13F-HR 1 form_13f-soros.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: July 31, 2015] [Estimated average burden ] [hours per response...22.6] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodye M. Anzalotta Title: Assistant General Counsel Phone: 212-320-5531 Signature, Place, and Date of Signing: /s/ Jodye M. Anzalotta New York, New York February 14, 2013 ----------------------- -------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ----------- Form 13F Information Table Entry Total: 181 ----------- Form 13F Information Table Value Total: $8,359,572 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ------------------ 1. 028-10418 George Soros Soros Fund Management LLC Form 13F Information Table Quarter ended December 31, 2012
VOTING AUTHORITY CUSIP VALUE SHRS OR SH/ PUT/ INV. OTHE ISSUER TITLE OF CLASS NUMBER (X$1000) PRN AMT PRN CALL DISC** MNGR SOLE SHARED NONE ---------------------------- ---------------- --------- ---------- ----------- --- ---- ---- ---- ---- ------ ---- THE ADT CORPORATION COM 00101J106 $ 26,732 575,000 SH SOLE 1 X AMC NETWORKS INC CL A 00164V103 $ 1,945 39,300 SH SOLE 1 X ABBOTT LABS COM 002824100 $ 38,547 588,500 SH SOLE 1 X ABBOTT LABS EX DISTRIB WI 002824126 $ 15,425 491,252 SH SOLE 1 X ACACIA RESH CORP ACACIA TCH COM 003881307 $ 101,976 3,975,645 SH SOLE 1 X AGILENT TECHNOLOGIES INC COM 00846U101 $ 11,259 275,000 SH SOLE 1 X ALTERA CORP COM 021441100 $ 1,722 50,000 SH SOLE 1 X AMERICAN EXPRESS CO COM 025816109 $ 24,429 425,000 SH SOLE 1 X AMERICAN INTL GROUP INC COM NEW 026874784 $ 312,540 8,853,849 SH SOLE 1 X ANADARKO PETE CORP COM 032511107 $ 56,153 755,655 SH SOLE 1 X ANALOG DEVICES INC COM 032654105 $ 3,155 75,000 SH SOLE 1 X ANGIES LIST INC COM 034754101 $ 10,791 900,000 SH SOLE 1 X ANWORTH MORTGAGE ASSET CP COM 037347101 $ 8,478 1,466,755 SH SOLE 1 X APPLE INC COM 037833100 $ 98,065 183,976 SH SOLE 1 X ARCH COAL INC COM 039380100 $ 18,990 2,594,200 SH SOLE 1 X ASPEN TECHNOLOGY INC COM 045327103 $ 32,241 1,166,447 SH SOLE 1 X BB&T CORP COM 054937107 $ 13,129 451,000 SH SOLE 1 X BABCOCK & WILCOX CO NEW COM 05615F102 $ 2,868 109,481 SH SOLE 1 X BLUEFLY INC COM NEW 096227301 $ 6,026 6,480,070 SH SOLE 1 X CF INDS HLDGS INC COM 125269100 $ 90,731 446,600 SH SOLE 1 X CME GROUP INC COM 12572Q105 $ 1,521 30,000 SH SOLE 1 X SHARED- CYS INVTS INC COM 12673A108 $ 508 43,000 SH OTHER 1 X CADENCE DESIGN SYSTEM INC NOTE 1.500%12/1 127387AF5 $ 21,013 21,000,000 PRN SOLE 1 X CAESARS ENTMT CORP COM 127686103 $ 18,493 2,672,332 SH SOLE 1 X CAPITAL ONE FINL CORP COM 14040H105 $ 73,021 1,260,500 SH SOLE 1 X CAPSTEAD MTG CORP COM NO PAR 14067E506 $ 8,169 712,199 SH SOLE 1 X CARTER INC COM 146229109 $ 14,191 255,000 SH SOLE 1 X CAVIUM INC COM 14964U108 $ 2,185 70,000 SH SOLE 1 X CEMEX SAB DE CV SPON ADR NEW 151290889 $ 18,753 