13F-HR 1 form_13f-soros.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: August 31, 2012] [Estimated average burden ] [hours per response...22.6] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodye M. Anzalotta Title: Assistant General Counsel Phone: 212-320-5531 Signature, Place, and Date of Signing: /s/ Jodye M. Anzalotta New York, New York November 14, 2012 ----------------------- -------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ----------- Form 13F Information Table Entry Total: 179 ----------- Form 13F Information Table Value Total: $9,266,419 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ------------------ 1. 028-10418 George Soros Soros Fund Management LLC Form 13F Information Table Quarter ended September 30, 2012
VOTING AUTHORITY CUSIP VALUE SHRS OR SH/ PUT/ INV. OTH ISSUER TITLE OF CLASS NUMBER (X$1000) PRN AMT PRN CALL DISC. MNG SOLE SHARED NONE ---------------------------- --------------- --------- ---------- ----------- --- ---- ---- --- ---- ------ ---- AMC NETWORKS INC CL A 00164V103 $ 3,591 82,505 SH SOLE 1 X ABBOTT LABS COM 002824100 $ 13,712 200,000 SH SOLE 1 X ACACIA RESH CORP ACACIA TCH COM 003881307 $ 107,256 3,913,037 SH SOLE 1 X AMAZON COM INC COM 023135106 $ 66,123 260,000 SH SOLE 1 X AMERICAN INTL GROUP INC COM NEW 026874784 $ 499,092 15,220,849 SH SOLE 1 X AMERICAN INTL GROUP INC COM NEW 026874784 $ 8,198 250,000 SH PUT SOLE 1 X ANGIES LIST INC COM 034754101 $ 6,348 600,000 SH SOLE 1 X APPLE INC COM 037833100 $ 56,609 84,858 SH SOLE 1 X ASPEN TECHNOLOGY INC COM 045327103 $ 33,371 1,291,447 SH SOLE 1 X BAIDU INC SPON ADR REP A 056752108 $ 2,338 20,000 SH SOLE 1 X BLUEFLY INC COM NEW 096227301 $ 6,286 6,480,070 SH SOLE 1 X CF INDS HLDGS INC COM 125269100 $ 171,155 770,137 SH SOLE 1 X CME GROUP INC COM 12572Q105 $ 1,719 30,000 SH SOLE 1 X CADENCE DESIGN SYSTEM INC NOTE 1.500%12/1 127387AF5 $ 21,000 21,000,000 PRN SOLE 1 X CAESARS ENTMT CORP COM 127686103 $ 7,440 1,094,177 SH SOLE 1 X CAMPBELL SOUP CO COM 134429109 $ 2,612 75,000 SH SOLE 1 X CAPITAL ONE FINL CORP COM 14040H105 $ 34,263 601,000 SH SOLE 1 X CARTER INC COM 146229109 $ 10,230 190,000 SH SOLE 1 X CEMEX SAB DE CV SPON ADR NEW 151290889 $ 15,827 1,900,000 SH SOLE 1 X CERADYNE INC NOTE 2.875%12/1 156710AA3 $ 74,958 74,585,000 PRN SOLE 1 X CERES INC COM 156773103 $ 4,842 852,491 SH SOLE 1 X CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 $ 150,969 2,011,297 SH SOLE 1 X CHENIERE ENERGY INC COM NEW 16411R208 $ 71,378 4,590,272 SH SOLE 1 X CHURCHILL DOWNS INC COM 171484108 $ 26,952 429,712 SH SOLE 1 X CIENA CORP NOTE 0.250% 5/0 171779AB7 $ 204,422 206,226,000 PRN SOLE 1 X CIENA CORP NOTE 0.875% 6/1 171779AE1 $ 35,159 40,529,000 PRN SOLE 1 X CITIGROUP INC