-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QBj5ABlJxy6hOOn/zxb51/jmYy4PMqKEv1J2JqyTvl0LPOuKT7RfdmWATht/bz6D GVhOi1OgclDrUxcQcUVP9A== 0001029311-10-000033.txt : 20100212 0001029311-10-000033.hdr.sgml : 20100212 20100212172109 ACCESSION NUMBER: 0001029311-10-000033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANC FUNDS CO LLC CENTRAL INDEX KEY: 0001029311 IRS NUMBER: 364134318 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06701 FILM NUMBER: 10601087 BUSINESS ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128554067 MAIL ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BANC FUND IV L P DATE OF NAME CHANGE: 19961218 13F-HR 1 tbfcdec3109.txt DEC09HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Banc Funds Company, L.L.C. Address: 20 North Wacker Drive, Suite 3300 Chicago, IL 60606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles J. Moore Title: President Phone: 312-855-4067 Signature, Place, and Date of Signing: Charles J. Moore Chicago, Illinois February 12, 2010 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 193 Form 13F Information Table Value Total(x1000): $453,519 List of Other Included Managers: None FORM 13F INFORMATION TABLE Fair Title Market Shares or Voting Authority of CUSIP Value Principal Inv. No Name of Issuer Class Number (x1000) Amount Disc. Sole Shared Vote 1st Constitution COMMON 31986N102 545 87,256 Sole 87,256 0 0 Access National COMMON 004337101 2,966 502,635 Sole 502,635 0 0 Alliance Banksh. COMMON 018535104 422 148,245 Sole 148,245 0 0 American River COMMON 029326105 4,536 577,858 Sole 577,858 0 0 AmeriServ Fin. COMMON 03074A102 241 158,334 Sole 158,334 0 0 Bank of Marin COMMON 063425102 14,430 447,711 Sole 447,711 0 0 Banner Corp. COMMON 06652V109 1,873 701,670 Sole 701,670 0 0 Bar Harbor Banksh. COMMON 066849100 3,904 142,653 Sole 142,653 0 0 Baraboo Bancorp. COMMON 067021105 878 184,758 Sole 184,758 0 0 Beach First COMMON 073334104 9 18,584 Sole 18,584 0 0 Beneficial Mutual COMMON 08173R104 660 67,258 Sole 67,258 0 0 Boston Private COMMON 101119105 577 100,000 Sole 100,000 0 0 Bridge Capital COMMON 108030107 1,959 273,929 Sole 273,929 0 0 Brooklyn Federal COMMON 114039100 565 56,600 Sole 56,600 0 0 Bryn Mawr Bank COMMON 117665109 1,217 80,675 Sole 80,675 0 0 Cadence Fin. COMMON 12738A101 189 111,900 Sole 111,900 0 0 California United COMMON 130781107 1,255 116,209 Sole 116,209 0 0 CalWest Bancorp COMMON 13169Q102 242 142,624 Sole 142,624 0 0 Cambridge Bncrp COMMON 132152109 8,635 283,113 Sole 283,113 0 0 Cardinal Financial COMMON 14149F109 5,955 683,715 Sole 683,715 0 0 Carolina Bank COMMON 143785103 82 25,851 Sole 25,851 0 0 Cascade Financial COMMON 147272108 695 314,289 Sole 314,289 0 0 Center Bancorp COMMON 151408101 2,250 251,708 Sole 251,708 0 0 Centerstate Banks COMMON 15201P109 9,856 977,729 Sole 977,729 0 0 Central Bancorp COMMON 152418109 451 54,500 Sole 54,500 0 0 Central Florida COMMON 153479100 47 42,088 Sole 42,088 0 0 Central Valley COMMON 155685100 1,843 341,388 Sole 341,388 0 0 Central Virginia COMMON 155792104 421 125,695 Sole 125,695 0 0 Centrix COMMON 15640A101 371 37,450 Sole 37,450 0 0 Century Bancorp COMMON 156432106 1,640 74,536 Sole 74,536 0 0 Citizens South COMMON 176682102 199 43,311 Sole 43,311 0 0 Clarkston Fin. COMMON 182236208 29 