1,900,000 SH SOLE 1 X CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 $ 148,247 1,944,480 SH SOLE 1 X CHURCHILL DOWNS INC COM 171484108 $ 36,544 549,943 SH SOLE 1 X CIENA CORP COM NEW 171779309 $ 2,265 144,204 SH SOLE 1 X CIENA CORP NOTE 0.250% 5/0 171779AB7 $ 206,485 207,523,000 PRN SOLE 1 X CIENA CORP NOTE 0.875% 6/1 171779AE1 $ 39,175 45,029,000 PRN SOLE 1 X CITIGROUP INC COM NEW 172967424 $ 321,436 8,125,251 SH SOLE 1 X CITIGROUP INC COM NEW 172967424 $ 51,428 1,300,000 SH CALL SOLE 1 X CITRIX SYS INC COM 177376100 $ 62,462 950,000 SH SOLE 1 X COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 $ 39,231 529,800 SH SOLE 1 X CONSTANT CONTACT INC COM 210313102 $ 6,395 450,000 SH SOLE 1 X CONSTELLATION BRANDS INC CL A 21036P108 $ 53,014 1,498,000 SH SOLE 1 X COSTCO WHSL CORP NEW COM 22160K105 $ 39,508 400,000 SH SOLE 1 X DAVITA HEALTHCARE PARTNERS I COM 23918K108 $ 10,500 95,000 SH SOLE 1 X DELTA AIR LINES INC DEL COM NEW 247361702 $ 114,089 9,611,500 SH SOLE 1 X DIGITAL RIV INC NOTE 1.250% 1/0 25388BAB0 $ 5,610 5,683,000 PRN SOLE 1 X DIGITAL RIV INC NOTE 2.000%11/0 25388BAD6 $ 264,802 268,835,000 PRN SOLE 1 X DISNEY WALT CO COM DISNEY 254687106 $ 38,488 773,000 SH SOLE 1 X DISCOVER FINL SVCS COM 254709108 $ 11,654 302,300 SH SOLE 1 X DIRECTV COM 25490A309 $ 23,748 473,453 SH SOLE 1 X EQT CORP COM 26884L109 $ 122,211 2,072,079 SH SOLE 1 X ELAN PLC ADR 284131208 $ 4,084 400,000 SH SOLE 1 X ENERGEN CORP COM 29265N108 $ 17,413 386,173 SH SOLE 1 X ERICSSON ADR B SEK 10 294821608 $ 8,585 850,000 SH SOLE 1 X E2OPEN INC COM 29788A104 $ 4,248 300,000 SH SOLE 1 X EXAR CORP COM 300645108 $ 56,663 6,366,666 SH SOLE 1 X EXTREME NETWORKS INC COM 30226D106 $ 33,620 9,236,249 SH SOLE 1 X FAIRCHILD SEMICONDUCTOR INTL COM 303726103 $ 7,920 550,000 SH SOLE 1 X FIDELITY NATIONAL FINANCIAL CL A 31620R105 $ 2,355 100,000 SH SOLE 1 X FORD MTR CO DEL COM PAR $0.01 345370860 $ 40,598 3,135,000 SH SOLE 1 X FREEPORT-MCMORAN COPPER & GO COM 35671D857 $ 46,666 1,364,508 SH SOLE 1 X GENERAL ELECTRIC CO COM 369604103 $ 102,911 4,902,890 SH SOLE 1 X GENERAL MTRS CO COM 37045V100 $ 67,182 2,330,300 SH SOLE 1 X GENERAL MTRS CO *W EXP 07/10/201 37045V118 $ 7,215 370,000 SH SOLE 1 X GENERAL MTRS CO *W EXP 07/10/201 37045V126 $ 2,498 200,000 SH SOLE 1 X GENERAL MTRS CO JR PFD CNV SRB 37045V209 $ 24,437 550,700 SH SOLE 1 X GILEAD SCIENCES INC COM 375558103 $ 2,005 27,300 SH SOLE 1 X GLOBAL EAGLE ACQUISITION COR UNIT 99/99/9999 37951D201 $ 2,384 200,000 SH SOLE 1 X GOOGLE INC CL A 38259P508 $ 133,887 188,740 SH SOLE 1 X GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 $ 5,345 330,359 SH SOLE 1 X GULFPORT ENERGY CORP COM NEW 402635304 $ 7,425 194,273 SH SOLE 1 X HALLIBURTON CO COM 406216101 $ 13,761 396,700 SH SOLE 1 X HILLSHIRE BRANDS CO COM 432589109 $ 281 10,000 SH SOLE 1 