COM NEW 172967424 $ 49,636 1,517,000 SH SOLE 1 X CLEARWIRE CORP NEW CL A 18538Q105 $ 1,350 1,000,000 SH SOLE 1 X CONSTANT CONTACT INC COM 210313102 $ 7,830 450,000 SH SOLE 1 X CONSTELLATION BRANDS INC CL A 21036P108 $ 41,164 1,272,445 SH SOLE 1 X CREE INC COM 225447101 $ 1,275 50,000 SH SOLE 1 X CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 $ 2,194 130,000 SH SOLE 1 X CUMMINS INC COM 231021106 $ 13,832 150,000 SH SOLE 1 X D R HORTON INC COM 23331A109 $ 13,560 657,000 SH SOLE 1 X DAVITA INC COM 23918K108 $ 16,578 160,000 SH SOLE 1 X DELTA AIR LINES INC DEL COM NEW 247361702 $ 56,792 6,200,000 SH SOLE 1 X DELTA AIR LINES INC DEL COM NEW 247361702 $ 18,936 2,067,200 SH PUT SOLE 1 X DENBURY RES INC COM NEW 247916208 $ 68,862 4,261,253 SH SOLE 1 X DEVRY INC DEL COM 251893103 $ 983 43,200 SH SOLE 1 X DIGITAL RIV INC NOTE 1.250% 1/0 25388BAB0 $ 5,509 5,683,000 PRN SOLE 1 X DIGITAL RIV INC NOTE 2.000%11/0 25388BAD6 $ 243,444 251,622,000 PRN SOLE 1 X DISNEY WALT CO COM DISNEY 254687106 $ 40,412 773,000 SH SOLE 1 X DISCOVER FINL SVCS COM 254709108 $ 1,987 50,000 SH SOLE 1 X DISH NETWORK CORP CL A 25470M109 $ 122,099 3,988,857 SH SOLE 1 X DIRECTV COM 25490A309 $ 21,000 400,453 SH SOLE 1 X DOLLAR GEN CORP NEW COM 256677105 $ 10,308 200,000 SH SOLE 1 X DUNKIN BRANDS GROUP INC COM 265504100 $ 2,947 100,958 SH SOLE 1 X EQT CORP COM 26884L109 $ 66,159 1,121,336 SH SOLE 1 X EASTMAN CHEM CO COM 277432100 $ 6,648 116,610 SH SOLE 1 X ELAN PLC ADR 284131208 $ 13,400 1,250,000 SH SOLE 1 X ELAN PLC ADR 284131208 $ 3,216 300,000 SH CALL SOLE 1 X E2OPEN INC COM 29788A104 $ 6,450 475,000 SH SOLE 1 X EXAR CORP COM 300645108 $ 53,333 6,666,666 SH SOLE 1 X EXPRESS SCRIPTS HLDG CO COM 30219G108 $ 135,782 2,168,000 SH SOLE 1 X EXTREME NETWORKS INC COM 30226D106 $ 29,703 8,866,666 SH SOLE 1 X FACEBOOK INC CL A 30303M102 $ 6,498 300,000 SH SOLE 1 X F5 NETWORKS INC COM 315616102 $ 5,232 50,000 SH SOLE 1 X FIDELITY NATIONAL FINANCIAL CL A 31620R105 $ 8,021 375,000 SH SOLE 1 X FREEPORT-MCMORAN COPPER & GO COM 35671D857 $ 51,278 1,295,558 SH SOLE 1 X GENERAL ELECTRIC CO COM 369604103 $ 237,272 10,447,890 SH SOLE 1 X GENERAL MTRS CO COM 37045V100 $ 93,555 4,112,300 SH SOLE 1 X GENERAL MTRS CO COM 37045V100 $ 37,538 1,650,000 SH CALL SOLE 1 X GENERAL MTRS CO *W EXP 07/10/201 37045V118 $ 5,099 370,000 SH SOLE 1 X GENERAL MTRS CO *W EXP 07/10/201 37045V126 $ 1,652 200,000 SH SOLE 1 X GENERAL MTRS CO JR PFD CNV SRB 37045V209 $ 20,806 550,700 SH SOLE 1 X GILEAD SCIENCES INC COM 375558103 $ 1,658 25,000 SH SOLE 1 X GLOBAL EAGLE ACQUISITION COR UNIT 99/99/9999 37951D201 $ 2,026 200,000 SH SOLE 1 X GOOGLE INC CL A 38259P508 $ 142,884 189,374 SH SOLE 1 X GRACE W R & CO DEL NEW COM 38388F108 $ 21,221 