0001437749-20-019141.txt : 20200901 0001437749-20-019141.hdr.sgml : 20200901 20200901174125 ACCESSION NUMBER: 0001437749-20-019141 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200522 FILED AS OF DATE: 20200901 DATE AS OF CHANGE: 20200901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cullen Michael T. CENTRAL INDEX KEY: 0001652996 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39468 FILM NUMBER: 201155219 MAIL ADDRESS: STREET 1: 712 VISTA BLVD, #305 CITY: WACONIA STATE: MN ZIP: 55387 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sun BioPharma, Inc. CENTRAL INDEX KEY: 0001029125 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870543922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 BUSINESS PHONE: 9524791196 MAIL ADDRESS: STREET 1: 712 VISTA BLVD #305 CITY: WACONIA STATE: MN ZIP: 55387 FORMER COMPANY: FORMER CONFORMED NAME: Cimarron Medical, Inc. DATE OF NAME CHANGE: 20150602 FORMER COMPANY: FORMER CONFORMED NAME: CIMARRON SOFTWARE INC DATE OF NAME CHANGE: 19961217 4/A 1 rdgdoc.xml FORM 4/A X0306 4/A 2020-05-22 2020-05-27 0001029125 Sun BioPharma, Inc. SNBP 0001652996 Cullen Michael T. 712 VISTA BLVD #305 WACONIA MN 55387 1 1 1 Exec. Chairman, Pres. & CEO Common Stock 2020-05-22 4 P 0 10000 A 204576 I By Cullen Living Trust Dated April 23, 2009 Common Stock 197995 D Reported securities purchased as one share of common stock and one warrant to purchase one share of common stock for a combined price of $4.00 per "unit." This report is amended solely to attribute the purchases of the shares and warrants to the reporting person's indirect holdings. The original report incorrectly attributed them to the reporting person's direct holdings. /s/ Joshua L. Colburn, Attorney-in-Fact 2020-09-01