X HOLOGIC INC FRNT 2.000%12/1 436440AA9 $ 151,745 152,278,000 PRN SOLE 1 X HOME DEPOT INC COM 437076102 $ 58,758 950,000 SH SOLE 1 X HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 $ 12,239 423,500 SH SOLE 1 X INFINITY PHARMACEUTICALS INC COM 45665G303 $ 2,625 75,000 SH SOLE 1 X INFORMATICA CORP COM 45666Q102 $ 10,531 347,315 SH SOLE 1 X ISHARES INC MSCI JAPAN 464286848 $ 2,925 300,000 SH SOLE 1 X JDS UNIPHASE CORP NOTE 1.000% 5/1 46612JAD3 $ 103,208 103,270,000 PRN SOLE 1 X JPMORGAN CHASE & CO COM 46625H100 $ 112,959 2,569,000 SH SOLE 1 X JOHNSON & JOHNSON COM 478160104 $ 181,491 2,589,022 SH SOLE 1 X KRAFT FOODS GROUP INC COM 50076Q106 $ 27,106 596,133 SH SOLE 1 X LSI CORPORATION COM 502161102 $ 2,832 400,000 SH SOLE 1 X LIBERTY GLOBAL INC COM SER A 530555101 $ 2,573 40,848 SH SOLE 1 X LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 $ 2,558 130,000 SH SOLE 1 X LILLY ELI & CO COM 532457108 $ 4,932 100,000 SH SOLE 1 X LINEAR TECHNOLOGY CORP COM 535678106 $ 9,287 270,771 SH SOLE 1 X LINEAR TECHNOLOGY CORP COM 535678106 $ 4,116 120,000 SH CALL SOLE 1 X LOGMEIN INC COM 54142L109 $ 5,333 237,989 SH SOLE 1 X LORAL SPACE & COMMUNICATNS I COM 543881106 $ 30,177 552,085 SH SOLE 1 X LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 $ 611,845 607,290,000 PRN SOLE 1 X MACYS INC COM 55616P104 $ 42,142 1,080,000 SH SOLE 1 X MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 $ 70,745 1,525,000 SH SOLE 1 X MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 $ 39,567 1,998,350 SH SOLE 1 X MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 $ 4,029 125,000 SH CALL SOLE 1 X MEAD JOHNSON NUTRITION CO COM 582839106 $ 10,081 153,000 SH SOLE 1 X MERCURY SYS INC COM 589378108 $ 12,091 1,314,201 SH SOLE 1 X MICROCHIP TECHNOLOGY INC COM 595017104 $ 4,889 150,000 SH SOLE 1 X MICRON TECHNOLOGY INC COM 595112103 $ 8,678 1,366,666 SH SOLE 1 X MICRON TECHNOLOGY INC COM 595112103 $ 8,604 1,355,000 SH CALL SOLE 1 X MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 $ 815,729 819,005,000 PRN SOLE 1 X MONDELEZ INTL INC CL A 609207105 $ 18,591 729,900 SH SOLE 1 X MONSTER WORLDWIDE INC COM 611742107 $ 11,240 2,000,000 SH SOLE 1 X MORGAN STANLEY COM NEW 617446448 $ 79,236 4,144,200 SH SOLE 1 X MOSAIC CO NEW COM 61945C103 $ 33,072 584,000 SH SOLE 1 X MOTOROLA SOLUTIONS INC COM NEW 620076307 $ 143,552 2,578,166 SH SOLE 1 X NII HLDGS INC CL B NEW 62913F201 $ 80 11,266 SH SOLE 1 X NRG ENERGY INC COM NEW 629377508 $ 19,912 866,137 SH SOLE 1 X NATIONAL FUEL GAS CO N J COM 636180101 $ 14,700 290,000 SH SOLE 1 X NETAPP INC COM 64110D104 $ 135,879 4,050,033 SH SOLE 1 X NETSUITE INC COM 64118Q107 $ 5,048 75,000 SH SOLE 1 X NEWELL RUBBERMAID INC COM 651229106 $ 33,405 1,500,000 SH SOLE 1 X SHARED- OCWEN FINL CORP COM NEW 675746309 $ 450 13,000 SH OTHER 1 X ON SEMICONDUCTOR