359,200 SH SOLE 1 X GROUPON INC COM CL A 399473107 $ 11,913 2,500,000 SH SOLE 1 X HERCULES OFFSHORE INC COM 427093109 $ 7,123 1,461,043 SH SOLE 1 X HOLOGIC INC FRNT 2.000%12/1 436440AA9 $ 150,213 150,778,000 PRN SOLE 1 X HOME DEPOT INC COM 437076102 $ 57,352 950,000 SH SOLE 1 X HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 $ 10,503 423,500 SH SOLE 1 X HUNTINGTON INGALLS INDS INC COM 446413106 $ 8,200 195,000 SH SOLE 1 X INFORMATICA CORP COM 45666Q102 $ 1,010 28,968 SH SOLE 1 X ISHARES TR FTSE CHINA25 IDX 464287184 $ 10,383 300,000 SH CALL SOLE 1 X ISHARES TR MSCI EMERG MKT 464287234 $ 11,570 280,000 SH CALL SOLE 1 X ISHARES TR RUSSELL 2000 464287655 $ 1,410 16,900 SH SOLE 1 X JDS UNIPHASE CORP COM PAR $0.001 46612J507 $ 4,952 400,000 SH SOLE 1 X JDS UNIPHASE CORP NOTE 1.000% 5/1 46612JAD3 $ 153,578 153,770,000 PRN SOLE 1 X JDA SOFTWARE GROUP INC COM 46612K108 $ 6,781 213,368 SH SOLE 1 X JPMORGAN CHASE & CO COM 46625H100 $ 39,630 979,000 SH SOLE 1 X JOHNSON & JOHNSON COM 478160104 $ 177,017 2,568,800 SH SOLE 1 X JOY GLOBAL INC COM 481165108 $ 9,306 166,000 SH SOLE 1 X KB HOME COM 48666K109 $ 4,305 300,000 SH PUT SOLE 1 X KINROSS GOLD CORP COM NO PAR 496902404 $ 18,031 1,766,019 SH SOLE 1 X KRAFT FOODS INC CL A 50075N104 $ 22,370 541,000 SH SOLE 1 X LENNAR CORP CL A 526057104 $ 13,838 398,000 SH SOLE 1 X LEXMARK INTL NEW CL A 529771107 $ 979 44,000 SH SOLE 1 X LILLY ELI & CO COM 532457108 $ 9,008 190,000 SH SOLE 1 X LINKEDIN CORP COM CL A 53578A108 $ 141,470 1,175,000 SH SOLE 1 X LOGMEIN INC COM 54142L109 $ 4,486 200,000 SH SOLE 1 X LORAL SPACE & COMMUNICATNS I COM 543881106 $ 31,704 445,906 SH SOLE 1 X LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 $ 536,170 545,027,000 PRN SOLE 1 X MBIA INC COM 55262C100 $ 6,078 600,000 SH SOLE 1 X MACYS INC COM 55616P104 $ 45,144 1,200,000 SH SOLE 1 X MADISON SQUARE GARDEN CO CL A 55826P100 $ 3,560 88,404 SH SOLE 1 X MARATHON PETE CORP COM 56585A102 $ 38,382 703,100 SH SOLE 1 X MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 $ 124,876 2,325,000 SH SOLE 1 X MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 $ 9,131 170,000 SH CALL SOLE 1 X MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 $ 59,287 2,398,350 SH SOLE 1 X MEAD JOHNSON NUTRITION CO COM 582839106 $ 10,098 137,800 SH SOLE 1 X MERCURY COMPUTER SYS COM 589378108 $ 16,958 1,596,768 SH SOLE 1 X MICROSTRATEGY INC CL A NEW 594972408 $ 16,675 124,379 SH SOLE 1 X MICRON TECHNOLOGY INC COM 595112103 $ 2,193 366,666 SH SOLE 1 X MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 $ 813,118 819,005,000 PRN SOLE 1 X MOLYCORP INC DEL COM 608753109 $ 920 80,000 SH SOLE 1 X MONSANTO CO NEW COM 61166W101 $ 13,107 144,000 SH SOLE 1 X MONSTER WORLDWIDE INC