13F-HR 1 form_13f-soros.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: August 31, 2012] [Estimated average burden ] [hours per response...22.6] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodye M. Anzalotta Title: Assistant General Counsel Phone: 212-320-5531 Signature, Place, and Date of Signing: /s/ Jodye M. Anzalotta New York, New York February 14, 2012 ----------------------- -------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ---------- Form 13F Information Table Entry Total: 145 ---------- Form 13F Information Table Value Total: $4,569,087 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ------------------ 1. 028-10418 George Soros Soros Fund Management LLC Form 13F Information Table Quarter ended December 31, 2011
VOTING AUTHORITY CUSIP VALUE SHRS OR SH/ PUT/ INV. OTHER ISSUER TITLE OF CLASS NUMBER (X$1000) PRN AMT PRN CALL DISC. MNGR. SOLE SHARED NONE ----------------------------- ---------------- --------- --------- ----------- --- ---- ----- ----- ---- ------ ---- AMC NETWORKS INC CL A 00164V103 $ 1,823 48,505 SH SOLE 1 X AU OPTRONICS CORP SPONSORED ADR 002255107 $ 1,170 270,759 SH SOLE 1 X ACACIA RESH CORP ACACIA TCH COM 003881307 $ 14,636 400,873 SH SOLE 1 X ACHILLION PHARMACEUTICALS IN COM 00448Q201 $ 3,810 500,000 SH SOLE 1 X AEGERION PHARMACEUTICALS INC COM 00767E102 $ 628 37,500 SH SOLE 1 X AFFYMAX INC COM 00826A109 $ 1,322 200,000 SH SOLE 1 X AMGEN INC COM 031162100 $ 1,605 25,000 SH SOLE 1 X AMPHENOL CORP NEW CL A 032095101 $ 1,135 25,000 SH SOLE 1 X ANALOG DEVICES INC COM 032654105 $ 2,684 75,000 SH SOLE 1 X APPLE INC COM 037833100 $ 38,475 95,000 SH SOLE 1 X APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 $ 1,680 250,000 SH SOLE 1 X ARRIS GROUP INC NOTE 2.000%11/1 04269QAC4 $ 94,696 93,527,000 PRN SOLE 1 X ARTHROCARE CORP COM 043136100 $ 2,311 72,952 SH SOLE 1 X ASPEN TECHNOLOGY INC COM 045327103 $ 5,205 300,000 SH SOLE 1 X BPZ RESOURCES INC MTNF 6.500% 3/0 055639AB4 $ 39,996 48,675,000 PRN SOLE 1 X BAIDU INC SPON ADR REP A 056752108 $ 13,802 118,500 SH SOLE 1 X BANCO BRADESCO S A SP ADR PFD NEW 059460303 $ 5,004 300,000 SH SOLE 1 X BEAM INC COM 073730103 $ 4,636 90,500 SH SOLE 1 X BIOMARIN PHARMACEUTICAL INC COM 09061G101 $ 2,579 75,000 SH SOLE 1 X BLUEFLY INC COM NEW 096227301 $ 13,965 6,480,070 SH SOLE 1 X CME GROUP INC COM 12572Q105 $ 1,462 6,000 SH SOLE 1 X CADENCE DESIGN SYSTEM INC NOTE 1.500%12/1 127387AF5 $107,416 108,638,000 PRN SOLE 1 X CELANESE CORP DEL COM SER A 150870103 $ 2,214 50,000 SH SOLE 1 X CERADYNE INC NOTE 2.875%12/1 156710AA3 $ 75,005 74,585,000 PRN SOLE 1 X CHANGYOU COM LTD ADS REP CL A 15911M107 $ 2,536 110,000 SH SOLE 1 X CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 $ 19,662 345,303 SH SOLE 1 X CHINA REAL ESTATE INFO CORP ADR 16948Q103 $ 2,159 533,022 SH SOLE 1 X CHURCHILL DOWNS INC COM 171484108 $ 9,413 