48,258 Sole 48,258 0 0 Clifton Savings COMMON 18712Q103 365 39,000 Sole 39,000 0 0 CoBiz Fin. COMMON 190897108 10,474 2,214,339 Sole 2,214,339 0 0 Codorus Valley COMMON 192025104 607 117,459 Sole 117,459 0 0 Columbia Banking COMMON 197236102 5,892 364,822 Sole 364,822 0 0 Columbia Comm. COMMON 19738Q101 181 109,544 Sole 109,544 0 0 CommerceWest COMMON 20084T103 1,375 211,608 Sole 211,608 0 0 Community - FL COMMON 203602107 95 21,000 Sole 21,000 0 0 Community Bnkrs COMMON 203612106 301 92,687 Sole 92,687 0 0 Cornerstone COMMON 218924108 856 407,406 Sole 407,406 0 0 CVB Financial COMMON 126600105 8,302 962,000 Sole 962,000 0 0 Danvers Bancorp COMMON 236442109 4,540 350,338 Sole 350,338 0 0 DCB Financial COMMON 233075100 536 80,046 Sole 80,046 0 0 Diamond Hill Inv. COMMON 25264R207 6,525 101,955 Sole 101,955 0 0 DNB Financial COMMON 233237106 284 46,532 Sole 46,532 0 0 Eagle Bancorp COMMON 268948106 2,857 274,200 Sole 274,200 0 0 Eagle Financial COMMON 26951R104 203 12,908 Sole 12,908 0 0 Enterprise Bncrp COMMON 293668109 1,695 155,961 Sole 155,961 0 0 Enterprise Fin. COMMON 293712105 2,825 368,306 Sole 368,306 0 0 F.N.B. Corp. COMMON 302520101 607 89,600 Sole 89,600 0 0 FBR Capital COMMON 30247C301 1,355 220,000 Sole 220,000 0 0 Fentura Fin. COMMON 314645102 16 12,061 Sole 12,061 0 0 Fidelity Bancorp COMMON 315831107 585 121,899 Sole 121,899 0 0 Fidelity Southern COMMON 316394105 935 264,910 Sole 264,910 0 0 First Bancorp COMMON 318910106 988 70,880 Sole 70,880 0 0 First Busey COMMON 319383105 1,707 441,000 Sole 441,000 0 0 First California COMMON 319395109 1,256 458,457 Sole 458,457 0 0 First Chester COMMON 31947W100 3,296 360,207 Sole 360,207 0 0 First Citizens COMMON 319460101 2,044 5,048 Sole 5,048 0 0 First Commerce COMMON 31982L100 262 128,021 Sole 128,021 0 0 First Community COMMON 319835104 507 81,789 Sole 81,789 0 0 First Fin. Bncrp COMMON 320209109 1,730 119,000 Sole 119,000 0 0 First Fin. Hldngs COMMON 320239106 1,949 150,000 Sole 150,000 0 0 First Fin. Service COMMON 32022D108 1,363 151,138 Sole 151,138 0 0 First Litchfield COMMON 320724107 1,285 88,614 Sole 88,614 0 0 First Merchants COMMON 320817109 600 101,424 Sole 101,424 0 0 First Midwest COMMON 320867104 992 91,100 Sole 91,100 0 0 First National COMMON 32106V107 401 43,324 Sole 43,324 0 0 First Southern COMMON 33644N102 1,102 98,163 Sole 98,163 0 0 First State COMMON 336453105 101 257,699 Sole 257,699 0 0 First Trust Bank COMMON 33732N105 2,137 352,081 Sole 352,081 0 0 First United COMMON 33740N105 5,355 750,000 Sole 750,000 0 0 Firstbank Corp. COMMON 33761G104 1,818 216,730 Sole 216,730 0 0 Flushing Fin. COMMON 343873105 5,799 515,000 Sole 515,000 0 0 Fox Chase COMMON 35137P106 353 37,000 Sole 37,000 0 0 Gtr Sacramento COMMON 39233Q109 1,117 172,331 Sole 172,331 0 0 Guaranty Bancorp COMMON 40075T102 1,622 1,247,438 Sole 1,247,438 0 0 Harleysville COMMON 412850109 231 36,094 Sole 36,094 0 0 Harrington West COMMON 41383L104 37 374,842 Sole 374,842 0 0 Heritage Banksh. COMMON 42721M101 341 35,924 Sole 35,924 0 0 Heritage Comm. COMMON 426927109 836 214,468 Sole 214,468 0 0 Heritage Fin. COMMON 42722X106 5,672 411,000 Sole 411,000 0 0 Heritage Fin.Grp COMMON 42725U109 88 12,200 Sole 12,200 0 0 Heritage Oaks COMMON 42724R107 3,281 662,845 Sole 662,845 0 0 Hilltop Community