-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nhm/O5/9eGUlYcuazjl5ij9m362o/n1B+EkSbMUTaiF8IFZJrEIEG57MamgNIAea ax9aad0UM0kbdOoSs1PyGw== 0001029311-09-000044.txt : 20091116 0001029311-09-000044.hdr.sgml : 20091116 20091113174430 ACCESSION NUMBER: 0001029311-09-000044 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANC FUNDS CO LLC CENTRAL INDEX KEY: 0001029311 IRS NUMBER: 364134318 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06701 FILM NUMBER: 091182928 BUSINESS ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128554067 MAIL ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BANC FUND IV L P DATE OF NAME CHANGE: 19961218 13F-HR 1 tbfcsep09.txt SEP09HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Banc Funds Company, L.L.C. Address: 20 North Wacker Drive, Suite 3300 Chicago, IL 60606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles J. Moore Title: President Phone: 312-855-4067 Signature, Place, and Date of Signing: Charles J. Moore Chicago, Illinois November 13, 2009 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 191 Form 13F Information Table Value Total(x1000): $416,836 List of Other Included Managers: None FORM 13F INFORMATION TABLE Fair Title Market Shares or Voting Authority of CUSIP Value Principal Inv. No Name of Issuer Class Number (x1000) Amount Disc. Sole Shared Vote Access Nat. COMMON 004337101 3,157 502,635 Sole 502,635 0 0 Alliance COMMON 018535104 310 148,245 Sole 148,245 0 0 American River COMMON 029326105 2,084 277,858 Sole 277,858 0 0 AmeriServ Fin. COMMON 03074A102 287 158,334 Sole 158,334 0 0 Bank of Marin COMMON 063425102 14,596 466,912 Sole 466,912 0 0 Bank/Ozarks COMMON 063904106 728 27,455 Sole 27,455 0 0 Banner Corp. COMMON 06652V109 1,902 701,670 Sole 701,670 0 0 The Baraboo COMMON 067021105 1,238 183,359 Sole 183,359 0 0 Beach First COMMON 073334104 208 166,436 Sole 166,436 0 0 Ben. Mutual COMMON 08173R104 613 67,258 Sole 67,258 0 0 Beverly Nat. COMMON 088115100 4,706 211,047 Sole 211,047 0 0 Boston Private COMMON 101119105 647 100,000 Sole 100,000 0 0 Bridge Capital COMMON 108030107 1,918 273,929 Sole 273,929 0 0 Brooklyn Fed. COMMON 114039100 691 56,600 Sole 56,600 0 0 Bryn Mawr COMMON 117665109 1,357 77,675 Sole 77,675 0 0 Cadence Fin. COMMON 12738A101 201 111,900 Sole 111,900 0 0 California United COMMON 130781107 934 76,209 Sole 76,209 0 0 CalWest COMMON 13169Q102 228 142,624 Sole 142,624 0 0 Cambridge COMMON 132152109 7,091 273,250 Sole 273,250 0 0 Cardinal Fin. COMMON 14149F109 5,613 683,715 Sole 683,715 0 0 Carolina Bank COMMON 143785103 101 25,851 Sole 25,851 0 0 Cascade Fin. COMMON 147272108 555 324,289 Sole 324,289 0 0 Center Bncrp COMMON 151408101 1,898 251,708 Sole 251,708 0 0 Centerstate COMMON 15201P109 7,626 977,729 Sole 977,729 0 0 Central Bncrp COMMON 152418109 439 54,500 Sole 54,500 0 0 Central Florida COMMON 153479100 120 42,088 Sole 42,088 0 0 Central Valley COMMON 155685100 794 150,912 Sole 150,912 0 0 Central Virginia COMMON 155792104 473 125,695 Sole 125,695 0 0 Century Bncrp COMMON 156432106 1,608 74,536 Sole 74,536 0 0 Citizens South COMMON 176682102 264 43,311 Sole 43,311 0 0 Clarkston Fin. COMMON 182236208 57 88,258 