180,564 SH SOLE 1 X CIENA CORP NOTE 0.250% 5/0 171779AB7 $202,383 204,427,000 PRN SOLE 1 X CIENA CORP NOTE 0.875% 6/1 171779AE1 $ 6,221 8,185,000 PRN SOLE 1 X CIENA CORP COM NEW 171779309 $ 1,815 150,000 SH SOLE 1 X COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 $100,956 14,716,666 SH SOLE 1 X CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 $ 5,833 249,260 SH SOLE 1 X CUBIST PHARMACEUTICALS INC COM 229678107 $ 1,981 50,000 SH SOLE 1 X DAVITA INC COM 23918K108 $ 22,743 300,000 SH SOLE 1 X DELTA AIR LINES INC DEL COM NEW 247361702 $ 14,311 1,769,000 SH SOLE 1 X DENDREON CORP NOTE 2.875% 1/1 24823QAC1 $ 701 1,000,000 PRN SOLE 1 X DIRECTV COM CL A 25490A101 $ 20,288 474,453 SH SOLE 1 X DISH NETWORK CORP CL A 25470M109 $ 31,440 1,103,910 SH SOLE 1 X DISH NETWORK CORP CL A 25470M109 $ 7,262 255,000 SH CALL SOLE 1 X DISNEY WALT CO COM DISNEY 254687106 $ 8,156 217,500 SH CALL SOLE 1 X DYNAVAX TECHNOLOGIES CORP COM 268158102 $ 3,320 1,000,000 SH SOLE 1 X E HOUSE CHINA HLDGS LTD ADR 26852W103 $ 12,797 2,997,000 SH SOLE 1 X ECHOSTAR CORP CL A 278768106 $ 4,386 209,454 SH SOLE 1 X ELAN PLC ADR 284131208 $ 4,809 350,000 SH SOLE 1 X ENDOCYTE INC COM 29269A102 $ 2,444 650,000 SH SOLE 1 X EXAR CORP COM 300645108 $ 43,333 6,666,666 SH SOLE 1 X EXPEDIA INC DEL COM NEW 30212P303 $ 9,292 320,210 SH SOLE 1 X EXPRESS SCRIPTS INC COM 302182100 $ 32,300 722,765 SH SOLE 1 X EXPRESS SCRIPTS INC COM 302182100 $ 13,407 300,000 SH PUT SOLE 1 X EXTREME NETWORKS INC COM 30226D106 $ 23,966 8,207,666 SH SOLE 1 X FREEPORT-MCMORAN COPPER & GO COM 35671D857 $ 13,623 370,300 SH SOLE 1 X GENERAL MTRS CO COM 37045V100 $ 9,148 451,300 SH SOLE 1 X GENERAL MTRS CO JR PFD CNV SRB 37045V209 $ 19,068 550,700 SH SOLE 1 X GENWORTH FINL INC COM CL A 37247D106 $ 90 13,600 SH SOLE 1 X GIANT INTERACTIVE GROUP INC ADR 374511103 $ 510 125,000 SH SOLE 1 X GLOBAL EAGLE ACQUISITION COR UNIT 99/99/9999 37951D201 $ 2,012 200,000 SH SOLE 1 X GOOGLE INC CL A 38259P508 $167,869 259,900 SH SOLE 1 X HCA HOLDINGS INC COM 40412C101 $ 2,754 125,000 SH SOLE 1 X HEARTWARE INTL INC COM 422368100 $ 1,035 15,000 SH SOLE 1 X HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 $ 1,290 50,000 SH SOLE 1 X IXIA NOTE 3.000%12/1 45071RAB5 $ 37,026 37,685,000 PRN SOLE 1 X IDENIX PHARMACEUTICALS INC COM 45166R204 $ 1,899 255,028 SH SOLE 1 X INHIBITEX INC COM 45719T103 $ 1,641 150,000 SH CALL SOLE 1 X INTEROIL CORP COM 460951106 $224,697 4,394,622 SH SOLE 1 X INTEROIL CORP COM 460951106 $ 5,880 115,000 SH CALL SOLE 1 X ISHARES INC MSCI JAPAN 464286848 $ 7,288 800,000 SH CALL SOLE 1 X ISHARES TR FTSE CHINA25 IDX 464287184 $ 8,718 250,000 SH CALL SOLE 1 X ISHARES TR RUSSELL 2000 464287655 $ 47,899 650,000 SH PUT SOLE 1 X JDS UNIPHASE CORP NOTE 1.000% 5/1 46612JAD3 $232,514 234,566,000 PRN SOLE 1 X JDS UNIPHASE CORP COM PAR $0.001 46612J507 $ 302 28,900 SH