH Sole 113,585 Intermountn COM 45881M100 628 402,727 SH Sole 402,727 Investors COM 46146P102 567 48,000 SH Sole 48,000 Jacksonvile COM 469249106 763 97,947 SH Sole 97,947 Kearny Fin. COM 487169104 316 35,800 SH Sole 35,800 Knight Cap. COM 499005106 1089 88,000 SH Sole 88,000 Lakeland Fi. COM 511656100 6096 327,900 SH Sole 327,900 Lender Proc. COM 52602E102 2419 72,700 SH Sole 72,700 LNB Bancorp COM 502100100 52 11,233 SH Sole 11,233 LSB Corp. COM 50215P100 5073 243,560 SH Sole 243,560 Mackinac Fi. COM 554571109 1521 300,000 SH Sole 300,000 MainSource COM 56062Y102 745 97,887 SH Sole 97,887 Mayflower COM 578321101 1249 134,335 SH Sole 134,335 MB Fin. COM 55264U108 8473 522,684 SH Sole 522,684 Mercantile COM 587376104 673 149,555 SH Sole 149,555 Merchants COM 588448100 1752 71,200 SH Sole 71,200 Metro Bncrp COM 59161R101 3558 343,785 SH Sole 343,785 Midsouth COM 598039105 5977 424,792 SH Sole 424,792 Monroe Bncrp COM 610313108 718 156,000 SH Sole 156,000 NBH Holdings COM 62875T108 13095 750,000 SH Sole 750,000 New Alliance COM 650203102 151 12,000 SH Sole 12,000 New Century COM 64353M100 171 42,871 SH Sole 42,871 NI Bancsh. COM 62913U109 263 8,100 SH Sole 8,100 North Dallas COM 659012108 2502 59,776 SH Sole 59,776 North Valley COM 66304M105 266 163,098 SH Sole 163,098 Northeast COM 664112109 263 44,800 SH Sole 44,800 NorthW Ind. COM 667516108 3441 211,092 SH Sole 211,092 Oak Valley COM 671807105 404 77,948 SH Sole 77,948 OceanFirst COM 675234108 1600 131,155 SH Sole 131,155 Old Line COM 67984M100 3144 389,136 SH Sole 389,136 Old Point COM 680194107 1123 96,368 SH Sole 96,368 optionsXprs COM 684010101 1151 75,000 SH Sole 75,000 Oregon Pfc COM 686040205 71 46,101 SH Sole 46,101 Oritani Fin. COM 68633D103 1518 152,284 SH Sole 152,284 Osage Fed. COM 68764U106 680 100,000 SH Sole 100,000 Oxford Bank COM 69140P100 3 17,560 SH Sole 17,560 Pacific Cntl COM 69412V108 4836 536,129 SH Sole 536,129 PacWest COM 695263103 2148 112,935 SH Sole 112,935 Palmetto COM 697997310 3372 1,123,916 SH Sole 1,123,916 Park Sterlng COM 70086W109 5593 923,000 SH Sole 923,000 Parke Bncrp COM 700885106 2226 261,633 SH Sole 261,633 Parkvale Fi. COM 701492100 381 61,019 SH Sole 61,019 Peoples - NC COM 710577107 511 107,609 SH Sole 107,609 Pinnacle Fi. COM 72346Q104 1046 114,100 SH Sole 114,100 PSB Holdings COM 69360N108 2872 127,634 SH Sole 127,634 QCR Holdings COM 74727A104 2696 300,593 SH Sole 300,593 QNB Corp. COM 74726N107 2558 127,890 SH Sole 127,890 Republic Fst COM 760416107 1891 950,000 SH Sole 950,000 Riverview COM 769397100 1500 750,000 SH Sole 750,000 Roma Fin. COM 77581P109 846 80,600 SH Sole 80,600 Royal Fin. COM 78027P109 177 101,100 SH Sole 101,100 Sandy Spg COM 800363103 5831 377,159 SH Sole 377,159 Santa Lucia COM 802235101 82 32,883 SH Sole 32,883 Savannah COM 804748101 1576 174,147 SH Sole 174,147 SBT Bncrp COM 78391C106 1094 58,969 SH Sole 58,969 SCBT Fin. COM 78401V102 650 20,916 SH Sole 20,916 Seacoast COM 811707306 4447 3,585,985 SH Sole 3,585,985 Sec. Cal. COM 81412M103 3825 450,028 SH Sole 450,028 Sierra Bncrp COM 82620P102 9745 791,630 SH Sole 791,630 Smithtown COM 832449102 831 219,254 SH Sole 219,254 Somerset COM 834728107 1057 132,109 SH Sole 132,109 Southcrest COM 84129X107 527 100,400 SH Sole 100,400 Southern Fst COM 842873101 451 73,334 SH Sole 73,334 Southern Nat COM 843395104 5790 809,845 SH Sole 809,845 Southwest COM 844767103 4206 325,523 SH Sole 325,523 State Bncrp COM 855716106 1698 190,339 SH Sole 190,339 State Bank COM 855898102 35573 2,325,000 SH Sole 2,325,000 StellarOne COM 85856G100 480 37,850 SH Sole 37,850 Sterling COM 858907108 901 168,150 SH Sole 168,150 Stifel Fin. COM 860630102 26775 579,165 SH Sole 579,165 Stonegate COM 861811107 7187 513,360 SH Sole 513,360 Sun Bncrp COM 86663B102 422 82,654 SH Sole 82,654 SVB Fin. COM 78486Q101 3132 74,000 SH Sole 74,000 Texas Cap. COM 88224Q107 9456 548,188 SH Sole 548,188 Town/Country COM 892039108 267 53,415 SH Sole 53,415 TradeStation COM 89267P105 131 20,000 SH Sole 20,000 Union Fst COM 90662P104 6958 535,201 SH Sole 535,201 United Bncrp COM 90944L103 247 67,738 SH Sole 67,738 Unity Bncrp COM 913290102 1475 304,028 SH Sole 304,028 Univest COM 915271100 4614 265,449 SH Sole 265,449 Valley Comm. COM 919518100 1402 220,829 SH Sole 220,829 Valley Fin. COM 919629105 885 272,217 SH Sole 272,217 Viewpoint COM 92672A101 5270 570,327 SH Sole 570,327 Virginia Cm. COM 92778Q109 5125 1,054,629 SH Sole 1,054,629 VIST Fin. COM 918255100 2523 360,397 SH Sole 360,397 W.T.B. Fin. COM 929334209 1867 21,964 SH Sole 21,964 Washington COM 937303105 15195 1,101,086 SH Sole 1,101,086 West Coast COM 952145100 591 259,310 SH Sole 259,310 Westfield COM 96008P104 819 105,000 SH Sole 105,000 Wintrust Fi. COM 97650W108 13250 409,700 SH Sole 409,700 Yadkin Vly COM 984314104 311 120,538 SH Sole 120,538 Total 525511
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