-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ScgrIUOYQzrjA9sIzZy5UN0ePQ7rV7qBmSdZj+g19kqr5EuiBn9EwnhNuaFtewMg 9XGiimOzp8jxcbBZU+JVNw== 0001029311-09-000042.txt : 20090812 0001029311-09-000042.hdr.sgml : 20090812 20090812162145 ACCESSION NUMBER: 0001029311-09-000042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 EFFECTIVENESS DATE: 20090812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANC FUNDS CO LLC CENTRAL INDEX KEY: 0001029311 IRS NUMBER: 364134318 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06701 FILM NUMBER: 091007036 BUSINESS ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128554067 MAIL ADDRESS: STREET 1: 20 NORTH WACKER DRIVE STREET 2: SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BANC FUND IV L P DATE OF NAME CHANGE: 19961218 13F-HR 1 tbfcjun09.txt JUN09HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Banc Funds Company, L.L.C. Address: 20 North Wacker Drive, Suite 3300 Chicago, IL 60606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles J. Moore Title: President Phone: 312-855-4067 Signature, Place, and Date of Signing: Charles J. Moore Chicago, Illinois August 12, 2009 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 188 Form 13F Information Table Value Total(x1000): $314,066 List of Other Included Managers: None FORM 13F INFORMATION TABLE Fair Title Market Shares or Voting Authority of CUSIP Value Principal Inv. No Name of Issuer Class Number (x1000) Amount Disc. Sole Shared Vote Access Nat. COMMON 004337101 2,895 502,635 Sole 502,635 0 0 Alliance Banksh. COMMON 018535104 356 148,245 Sole 148,245 0 0 American River COMMON 029326105 2,945 277,858 Sole 277,858 0 0 AmeriServ Fin. COMMON 03074A102 282 158,334 Sole 158,334 0 0 Appalachian COMMON 037675105 150 128,129 Sole 128,129 0 0 Auburn Nat. COMMON 050473107 442 15,797 Sole 15,797 0 0 Bank of Marin COMMON 063425102 12,575 469,912 Sole 469,912 0 0 Bank/Ozarks COMMON 063904106 593 27,455 Sole 27,455 0 0 Banner Corp. COMMON 06652V109 2,680 701,670 Sole 701,670 0 0 Baraboo Bancorp. COMMON 067021105 1,274 181,976 Sole 181,976 0 0 Beach First COMMON 073334104 400 185,936 Sole 185,936 0 0 Beneficial Mutual COMMON 08173R104 645 67,258 Sole 67,258 0 0 Beverly Nat. COMMON 088115100 4,725 217,047 Sole 217,047 0 0 Boston Private COMMON 101119105 448 100,000 Sole 100,000 0 0 Bridge Capital COMMON 108030107 1,646 273,929 Sole 273,929 0 0 Brooklyn Federal COMMON 114039100 637 56,600 Sole 56,600 0 0 Bryn Mawr COMMON 117665109 1,466 77,675 Sole 77,675 0 0 Cadence Fin. COMMON 12738A101 244 111,900 Sole 111,900 0 0 California United COMMON 130781107 492 51,209 Sole 51,209 0 0 CalWest COMMON 13169Q102 456 142,624 Sole 142,624 0 0 Cambridge COMMON 132152109 6,398 262,740 Sole 262,740 0 0 Cardinal Fin. COMMON 14149F109 5,360 683,715 Sole 683,715 0 0 Carolina Bank COMMON 143785103 179 45,851 Sole 45,851 0 0 Cascade Fin. COMMON 147272108 691 324,289 Sole 324,289 0 0 CCF Holding COMMON 12487X104 18 24,466 Sole 24,466 0 0 Center Bancorp COMMON 151408101 1,829 224,399 Sole 224,399 0 0 Centerstate COMMON 15201P109 2,847 383,729 Sole 383,729 0 0 Central Bancorp COMMON 152418109 335 46,500 Sole 46,500 0 0 Central Florida