COM 611742107 $ 14,660 2,000,000 SH SOLE 1 X MOSAIC CO NEW COM 61945C103 $ 12,347 214,321 SH SOLE 1 X MOTOROLA SOLUTIONS INC COM NEW 620076307 $ 144,319 2,854,961 SH SOLE 1 X NATIONAL FUEL GAS CO N J COM 636180101 $ 5,080 94,000 SH SOLE 1 X NETAPP INC COM 64110D104 $ 198,103 6,025,033 SH SOLE 1 X NETSUITE INC COM 64118Q107 $ 4,466 70,000 SH SOLE 1 X ORBITAL SCIENCES CORP NOTE 2.438% 1/1 685564AN6 $ 98,250 97,277,000 PRN SOLE 1 X PEABODY ENERGY CORP COM 704549104 $ 98,076 4,400,000 SH SOLE 1 X PEABODY ENERGY CORP COM 704549104 $ 14,043 630,000 SH CALL SOLE 1 X PEPSICO INC COM 713448108 $ 12,066 170,500 SH SOLE 1 X PFIZER INC COM 717081103 $ 4,100 165,000 SH SOLE 1 X PIONEER NAT RES CO COM 723787107 $ 145,767 1,396,236 SH SOLE 1 X PULTE GROUP INC COM 745867101 $ 5,425 350,000 SH PUT SOLE 1 X QLIK TECHNOLOGIES INC COM 74733T105 $ 19,926 889,948 SH SOLE 1 X QUALCOMM INC COM 747525103 $ 18,741 300,000 SH SOLE 1 X QUANTUM CORP NOTE 3.500%11/1 747906AG0 $ 127,051 130,980,000 PRN SOLE 1 X RF MICRODEVICES INC COM 749941100 $ 2,630 666,666 SH SOLE 1 X RANGE RES CORP COM 75281A109 $ 18,795 269,000 SH SOLE 1 X REGAL ENTMT GROUP CL A 758766109 $ 2,104 149,543 SH SOLE 1 X ROVI CORP NOTE 2.625% 2/1 779376AB8 $ 161,187 161,997,000 PRN SOLE 1 X SM ENERGY CO COM 78454L100 $ 6,709 124,000 SH SOLE 1 X SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 10,075 70,000 SH CALL SOLE 1 X SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 121,909 847,000 SH PUT SOLE 1 X SPDR GOLD TRUST GOLD SHS 78463V107 $ 227,135 1,320,400 SH SOLE 1 X SPDR SERIES TRUST S&P METALS MNG 78464A755 $ 15,380 353,400 SH SOLE 1 X SPDR SERIES TRUST S&P METALS MNG 78464A755 $ 7,834 180,000 SH CALL SOLE 1 X SPDR SERIES TRUST S&P BK ETF 78464A797 $ 3,522 150,000 SH SOLE 1 X SALESFORCE COM INC COM 79466L302 $ 5,344 35,000 SH SOLE 1 X SANDISK CORP COM 80004C101 $ 10,858 250,000 SH SOLE 1 X SANDISK CORP NOTE 1.000% 5/1 80004CAC5 $ 83,193 83,737,000 PRN SOLE 1 X SANMINA SCI CORP COM NEW 800907206 $ 5,673 666,666 SH SOLE 1 X SAREPTA THERAPEUTICS INC COM 803607100 $ 1,238 79,692 SH SOLE 1 X SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 $ 7,354 200,000 SH SOLE 1 X SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 $ 12,579 342,100 SH CALL SOLE 1 X SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 $ 19,868 554,500 SH SOLE 1 X SHUTTERFLY INC COM 82568P304 $ 94,813 3,046,700 SH SOLE 1 X SKYWORKS SOLUTIONS INC COM 83088M102 $ 5,301 225,000 SH SOLE 1 X SOUTHWESTERN ENERGY CO COM 845467109 $ 34,796 1,000,462 SH SOLE 1 X SPREADTRUM COMMUNICATIONS IN ADR 849415203 $ 32,519 1,585,500 SH SOLE 1 X SUNTRUST BKS INC COM 867914103 $ 114,239 4,041,000 SH SOLE 1 X TW TELECOM INC COM 87311L104 $ 9,639 369,445 SH SOLE 1 X TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 $ 13,873 1,328,804 SH SOLE 1 X TARGET CORP COM 87612E106 $ 72,387 1,140,488 SH SOLE 1 X TASMAN METALS ORD (CVE) COM 87652B103 $ 2,633 1,666,666 SH SOLE 1 X TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $ 11,388 275,000 SH SOLE 1 X TRIPADVISOR INC COM 896945201 $ 12,294 373,344 SH SOLE 1 X TURQUOISE HILL RES LTD COM 900435108 $ 26,542 3,130,000 SH SOLE 1 X U S AIRWAYS GROUP INC COM 90341W108 $ 65,585 6,270,009 SH SOLE 1 X UNITED CONTL HLDGS INC COM 910047109 $ 9,984 512,000 SH SOLE 1 X UNITED CONTL HLDGS INC COM 910047109 $ 23,625 1,211,500 SH PUT SOLE 1 X UNWIRED PLANET INC NEW COM 91531F103 $ 11,520 6,000,000 SH SOLE 1 X VANCEINFO TECHNOLOGIES INC ADR 921564100 $ 1,178 150,000 SH SOLE 1 X VERISK ANALYTICS INC CL A 92345Y106 $ 6,255 131,384 SH SOLE 1 X VIACOM INC NEW CL B 92553P201 $ 4,957 92,500 SH SOLE 1 X VISTEON CORP COM NEW 92839U206 $ 18,333 412,350 SH SOLE 1 X WAL-MART STORES INC COM 931142103 $ 183,594 2,487,719 SH SOLE 1 X WALGREEN CO COM 931422109 $ 132,288 3,630,300 SH SOLE 1 X WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 $ 88,676 107,000,000 PRN SOLE 1 X WEBMD HEALTH CORP NOTE 2.250% 3/3 94770VAH5 $ 258,565 279,530,000 PRN SOLE 1 X WESTPORT INNOVATIONS INC COM NEW 960908309 $ 6,933 249,048 SH SOLE 1 X WEYERHAEUSER CO COM 962166104 $ 5,108 195,430 SH SOLE 1 X XYLEM INC COM 98419M100 $ 9,087 361,328 SH SOLE 1 X DELPHI AUTOMOTIVE PLC SHS G27823106 $ 31,364 1,011,741 SH SOLE 1 X HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 $ 7,557 774,246 SH SOLE 1 X MANCHESTER UTD PLC NEW ORD CL A G5784H106 $ 45,102 3,542,995 SH SOLE 1 X SEADRILL LIMITED SHS G7945E105 $ 12,550 319,971 SH SOLE 1 X TYCO INTERNATIONAL LTD SHS H89128104 $ 52,479 932,800 SH SOLE 1 X ADECOAGRO S A COM L00849106 $ 260,671 25,911,633 SH SOLE 1 X CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 $ 22,843 2,966,666 SH SOLE 1 X NXP SEMICONDUCTORS N V COM N6596X109 $ 3,126 125,000 SH SOLE 1 X Total Fair Market Value (in thousands): $9,266,419
The following investment managers that are required to file a report pursuant to Section 13 (f) of the Securities and Exchange Act of 1934 ("Section 13 (f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager, and certain limited partnerships in which such accounts are directly or indirectly partners, and such managers will report such positions on their reports: 028-12922 Algebris Investments (UK) LLP 028-12212 Discovery Capital Management, LLC 028-11106 EAC Management LP 028-11685 Goodman & Company, Investment Counsel Ltd. 028-06256 Martin Currie Investment Management Ltd. 028-10804 RR Partners LP 028-05395 Select Equity Group, Inc. 028-14209 Woodbine Capital Advisors LP