Sole 88,258 0 0 Clifton Savings COMMON 18712Q103 382 39,000 Sole 39,000 0 0 CoBiz Fin. COMMON 190897108 11,005 2,214,339 Sole 2,214,339 0 0 Codorus Valley COMMON 192025104 664 115,459 Sole 115,459 0 0 Columbia Banking COMMON 197236102 6,370 385,822 Sole 385,822 0 0 Columbia Comm. COMMON 19738Q101 142 109,544 Sole 109,544 0 0 CommerceWest COMMON 20084T103 1,100 153,848 Sole 153,848 0 0 Community Bank COMMON 203602107 87 21,000 Sole 21,000 0 0 Community Bankers COMMON 203612106 316 92,687 Sole 92,687 0 0 Cornerstone COMMON 218924108 1,023 407,407 Sole 407,407 0 0 CVB Fin. COMMON 126600105 7,226 952,000 Sole 952,000 0 0 DCB Fin. COMMON 233075100 678 74,046 Sole 74,046 0 0 Diamond Hill COMMON 25264R207 5,910 101,955 Sole 101,955 0 0 DNB Fin. COMMON 233237106 268 46,532 Sole 46,532 0 0 Eagle Bancorp COMMON 268948106 2,600 270,000 Sole 270,000 0 0 Eagle Fin. COMMON 26951R104 200 12,908 Sole 12,908 0 0 Enterprise COMMON 293668109 1,424 111,610 Sole 111,610 0 0 Enterprise Fin. COMMON 293712105 3,258 352,200 Sole 352,200 0 0 F.N.B. Corp. COMMON 302520101 880 123,800 Sole 123,800 0 0 FBR Capital COMMON 30247C301 1,302 220,000 Sole 220,000 0 0 Fentura Fin. COMMON 314645102 26 13,061 Sole 13,061 0 0 Fidelity Bncrp COMMON 315831107 705 121,899 Sole 121,899 0 0 Fidelity Southern COMMON 316394105 807 263,593 Sole 263,593 0 0 First Bancorp COMMON 318910106 1,416 78,580 Sole 78,580 0 0 First Busey COMMON 319383105 2,068 441,000 Sole 441,000 0 0 1st Constitution COMMON 31986N102 635 85,256 Sole 85,256 0 0 First California COMMON 319395109 2,118 458,457 Sole 458,457 0 0 First Chester COMMON 31947W100 4,193 423,554 Sole 423,554 0 0 First Citizens COMMON 319460101 1,755 4,388 Sole 4,388 0 0 First Comm. COMMON 31982L100 370 148,021 Sole 148,021 0 0 First Comm. Corp. COMMON 319835104 507 81,789 Sole 81,789 0 0 First Fin. Bncrp. COMMON 320209109 1,432 119,000 Sole 119,000 0 0 First Fin. COMMON 320239106 2,388 150,000 Sole 150,000 0 0 First Fin. COMMON 32022D108 2,007 151,138 Sole 151,138 0 0 First Litchfield COMMON 320724107 375 59,514 Sole 59,514 0 0 First Merchants COMMON 320817109 706 101,424 Sole 101,424 0 0 First Midwest COMMON 320867104 1,026 91,100 Sole 91,100 0 0 First National COMMON 32106V107 559 43,324 Sole 43,324 0 0 First of L.I. COMMON 320734106 395 15,000 Sole 15,000 0 0 First Regional COMMON 33615C101 450 363,254 Sole 363,254 0 0 First Southern COMMON 33644N102 883 98,163 Sole 98,163 0 0 First State COMMON 336453105 1,541 1,273,255 Sole 1,273,255 0 0 First Trust COMMON 33732N105 2,588 352,081 Sole 352,081 0 0 First United COMMON 33740N105 4,320 750,000 Sole 750,000 0 0 Firstbank COMMON 33761G104 1,192 216,730 Sole 216,730 0 0 Flushing Fin. COMMON 343873105 5,845 515,000 Sole 515,000 0 0 Fox Chase COMMON 35137P106 370 37,000 Sole 37,000 0 0 Grtr Sacramento COMMON 39233Q109 991 172,331 Sole 172,331 0 0 Guaranty Bncrp COMMON 40075T102 1,846 1,247,438 Sole 1,247,438 0 0 Hanmi Fin. COMMON 410495105 635 394,351 Sole 394,351 0 0 Harleysville COMMON 412850109 432 81,094 Sole 81,094 0 0 Harrington West COMMON 41383L104 431 374,842 Sole 374,842 0 0 Heritage Banksh. COMMON 42721M101 313 32,560 Sole 32,560 0 0 Heritage Comm. COMMON 