COMMON 153479100 126 42,088 Sole 42,088 0 0 Central Valley COMMON 155685100 777 150,912 Sole 150,912 0 0 Central Virginia COMMON 155792104 522 125,695 Sole 125,695 0 0 Century Bancorp COMMON 156432106 1,371 74,536 Sole 74,536 0 0 Citizens Bank COMMON 17315R104 90 20,011 Sole 20,011 0 0 Citizens South COMMON 176682102 212 43,311 Sole 43,311 0 0 Clarkston Fin. COMMON 182236208 26 88,258 Sole 88,258 0 0 Clifton Savings COMMON 18712Q103 420 39,000 Sole 39,000 0 0 CoBiz Fin. COMMON 190897108 6,181 964,339 Sole 964,339 0 0 Codorus Valley COMMON 192025104 704 115,459 Sole 115,459 0 0 Columbia Banking COMMON 197236102 1,359 132,822 Sole 132,822 0 0 Columbia Comm. COMMON 19738Q101 176 109,544 Sole 109,544 0 0 CommerceWest COMMON 20084T103 1,115 153,848 Sole 153,848 0 0 Community Bank COMMON 203602107 189 21,000 Sole 21,000 0 0 Community Bankers COMMON 203612106 334 92,687 Sole 92,687 0 0 Cornerstone Bncsh. COMMON 218924108 2,017 399,419 Sole 399,419 0 0 CVB Fin. COMMON 126600105 60 10,000 Sole 10,000 0 0 DCB Fin. COMMON 233075100 280 35,000 Sole 35,000 0 0 Dearborn Bancorp COMMON 24242R108 359 205,199 Sole 205,199 0 0 Diamond Hill COMMON 25264R207 4,090 101,955 Sole 101,955 0 0 DNB Fin. COMMON 233237106 349 46,532 Sole 46,532 0 0 Eagle Fin. COMMON 26951R104 195 12,908 Sole 12,908 0 0 Enterprise COMMON 293668109 1,311 111,610 Sole 111,610 0 0 Enterprise Fin. COMMON 293712105 3,201 352,200 Sole 352,200 0 0 F.N.B. Corp. COMMON 302520101 1,446 234,400 Sole 234,400 0 0 FBR Capital COMMON 30247C301 1,034 220,000 Sole 220,000 0 0 Fentura Fin. COMMON 314645102 103 51,311 Sole 51,311 0 0 Fidelity Bancorp COMMON 315831107 852 130,874 Sole 130,874 0 0 Fidelity Southern COMMON 316394105 761 262,283 Sole 262,283 0 0 1st Constitution COMMON 31986N102 682 85,256 Sole 85,256 0 0 First Bancorp COMMON 318910106 1,229 78,580 Sole 78,580 0 0 First California COMMON 319395109 2,829 458,457 Sole 458,457 0 0 First Chester COMMON 31947W100 4,299 423,554 Sole 423,554 0 0 First Citizens COMMON 319460101 1,448 4,388 Sole 4,388 0 0 First Comm. COMMON 31982L100 306 145,521 Sole 145,521 0 0 First Comm. Corp. COMMON 319835104 573 81,789 Sole 81,789 0 0 First Federal COMMON 32020V100 180 137,700 Sole 137,700 0 0 First Fin. Bncrp. COMMON 320209109 940 125,000 Sole 125,000 0 0 First Fin. COMMON 32022D108 2,958 171,180 Sole 171,180 0 0 First Litchfield COMMON 320724107 339 59,514 Sole 59,514 0 0 First Merchants COMMON 320817109 814 101,424 Sole 101,424 0 0 First Midwest COMMON 320867104 663 91,100 Sole 91,100 0 0 First National COMMON 32106V107 682 43,324 Sole 43,324 0 0 First/Long Island COMMON 320734106 348 15,000 Sole 15,000 0 0 First Regional COMMON 33615C101 454 363,254 Sole 363,254 0 0 First Southern COMMON 33644N102 883 98,163 Sole 98,163 0 0 First State COMMON 336453105 2,394 1,273,255 Sole 1,273,255 0 0 First State Fin. COMMON 33708M206 14 27,647 Sole 27,647 0 0 First Trust COMMON 33732N105 1,760 258,783 Sole 258,783 0 0 Firstbank COMMON 33761G104 1,565 216,730 Sole 216,730 0 0 Fox Chase COMMON 35137P106 357 37,000 Sole 37,000 0 0 Granite Bncsh. COMMON 387240104 360 97,298 Sole 97,298 0 0 Grtr Sacramento COMMON 39233Q109 965 172,331 Sole 