SOLE 1 X JIVE SOFTWARE INC COM 47760A108 $ 1,833 114,550 SH SOLE 1 X KEYCORP NEW COM 493267108 $ 14,539 1,890,700 SH SOLE 1 X KRAFT FOODS INC CL A 50075N104 $ 12,105 324,000 SH SOLE 1 X LIBERTY MEDIA CORPORATION LIB CAP COM A 530322106 $ 11,385 145,870 SH SOLE 1 X LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 $131,123 127,769,000 PRN SOLE 1 X LINEAR TECHNOLOGY CORP COM 535678106 $ 2,252 75,000 SH SOLE 1 X LORAL SPACE & COMMUNICATNS I COM 543881106 $ 14,375 221,561 SH SOLE 1 X LOWES COS INC COM 548661107 $ 5,964 235,000 SH SOLE 1 X MELA SCIENCES INC COM 55277R100 $ 3,690 1,000,000 SH SOLE 1 X MEAD JOHNSON NUTRITION CO COM 582839106 $ 928 13,500 SH SOLE 1 X MEDCO HEALTH SOLUTIONS INC COM 58405U102 $ 29,439 526,623 SH SOLE 1 X MEDCO HEALTH SOLUTIONS INC COM 58405U102 $ 11,180 200,000 SH PUT SOLE 1 X MEDICINES CO COM 584688105 $ 23,300 1,250,000 SH SOLE 1 X MEDICINES CO COM 584688105 $ 6,524 350,000 SH CALL SOLE 1 X MEDIVATION INC COM 58501N101 $ 2,306 50,000 SH SOLE 1 X MELCO CROWN ENTMT LTD ADR 585464100 $ 3,367 350,000 SH SOLE 1 X MERCURY COMPUTER SYS COM 589378108 $ 30,467 2,292,446 SH SOLE 1 X MICROCHIP TECHNOLOGY INC COM 595017104 $ 3,663 100,000 SH SOLE 1 X MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 $760,407 786,454,000 PRN SOLE 1 X MOTOROLA SOLUTIONS INC COM NEW 620076307 $231,889 5,009,489 SH SOLE 1 X MOTOROLA SOLUTIONS INC COM NEW 620076307 $ 6,633 143,300 SH CALL SOLE 1 X NII HLDGS INC CL B NEW 62913F201 $ 2,767 129,900 SH SOLE 1 X NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 $ 1,203 50,000 SH SOLE 1 X ON SEMICONDUCTOR CORP COM 682189105 $ 5,790 750,000 SH SOLE 1 X ORBITAL SCIENCES CORP NOTE 2.438% 1/1 685564AN6 $ 93,205 91,941,000 PRN SOLE 1 X OWENS CORNING NEW COM 690742101 $ 6,040 210,300 SH SOLE 1 X PMC-SIERRA INC NOTE 2.250%10/1 69344FAD8 $ 4,000 4,000,000 PRN SOLE 1 X PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 $ 11,869 650,000 SH SOLE 1 X PARKER HANNIFIN CORP COM 701094104 $ 6,977 91,500 SH SOLE 1 X PEPSICO INC COM 713448108 $ 9,853 148,500 SH SOLE 1 X PERFECT WORLD CO LTD SPON ADR REP B 71372U104 $ 1,096 104,724 SH SOLE 1 X PFIZER INC COM 717081103 $ 494 22,837 SH SOLE 1 X QUANTUM CORP NOTE 3.500%11/1 747906AG0 $ 88,205 89,890,000 PRN SOLE 1 X ROVI CORP NOTE 2.625% 2/1 779376AB8 $ 42,453 42,400,000 PRN SOLE 1 X ROVI CORP COM 779376102 $ 4 171 SH SOLE 1 X SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 14,125 112,552 SH SOLE 1 X SPDR S&P 500 ETF TR TR UNIT 78462F103 $ 40,160 320,000 SH CALL SOLE 1 X SPDR S&P 500 ETF TR TR UNIT 78462F103 $181,975 1,450,000 SH PUT SOLE 1 X SPDR GOLD TRUST GOLD SHS 78463V107 $ 12,988 85,450 SH SOLE 1 X SANDISK CORP NOTE 1.000% 5/1 80004CAC5 $347,728 351,909,000 PRN SOLE 1 X SANDISK CORP COM 80004C101 $ 4,921 100,000 SH SOLE 1 X SARA LEE CORP COM 803111103 $ 17,558 928,000 SH SOLE 1 X SOHU COM INC COM 