COMMON 43274N108 774 206,412 Sole 206,412 0 0 Hingham Inst. COMMON 433323102 2,970 97,200 Sole 97,200 0 0 Home Valley COMMON 43738D100 37 127,065 Sole 127,065 0 0 Horizon Bancorp. COMMON 44040M101 198 116,533 Sole 116,533 0 0 ICB Financial COMMON 44923M103 514 205,516 Sole 205,516 0 0 Illini Corporation COMMON 45177K206 606 20,200 Sole 20,200 0 0 Independent Bank COMMON 453836108 8,144 390,985 Sole 390,985 0 0 Indiana Comm. COMMON 454674102 1,110 144,200 Sole 144,200 0 0 Intermountain COMMON 45881M100 967 402,727 Sole 402,727 0 0 Investors Bancorp COMMON 46146P102 524 48,000 Sole 48,000 0 0 Jacksonville Bncrp COMMON 469249106 879 95,047 Sole 95,047 0 0 Kearny Financial COMMON 487169104 359 35,800 Sole 35,800 0 0 Knight Capital COMMON 499005106 339 22,000 Sole 22,000 0 0 Lakeland Fin. COMMON 511656100 7,763 450,000 Sole 450,000 0 0 LNB Bancorp COMMON 502100100 540 127,024 Sole 127,024 0 0 LSB Corp. COMMON 50215P100 2,329 238,912 Sole 238,912 0 0 Mackinac Fin. COMMON 554571109 1,362 300,000 Sole 300,000 0 0 MainSource Fin. COMMON 56062Y102 467 97,887 Sole 97,887 0 0 Mayflower Bncrp COMMON 578321101 887 134,335 Sole 134,335 0 0 MB Financial COMMON 55264U108 10,357 525,484 Sole 525,484 0 0 MBT Financial COMMON 578877102 380 258,492 Sole 258,492 0 0 Mercantile Bank COMMON 587376104 458 149,555 Sole 149,555 0 0 Merchants Bncrp COMMON 588436105 9 51,782 Sole 51,782 0 0 Merchants Bncsh. COMMON 588448100 1,209 53,400 Sole 53,400 0 0 Metro Bancorp COMMON 59161R101 4,321 343,785 Sole 343,785 0 0 Middleburg Fin. COMMON 596094102 233 19,407 Sole 19,407 0 0 Midsouth Bancorp COMMON 598039105 6,345 457,792 Sole 457,792 0 0 Midwest Banc COMMON 598251106 254 705,550 Sole 705,550 0 0 Monroe Bancorp COMMON 610313108 939 153,000 Sole 153,000 0 0 Nara Bancorp COMMON 63080P105 1,247 110,000 Sole 110,000 0 0 NBH Holdings COMMON 62875T108 15,000 750,000 Sole 750,000 0 0 New Alliance COMMON 650203102 361 30,000 Sole 30,000 0 0 New Century COMMON 64353M100 200 42,000 Sole 42,000 0 0 NI Bancshares COMMON 62913U109 211 8,100 Sole 8,100 0 0 North Dallas Bank COMMON 659012108 2,265 58,819 Sole 58,819 0 0 North Valley COMMON 66304M105 341 163,098 Sole 163,098 0 0 Northeast Comm. COMMON 664112109 359 54,800 Sole 54,800 0 0 NorthWest Indiana COMMON 667516108 3,588 210,592 Sole 210,592 0 0 O.A.K. Fin. COMMON 67081P105 2,822 162,667 Sole 162,667 0 0 Oak Valley COMMON 671807105 207 46,988 Sole 46,988 0 0 OceanFirst Fin. COMMON 675234108 2,357 208,955 Sole 208,955 0 0 Old Line Bancsh. COMMON 67984M100 2,027 331,140 Sole 331,140 0 0 Old National COMMON 680033107 1,221 98,100 Sole 98,100 0 0 Old Point Fin. COMMON 680194107 1,439 93,168 Sole 93,168 0 0 Old Second COMMON 680277100 4,514 658,000 Sole 658,000 0 0 optionsXpress COMMON 684010101 1,082 70,000 Sole 70,000 0 0 Oregon Pacific COMMON 686040205 161 46,101 Sole 46,101 0 0 Osage Federal COMMON 68764U106 985 100,000 Sole 100,000 0 0 Oxford Bank COMMON 69140P100 127 63,260 Sole 63,260 0 0 Pacific City Fin. COMMON 69406T101 336 108,400 Sole 108,400 0 0 Pacific Cont. COMMON 69412V108 5,948 522,229 Sole 522,229 0 0 Pacific Premier COMMON 69478X105 630 187,000 Sole 187,000 0 0 Pacific State COMMON 694864109 25 66,690 Sole 66,690 0 0 PacWest Bancorp COMMON 695263103 2,328 115,535 Sole 115,535 0 0 Pamrapo Bancorp COMMON 