172,331 0 0 Guaranty Bncrp COMMON 40075T102 2,383 1,247,438 Sole 1,247,438 0 0 Hampton Roads COMMON 409321106 316 38,662 Sole 38,662 0 0 Hanmi Fin. COMMON 410495105 678 394,351 Sole 394,351 0 0 Harleysville COMMON 412850109 452 96,094 Sole 96,094 0 0 Harrington West COMMON 41383L104 559 374,842 Sole 374,842 0 0 Heritage Banksh. COMMON 42721M101 247 25,360 Sole 25,360 0 0 Heritage Comm. COMMON 426927109 798 214,468 Sole 214,468 0 0 Heritage Fin. COMMON 42725U109 104 12,200 Sole 12,200 0 0 Heritage Oaks COMMON 42724R107 3,778 662,845 Sole 662,845 0 0 Hilltop Comm. COMMON 43274N108 611 123,518 Sole 123,518 0 0 Hingham Inst. COMMON 433323102 2,800 92,700 Sole 92,700 0 0 Home Valley COMMON 43738D100 198 127,065 Sole 127,065 0 0 Horizon COMMON 44040M101 529 117,633 Sole 117,633 0 0 ICB Fin. COMMON 44923M103 617 205,516 Sole 205,516 0 0 Illini Corp. COMMON 45177K206 568 20,200 Sole 20,200 0 0 Independent-MA COMMON 453836108 7,478 379,985 Sole 379,985 0 0 Indiana Comm. COMMON 454674102 1,903 152,200 Sole 152,200 0 0 Intermountain COMMON 45881M100 1,329 402,727 Sole 402,727 0 0 Investors Bncrp COMMON 46146P102 440 48,000 Sole 48,000 0 0 Jacksonville COMMON 469249106 965 91,947 Sole 91,947 0 0 Kearny Fin. COMMON 487169104 409 35,800 Sole 35,800 0 0 Lakeland Fin. COMMON 511656100 1,219 64,450 Sole 64,450 0 0 LNB Bancorp COMMON 502100100 948 149,024 Sole 149,024 0 0 LSB Corp. COMMON 50215P100 2,220 223,316 Sole 223,316 0 0 Macatawa COMMON 554225102 415 146,751 Sole 146,751 0 0 Mackinac COMMON 554571109 1,257 300,000 Sole 300,000 0 0 MainSource COMMON 56062Y102 724 97,887 Sole 97,887 0 0 Mayflower COMMON 578321101 812 124,035 Sole 124,035 0 0 MB Fin. COMMON 55264U108 3,392 333,484 Sole 333,484 0 0 MBT Fin. COMMON 578877102 647 277,492 Sole 277,492 0 0 Mercantile COMMON 587376104 528 159,555 Sole 159,555 0 0 Merchants COMMON 588436105 74 145,682 Sole 145,682 0 0 Merchants Bncsh. COMMON 588448100 1,193 53,400 Sole 53,400 0 0 Metro Bancorp COMMON 59161R101 844 43,785 Sole 43,785 0 0 Middleburg Fin. COMMON 596094102 267 19,407 Sole 19,407 0 0 Midsouth Bncrp COMMON 598039105 300 17,792 Sole 17,792 0 0 Midwest Banc COMMON 598251106 529 705,550 Sole 705,550 0 0 Monroe Bncrp COMMON 610313108 1,077 148,500 Sole 148,500 0 0 New Alliance COMMON 650203102 344 30,000 Sole 30,000 0 0 New Century COMMON 64353M100 252 42,000 Sole 42,000 0 0 NI Bancsh. COMMON 62913U109 417 10,100 Sole 10,100 0 0 North Dallas COMMON 659012108 2,176 58,819 Sole 58,819 0 0 North Valley COMMON 66304M105 811 163,098 Sole 163,098 0 0 Northeast Comm. COMMON 664112109 444 54,800 Sole 54,800 0 0 NorthWest IN COMMON 667516108 3,861 207,592 Sole 207,592 0 0 O.A.K. Fin. COMMON 67081P105 2,822 162,667 Sole 162,667 0 0 Oak Valley COMMON 671807105 179 43,688 Sole 43,688 0 0 OceanFirst COMMON 675234108 371 31,055 Sole 31,055 0 0 Old Line COMMON 67984M100 1,908 323,324 Sole 323,324 0 0 Old Point Fin. COMMON 680194107 1,678 90,716 Sole 90,716 0 0 Old Second COMMON 680277100 4,325 734,300 Sole 734,300 0 0 Oregon Pacific COMMON 686040205 242 46,101 Sole 46,101 0 0 Osage Federal COMMON 68764U106 770 100,000 Sole 100,000 0 0 Oxford Bank COMMON 69140P100 208 69,230 Sole 69,230 