426927109 965 214,468 Sole 214,468 0 0 Heritage Fin. COMMON 42722X106 5,281 401,000 Sole 401,000 0 0 Heritage Fin. COMMON 42725U109 100 12,200 Sole 12,200 0 0 Heritage Oaks COMMON 42724R107 4,640 662,845 Sole 662,845 0 0 Hilltop Comm. COMMON 43274N108 802 194,083 Sole 194,083 0 0 Hingham Inst. COMMON 433323102 2,927 97,200 Sole 97,200 0 0 Home Valley COMMON 43738D100 65 127,065 Sole 127,065 0 0 Horizon COMMON 44040M101 476 117,633 Sole 117,633 0 0 ICB Fin. COMMON 44923M103 555 205,516 Sole 205,516 0 0 Illini Corp. COMMON 45177K206 626 20,200 Sole 20,200 0 0 Independent-MA COMMON 453836108 8,401 379,985 Sole 379,985 0 0 Indiana Comm. COMMON 454674102 1,294 152,200 Sole 152,200 0 0 Intermountain COMMON 45881M100 890 402,727 Sole 402,727 0 0 Investors Bncrp COMMON 46146P102 507 48,000 Sole 48,000 0 0 Jacksonville COMMON 469249106 988 91,947 Sole 91,947 0 0 Kearny Fin. COMMON 487169104 371 35,800 Sole 35,800 0 0 LNB Bancorp COMMON 502100100 841 127,024 Sole 127,024 0 0 LSB Corp. COMMON 50215P100 2,352 228,316 Sole 228,316 0 0 Macatawa COMMON 554225102 319 122,751 Sole 122,751 0 0 Mackinac COMMON 554571109 1,209 300,000 Sole 300,000 0 0 MainSource COMMON 56062Y102 665 97,887 Sole 97,887 0 0 Mayflower COMMON 578321101 929 126,035 Sole 126,035 0 0 MB Fin. COMMON 55264U108 11,082 528,484 Sole 528,484 0 0 MBT Fin. COMMON 578877102 525 258,492 Sole 258,492 0 0 Mercantile COMMON 587376104 601 149,555 Sole 149,555 0 0 Merchants COMMON 588436105 31 135,682 Sole 135,682 0 0 Merchants Bncsh. COMMON 588448100 1,141 53,400 Sole 53,400 0 0 Metro Bancorp COMMON 59161R101 4,167 343,785 Sole 343,785 0 0 Middleburg Fin. COMMON 596094102 252 19,407 Sole 19,407 0 0 Midsouth Bncrp COMMON 598039105 245 17,792 Sole 17,792 0 0 Midwest Banc COMMON 598251106 501 705,550 Sole 705,550 0 0 Monroe Bncrp COMMON 610313108 1,019 153,000 Sole 153,000 0 0 Nat. Penn COMMON 637138108 428 70,000 Sole 70,000 0 0 New Alliance COMMON 650203102 321 30,000 Sole 30,000 0 0 New Century COMMON 64353M100 256 42,000 Sole 42,000 0 0 NI Bancsh. COMMON 62913U109 292 8,100 Sole 8,100 0 0 North Dallas COMMON 659012108 2,238 58,819 Sole 58,819 0 0 North Valley COMMON 66304M105 473 163,098 Sole 163,098 0 0 Northeast Comm. COMMON 664112109 397 54,800 Sole 54,800 0 0 NorthWest IN COMMON 667516108 3,685 210,592 Sole 210,592 0 0 O.A.K. Fin. COMMON 67081P105 3,253 162,667 Sole 162,667 0 0 Oak Valley COMMON 671807105 202 46,988 Sole 46,988 0 0 OceanFirst COMMON 675234108 362 31,055 Sole 31,055 0 0 Old Line COMMON 67984M100 2,015 328,742 Sole 328,742 0 0 Old National COMMON 680033107 1,097 98,100 Sole 98,100 0 0 Old Point Fin. COMMON 680194107 1,453 90,716 Sole 90,716 0 0 Old Second COMMON 680277100 4,139 722,300 Sole 722,300 0 0 optionsXpress COMMON 684010101 1,208 70,000 Sole 70,000 0 0 Oregon Pacific COMMON 686040205 185 46,101 Sole 46,101 0 0 Osage Federal COMMON 68764U106 740 100,000 Sole 100,000 0 0 Oxford Bank COMMON 69140P100 186 67,560 Sole 67,560 0 0 Pacific City COMMON 69406T101 358 108,400 Sole 108,400 0 0 Pacific Cont. COMMON 69412V108 2,996 284,229 Sole 284,229 0 0 Pacific State COMMON 694864109 202 213,078 Sole 213,078 0 0 PacWest COMMON 695263103 2,201 115,535 