CORP COM 682189105 $ 15,087 2,140,000 SH SOLE 1 X ON SEMICONDUCTOR CORP COM 682189105 $ 6,698 950,000 SH CALL SOLE 1 X PNC FINL SVCS GROUP INC COM 693475105 $ 21,604 370,500 SH SOLE 1 X PEABODY ENERGY CORP COM 704549104 $ 13,305 500,000 SH SOLE 1 X PEPSICO INC COM 713448108 $ 12,215 178,500 SH SOLE 1 X PEPSICO INC COM 713448108 $ 13,686 200,000 SH CALL SOLE 1 X PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 $ 13,629 700,000 SH CALL SOLE 1 X PFIZER INC COM 717081103 $ 4,138 165,000 SH SOLE 1 X PIONEER NAT RES CO COM 723787107 $ 222,634 2,088,697 SH SOLE 1 X PLAINS EXPL& PRODTN CO COM 726505100 $ 44,734 953,000 SH SOLE 1 X PRICE T ROWE GROUP INC COM 74144T108 $ 10,095 155,000 SH SOLE 1 X QLIK TECHNOLOGIES INC COM 74733T105 $ 27,616 1,271,432 SH SOLE 1 X QUANTUM CORP NOTE 3.500%11/1 747906AG0 $ 122,859 130,980,000 PRN SOLE 1 X RF MICRODEVICES INC COM 749941100 $ 1,792 400,000 SH SOLE 1 X RIVERBED TECHNOLOGY INC COM 768573107 $ 4,994 253,250 SH SOLE 1 X ROVI CORP NOTE 2.625% 2/1 779376AB8 $ 181,912 181,912,000 PRN SOLE 1 X SBA COMMUNICATIONS CORP COM 78388J106 $ 2,131 30,000 SH SOLE 1 X SPDR GOLD TRUST GOLD SHS 78463V107 $ 97,206 600,000 SH SOLE 1 X SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 20,523 144,000 SH CALL SOLE 1 X SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 106,890 750,000 SH PUT SOLE 1 X SPDR S&P BANK ETF S&P BK ETF 78464A797 $ 5,958 250,000 SH SOLE 1 X SANDISK CORP COM 80004C101 $ 4,356 100,000 SH SOLE 1 X SANDISK CORP COM 80004C101 $ 5,075 116,500 SH CALL SOLE 1 X SANDISK CORP NOTE 1.000% 5/1 80004CAC5 $ 83,511 83,737,000 PRN SOLE 1 X SANMINA CORPORATION COM 801056102 $ 738 66,666 SH SOLE 1 X SAREPTA THERAPEUTICS INC COM 803607100 $ 5,842 226,429 SH SOLE 1 X SEMGROUP CORP CL A 81663A105 $ 3,095 79,204 SH SOLE 1 X SHUTTERFLY INC COM 82568P304 $ 91,006 3,046,700 SH SOLE 1 X SPLUNK INC COM 848637104 $ 10,456 360,297 SH SOLE 1 X SPREADTRUM COMMUNICATIONS IN ADR 849415203 $ 28,917 1,643,000 SH SOLE 1 X STRYKER CORP COM 863667101 $ 4,112 75,000 SH SOLE 1 X SUNTRUST BKS INC COM 867914103 $ 43,021 1,517,500 SH SOLE 1 X TW TELECOM INC COM 87311L104 $ 10,339 405,934 SH SOLE 1 X TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 $ 5,505 500,000 SH SOLE 1 X TASMAN METALS ORD (CVE) COM 87652B103 $ 1,963 1,666,666 SH SOLE 1 X TERADATA CORP DEL COM 88076W103 $ 4,679 75,600 SH SOLE 1 X TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $ 5,601 150,000 SH SOLE 1 X TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $ 1,494 40,000 SH CALL SOLE 1 X TEXAS INSTRS INC COM 882508104 $ 2,321 75,000 SH SOLE 1 X TRIPADVISOR INC COM 896945201 $ 12,309 293,344 SH SOLE 1 X TURQUOISE HILL RES LTD COM 900435108 $ 23,819 3,130,000 SH SOLE 1 X SHARED- TWO HBRS INVT CORP COM 90187B101 $ 2,505 226,050 SH OTHER 1 X U S AIRWAYS GROUP INC COM 