0 0 Pacific City COMMON 69406T101 358 108,400 Sole 108,400 0 0 Pacific Cont. COMMON 69412V108 3,448 284,229 Sole 284,229 0 0 Pacific State COMMON 694864109 384 348,668 Sole 348,668 0 0 PacWest COMMON 695263103 1,518 115,535 Sole 115,535 0 0 Pamrapo COMMON 697738102 505 54,901 Sole 54,901 0 0 Parke Bncrp COMMON 700885106 1,867 203,795 Sole 203,795 0 0 Parkvale Fin. COMMON 701492100 810 90,148 Sole 90,148 0 0 Peoples NC COMMON 710577107 729 118,501 Sole 118,501 0 0 Pinnacle COMMON 72346Q104 5,640 425,000 Sole 425,000 0 0 PSB Holdings COMMON 69360N108 2,859 127,634 Sole 127,634 0 0 QCR Holdings COMMON 74727A104 3,006 300,593 Sole 300,593 0 0 QNB Corp. COMMON 74726N107 1,864 114,690 Sole 114,690 0 0 Roma Fin. COMMON 77581P109 1,029 80,600 Sole 80,600 0 0 Royal Fin. COMMON 78027P109 342 116,100 Sole 116,100 0 0 San Joaquin COMMON 79805E100 1,382 325,232 Sole 325,232 0 0 Sandy Spring COMMON 800363103 1,163 79,134 Sole 79,134 0 0 Santa Lucia COMMON 802235101 634 53,758 Sole 53,758 0 0 SBT Bancorp COMMON 78391C106 774 49,156 Sole 49,156 0 0 SCBT Fin. COMMON 78401V102 5,939 250,585 Sole 250,585 0 0 Security Fed. COMMON 813903101 128 11,346 Sole 11,346 0 0 Sierra Bncrp COMMON 82620P102 4,188 331,630 Sole 331,630 0 0 Smithtown COMMON 832449102 9,303 727,927 Sole 727,927 0 0 Somerset Hills COMMON 834728107 653 87,014 Sole 87,014 0 0 Sonoma Valley COMMON 835592106 1,296 115,219 Sole 115,219 0 0 Southcrest COMMON 84129X107 753 100,400 Sole 100,400 0 0 Southern First COMMON 842873101 484 73,334 Sole 73,334 0 0 Southern Nat. COMMON 843395104 230 29,724 Sole 29,724 0 0 Southwest COMMON 844767103 1,711 175,523 Sole 175,523 0 0 State Bank COMMON 856121108 332 55,364 Sole 55,364 0 0 StellarOne COMMON 85856G100 490 37,850 Sole 37,850 0 0 Sterling COMMON 858907108 1,148 180,850 Sole 180,850 0 0 Stifel Fin. COMMON 860630102 50,056 1,040,665 Sole 1,040,665 0 0 Sun Bancorp COMMON 86663B102 363 70,121 Sole 70,121 0 0 Superior COMMON 86806M205 255 97,717 Sole 97,717 0 0 SVB Fin. COMMON 78486Q101 354 13,000 Sole 13,000 0 0 Tamalpais COMMON 87485H103 1,591 331,371 Sole 331,371 0 0 Texas Capital COMMON 88224Q107 8,038 519,588 Sole 519,588 0 0 TIB Fin. COMMON 872449103 2,276 810,043 Sole 810,043 0 0 Town&Country COMMON 892039108 334 53,415 Sole 53,415 0 0 United Bncrp COMMON 90944L103 468 92,738 Sole 92,738 0 0 Unity Bancorp COMMON 913290102 1,049 304,028 Sole 304,028 0 0 Univest Corp. COMMON 915271100 1,175 58,254 Sole 58,254 0 0 Valley Comm. COMMON 919518100 1,756 195,130 Sole 195,130 0 0 Valley Fin. COMMON 919629105 1,260 292,301 Sole 292,301 0 0 Virginia Comm. COMMON 92778Q109 379 164,835 Sole 164,835 0 0 VIST Fin. COMMON 918255100 2,350 360,397 Sole 360,397 0 0 W.T.B. Fin. COMMON 929334209 957 13,298 Sole 13,298 0 0 Washington COMMON 937303105 7,741 830,537 Sole 830,537 0 0 Waterstone COMMON 941888109 186 62,500 Sole 62,500 0 0 West Coast COMMON 952145100 521 259,310 Sole 259,310 0 0 Westfield Fin. COMMON 96008P104 1,177 130,000 Sole 130,000 0 0 Wintrust Fin. COMMON 97650W108 1,855 115,500 Sole 115,500 0 0 Yadkin Valley COMMON 984314104 832 120,538 Sole 120,538 0 0 Total 314,066
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