Sole 115,535 0 0 Pamrapo COMMON 697738102 384 54,901 Sole 54,901 0 0 Parke Bncrp COMMON 700885106 1,736 203,795 Sole 203,795 0 0 Parkvale Fin. COMMON 701492100 691 75,148 Sole 75,148 0 0 Peoples NC COMMON 710577107 770 118,501 Sole 118,501 0 0 Pinnacle COMMON 72346Q104 5,423 428,000 Sole 428,000 0 0 PSB Holdings COMMON 69360N108 2,299 127,634 Sole 127,634 0 0 QCR Holdings COMMON 74727A104 3,057 300,593 Sole 300,593 0 0 QNB Corp. COMMON 74726N107 1,896 114,690 Sole 114,690 0 0 Roma Fin. COMMON 77581P109 1,002 80,600 Sole 80,600 0 0 Royal Fin. COMMON 78027P109 331 116,100 Sole 116,100 0 0 San Joaquin COMMON 79805E100 709 325,232 Sole 325,232 0 0 Sandy Spring COMMON 800363103 1,288 79,134 Sole 79,134 0 0 Santa Lucia COMMON 802235101 639 56,057 Sole 56,057 0 0 SBT Bancorp COMMON 78391C106 785 50,156 Sole 50,156 0 0 SCBT Fin. COMMON 78401V102 6,571 234,085 Sole 234,085 0 0 Seacoast COMMON 811707306 3,787 1,491,000 Sole 1,491,000 0 0 Security Fed. COMMON 813903101 136 11,346 Sole 11,346 0 0 Sierra Bncrp COMMON 82620P102 9,602 791,630 Sole 791,630 0 0 Smithtown COMMON 832449102 8,378 727,927 Sole 727,927 0 0 Somerset Hills COMMON 834728107 632 82,014 Sole 82,014 0 0 Sonoma Valley COMMON 835592106 998 117,419 Sole 117,419 0 0 Southcrest COMMON 84129X107 753 100,400 Sole 100,400 0 0 Southern First COMMON 842873101 579 73,334 Sole 73,334 0 0 Southwest COMMON 844767103 2,454 175,523 Sole 175,523 0 0 State Bank COMMON 855898102 23,250 2,325,000 Sole 2,325,000 0 0 State Bank COMMON 856121108 185 55,364 Sole 55,364 0 0 StellarOne COMMON 85856G100 559 37,850 Sole 37,850 0 0 Sterling COMMON 858907108 1,318 180,850 Sole 180,850 0 0 Stifel Fin. COMMON 860630102 51,378 936,365 Sole 936,365 0 0 Stonegate COMMON 861811107 3,093 309,278 Sole 309,278 0 0 Sun Bancorp COMMON 86663B102 371 70,121 Sole 70,121 0 0 Superior COMMON 86806M205 237 97,717 Sole 97,717 0 0 SVB Fin. COMMON 78486Q101 562 13,000 Sole 13,000 0 0 Tamalpais COMMON 87485H103 467 331,371 Sole 331,371 0 0 Texas Capital COMMON 88224Q107 9,048 538,588 Sole 538,588 0 0 South Fin. COMMON 837841105 214 146,500 Sole 146,500 0 0 TIB Fin. COMMON 872449103 1,219 818,142 Sole 818,142 0 0 Town&Country COMMON 892039108 363 53,415 Sole 53,415 0 0 Union Banksh. COMMON 905399101 4,556 370,400 Sole 370,400 0 0 United Bncrp COMMON 90944L103 556 92,738 Sole 92,738 0 0 Unity Bancorp COMMON 913290102 1,219 304,028 Sole 304,028 0 0 Univest Corp. COMMON 915271100 7,950 366,849 Sole 366,849 0 0 Valley Comm. COMMON 919518100 1,385 195,129 Sole 195,129 0 0 Valley Fin. COMMON 919629105 906 292,301 Sole 292,301 0 0 Virginia Comm. COMMON 92778Q109 662 165,835 Sole 165,835 0 0 VIST Fin. COMMON 918255100 2,108 360,397 Sole 360,397 0 0 W.T.B. Fin. COMMON 929334209 957 13,298 Sole 13,298 0 0 Washington COMMON 937303105 7,470 807,537 Sole 807,537 0 0 Waterstone COMMON 941888109 304 62,500 Sole 62,500 0 0 West Coast COMMON 952145100 646 259,310 Sole 259,310 0 0 Westfield Fin. COMMON 96008P104 1,102 130,000 Sole 130,000 0 0 Wintrust Fin. COMMON 97650W108 3,229 115,500 Sole 115,500 0 0 Yadkin Valley COMMON 984314104 564 120,538 Sole 120,538 0 0 Total 416,836
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