90341W108 $ 53,312 3,949,000 SH SOLE 1 X UNITED CONTL HLDGS INC COM 910047109 $ 12,880 550,900 SH SOLE 1 X UNITED STATES STL CORP NEW COM 912909108 $ 2,965 124,200 SH SOLE 1 X UNWIRED PLANET INC NEW COM 91531F103 $ 7,200 6,000,000 SH SOLE 1 X VERISIGN INC COM 92343E102 $ 776 20,000 SH SOLE 1 X VERISK ANALYTICS INC CL A 92345Y106 $ 5,681 111,384 SH SOLE 1 X VIRGIN MEDIA INC COM 92769L101 $ 5,816 158,250 SH SOLE 1 X VISTEON CORP COM NEW 92839U206 $ 20,148 374,350 SH SOLE 1 X WALGREEN CO COM 931422109 $ 6,477 175,000 SH SOLE 1 X WAL-MART STORES INC COM 931142103 $ 85,288 1,250,000 SH SOLE 1 X WEBMD HEALTH CORP NOTE 2.250% 3/3 94770VAH5 $ 261,542 279,530,000 PRN SOLE 1 X WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 $ 90,950 107,000,000 PRN SOLE 1 X WELLS FARGO & CO NEW COM 949746101 $ 11,929 349,000 SH SOLE 1 X WESTPORT INNOVATIONS INC COM NEW 960908309 $ 4,428 165,790 SH SOLE 1 X XILINX INC COM 983919101 $ 7,503 209,000 SH SOLE 1 X XYLEM INC COM 98419M100 $ 10,876 401,328 SH SOLE 1 X DELPHI AUTOMOTIVE PLC SHS G27823106 $ 31,761 830,341 SH SOLE 1 X INVESCO LTD SHS G491BT108 $ 39,944 1,531,000 SH SOLE 1 X MANCHESTER UTD PLC NEW ORD CL A G5784H106 $ 47,731 3,397,257 SH SOLE 1 X GOLAR LNG LTD BERMUDA SHS G9456A100 $ 5,291 143,847 SH SOLE 1 X WEATHERFORD INTERNATIONAL LT REG SHS H27013103 $ 2,025 181,000 SH SOLE 1 X PENTAIR LTD SHS H6169Q108 $ 10,411 211,821 SH SOLE 1 X ADECOAGRO S A COM L00849106 $ 219,731 25,911,633 SH SOLE 1 X CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 $ 25,370 3,016,666 SH SOLE 1 X NXP SEMICONDUCTORS N V COM N6596X109 $ 6,593 250,000 SH SOLE 1 X AVAGO TECHNOLOGIES LTD SHS Y0486S104 $ 4,207 132,870 SH SOLE 1 X SCORPIO TANKERS INC SHS Y7542C106 $ 7,576 1,065,573 SH SOLE 1 X Total Fair Market Value (in thousands): $8,359,572
The following investment managers that are required to file a report pursuant to Section 13 (f) of the Securities and Exchange Act of 1934 ("Section 13 (f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager, and certain limited partnerships in which such accounts are directly or indirectly partners, and such managers will report such positions on their reports: 028-12922 Algebris Investments (UK) LLP 028-12212 Discovery Capital Management, LLC 028-11106 EAC Management LP 028-13995 Everest Capital LLC 028-11685 Goodman & Company, Investment Counsel Ltd. 028-06256 Martin Currie Investment Management Ltd. 028-10804 RR Partners LP 028-05395 Select Equity Group, Inc. 028-14209 Woodbine Capital Advisors LP **Certain securities reported herein are managed by investment managers that are not required to file a report pursuant to Section 13(f).The inclusion of such securities herein shall not be deemed an admission that George Soros or SFM LLC has investment discretion or voting authority over such securities.