83408W103 $ 2,000 40,000 SH SOLE 1 X STANLEY BLACK & DECKER INC COM 854502101 $ 1,994 29,500 SH SOLE 1 X STEEL DYNAMICS INC COM 858119100 $ 13,150 1,000,000 SH SOLE 1 X TASMAN METALS LTD COM 87652B103 $ 2,633 1,666,666 SH SOLE 1 X TELECOM ARGENTINA S A SPON ADR REP B 879273209 $ 3,013 168,500 SH SOLE 1 X TERADATA CORP DEL COM 88076W103 $ 3,784 78,000 SH SOLE 1 X TEXAS INSTRS INC COM 882508104 $ 17,466 600,000 SH SOLE 1 X TIME WARNER CABLE INC COM 88732J207 $ 292 4,586 SH SOLE 1 X TRANSATLANTIC HLDGS INC COM 893521104 $ 1,122 20,500 SH SOLE 1 X TRIPADVISOR INC COM 896945201 $ 9,240 366,510 SH SOLE 1 X UNITED STATES STL CORP NEW COM 912909108 $ 7,036 265,900 SH SOLE 1 X VANCEINFO TECHNOLOGIES INC ADR 921564100 $ 1,361 150,000 SH SOLE 1 X VIACOM INC NEW CL B 92553P201 $ 5,177 114,000 SH SOLE 1 X VISTEON CORP COM NEW 92839U206 $ 12,483 249,950 SH SOLE 1 X VIVUS INC COM 928551100 $ 2,438 250,000 SH CALL SOLE 1 X WALGREEN CO COM 931422109 $ 16,530 500,000 SH CALL SOLE 1 X WELLCARE HEALTH PLANS INC COM 94946T106 $ 1,838 35,000 SH SOLE 1 X WELLS FARGO & CO NEW COM 949746101 $ 33,072 1,200,000 SH SOLE 1 X WESTERN DIGITAL CORP COM 958102105 $ 2,569 83,000 SH CALL SOLE 1 X WESTPORT INNOVATIONS INC COM NEW 960908309 $107,301 3,228,063 SH SOLE 1 X WILLIAMS COS INC DEL COM 969457100 $ 604 18,300 SH SOLE 1 X XYLEM INC COM 98419M100 $ 4,470 174,000 SH SOLE 1 X YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 $ 29,834 860,255 SH SOLE 1 X YAHOO INC COM 984332106 $ 2,903 180,000 SH SOLE 1 X YAHOO INC COM 984332106 $ 8,549 530,000 SH CALL SOLE 1 X CREDICORP LTD COM G2519Y108 $ 5,177 47,294 SH SOLE 1 X DELPHI AUTOMOTIVE PLC SHS G27823106 $ 11,158 518,000 SH SOLE 1 X MICHAEL KORS HLDGS LTD SHS G60754101 $ 4,297 157,700 SH SOLE 1 X SEAGATE TECHNOLOGY PLC SHS G7945M107 $ 4,920 300,000 SH SOLE 1 X SEAGATE TECHNOLOGY PLC SHS G7945M107 $ 3,223 196,500 SH CALL SOLE 1 X ADECOAGRO S A COM L00849106 $209,926 25,384,049 SH SOLE 1 X CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 $ 8,311 866,666 SH SOLE 1 X Total Fair Market Value (in thousands): $4,569,087
The following investment managers that are required to file a report pursuant to Section 13 (f) of the Securities and Exchange Act of 1934 ("Section 13 (f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager, and certain limited partnerships in which such accounts are directly or indirectly partners, and such managers will report such positions on their reports: 028-12922 Algebris Investments (UK) LLP 028-14061 Bristol Investment Partners LLC 028-12212 Discovery Capital Management, LLC 028-11106 EAC Management LP 028-11685 Goodman & Company, Investment Counsel Ltd. 028-06256 Martin Currie Investment Management Ltd. 028-13693 Realm Partners LLC 028-13383 Round Table Investment Management Company, LP 028-10804 RR Partners LP 028-05395 Select Equity Group, Inc.