697738102 428 54,901 Sole 54,901 0 0 Parke Bancorp COMMON 700885106 1,647 203,795 Sole 203,795 0 0 Parkvale Fin. COMMON 701492100 519 75,148 Sole 75,148 0 0 Peoples - NC COMMON 710577107 620 118,501 Sole 118,501 0 0 Pinnacle Fin. COMMON 72346Q104 6,082 428,000 Sole 428,000 0 0 PSB Holdings COMMON 69360N108 1,921 127,634 Sole 127,634 0 0 QCR Holdings COMMON 74727A104 2,483 300,593 Sole 300,593 0 0 QNB Corp. COMMON 74726N107 1,927 114,690 Sole 114,690 0 0 Roma Fin. COMMON 77581P109 994 80,600 Sole 80,600 0 0 Royal Fin. COMMON 78027P109 291 116,100 Sole 116,100 0 0 Sandy Spring COMMON 800363103 699 79,134 Sole 79,134 0 0 Santa Lucia COMMON 802235101 642 63,612 Sole 63,612 0 0 SBT Bancorp COMMON 78391C106 811 53,156 Sole 53,156 0 0 SCBT Fin. COMMON 78401V102 5,905 213,935 Sole 213,935 0 0 Seacoast-FL COMMON 811707306 2,414 1,518,400 Sole 1,518,400 0 0 Security Fed. COMMON 813903101 108 11,346 Sole 11,346 0 0 Sierra Bancorp COMMON 82620P102 6,016 791,630 Sole 791,630 0 0 Simmons First COMMON 828730200 1,248 45,000 Sole 45,000 0 0 Smithtown COMMON 832449102 4,275 722,127 Sole 722,127 0 0 Somerset Hills COMMON 834728107 636 82,014 Sole 82,014 0 0 Sonoma Valley COMMON 835592106 919 130,373 Sole 130,373 0 0 Southcrest Fin. COMMON 84129X107 572 100,400 Sole 100,400 0 0 Southern First COMMON 842873101 480 73,334 Sole 73,334 0 0 Southern National COMMON 843395104 5,099 718,100 Sole 718,100 0 0 Southwest Bncrp COMMON 844767103 1,220 175,523 Sole 175,523 0 0 State Bank&Trust COMMON 855898102 31,388 2,325,000 Sole 2,325,000 0 0 State Bank Corp. COMMON 856121108 194 55,364 Sole 55,364 0 0 StellarOne Corp. COMMON 85856G100 376 37,850 Sole 37,850 0 0 Sterling Bancsh. COMMON 858907108 863 168,150 Sole 168,150 0 0 Stifel Financial COMMON 860630102 44,606 752,965 Sole 752,965 0 0 Stonegate Bank COMMON 861811107 3,479 309,278 Sole 309,278 0 0 Sun Bancorp COMMON 86663B102 263 70,121 Sole 70,121 0 0 SVB Fin. COMMON 78486Q101 3,454 83,000 Sole 83,000 0 0 Tamalpais COMMON 87485H103 258 331,371 Sole 331,371 0 0 Texas Capital COMMON 88224Q107 7,492 538,188 Sole 538,188 0 0 The South Fin. COMMON 837841105 393 609,000 Sole 609,000 0 0 TIB Financial COMMON 872449103 525 818,142 Sole 818,142 0 0 Town and Country COMMON 892039108 374 53,415 Sole 53,415 0 0 Union First Market COMMON 90662P104 5,869 475,601 Sole 475,601 0 0 United Bancorp COMMON 90944L103 487 92,738 Sole 92,738 0 0 Unity Bancorp COMMON 913290102 1,216 304,028 Sole 304,028 0 0 Univest COMMON 915271100 4,635 265,449 Sole 265,449 0 0 Valley Commerce COMMON 919518100 1,132 195,129 Sole 195,129 0 0 Valley Financial COMMON 919629105 994 292,301 Sole 292,301 0 0 Viewpoint Fin. COMMON 926727108 1,889 131,061 Sole 131,061 0 0 Virginia Comm. COMMON 92778Q109 622 165,835 Sole 165,835 0 0 VIST Fin. COMMON 918255100 1,874 360,397 Sole 360,397 0 0 W.T.B. Fin. COMMON 929334209 878 13,298 Sole 13,298 0 0 Washington Bnkng COMMON 937303105 12,735 1,076,536 Sole 1,076,536 0 0 Waterstone Fin. COMMON 941888109 120 58,600 Sole 58,600 0 0 West Coast COMMON 952145100 511 259,310 Sole 259,310 0 0 Westfield Fin. COMMON 96008P104 1,070 130,000 Sole 130,000 0 0 Wintrust Fin. COMMON 97650W108 3,746 121,500 Sole 121,500 0 0 Yadkin Valley COMMON 984314104 442 120,538 Sole 120,538 0 0 Total 453,519
-----END PRIVACY-ENHANCED MESSAGE-----