0001437749-20-019142.txt : 20200901
0001437749-20-019142.hdr.sgml : 20200901
20200901174543
ACCESSION NUMBER: 0001437749-20-019142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200901
FILED AS OF DATE: 20200901
DATE AS OF CHANGE: 20200901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cullen Michael T.
CENTRAL INDEX KEY: 0001652996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39468
FILM NUMBER: 201155229
MAIL ADDRESS:
STREET 1: 712 VISTA BLVD, #305
CITY: WACONIA
STATE: MN
ZIP: 55387
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sun BioPharma, Inc.
CENTRAL INDEX KEY: 0001029125
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 870543922
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 712 VISTA BLVD #305
CITY: WACONIA
STATE: MN
ZIP: 55387
BUSINESS PHONE: 9524791196
MAIL ADDRESS:
STREET 1: 712 VISTA BLVD #305
CITY: WACONIA
STATE: MN
ZIP: 55387
FORMER COMPANY:
FORMER CONFORMED NAME: Cimarron Medical, Inc.
DATE OF NAME CHANGE: 20150602
FORMER COMPANY:
FORMER CONFORMED NAME: CIMARRON SOFTWARE INC
DATE OF NAME CHANGE: 19961217
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-09-01
0001029125
Sun BioPharma, Inc.
SNBP
0001652996
Cullen Michael T.
712 VISTA BLVD #305
WACONIA
MN
55387
1
1
1
Exec. Chairman, Pres. & CEO
Common Stock
2020-09-01
4
P
0
10000
A
207995
D
Common Stock
204576
I
By Cullen Living Trust Dated April 23, 2009
Warrant (right to buy)
4.54
2020-09-01
4
P
0
10000
A
2020-09-01
2025-09-01
Common Stock
10000
10000
D
Reported securities purchased as one share of common stock and one warrant to purchase one share of common stock for a combined price of $4.125 per share and warrant.
/s/ Joshua L. Colburn, Attorney-in-Fact
2020-09-01