0001028918-22-000107.txt : 20220401 0001028918-22-000107.hdr.sgml : 20220401 20220401182434 ACCESSION NUMBER: 0001028918-22-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220401 DATE AS OF CHANGE: 20220401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nicolas Ronald J. Jr. CENTRAL INDEX KEY: 0001406485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22193 FILM NUMBER: 22799860 MAIL ADDRESS: STREET 1: 2727 E. IMPERIAL HIGHWAY CITY: BREA STATE: CA ZIP: 92821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC PREMIER BANCORP INC CENTRAL INDEX KEY: 0001028918 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330743196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-864-8000 MAIL ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 4 1 wf-form4_164885185783913.xml FORM 4 X0306 4 2022-03-31 0 0001028918 PACIFIC PREMIER BANCORP INC PPBI 0001406485 Nicolas Ronald J. Jr. 17901 VON KARMAN AVE., SUITE 1200 IRVINE CA 92614 0 1 0 0 SEVP & CFO PPBI Common Stock 2022-03-31 4 F 0 5823 35.35 D 45724 D PPBI Common Stock 2022-04-01 5 G 0 E 5235 0 D 40489 D PPBI Common Stock 2022-04-01 5 G 0 E 5235 0 A 53649 I The Nicolas Living Trust PPBI Restricted Stock Unit PPBI Common Stock 33174.0 33174 D PPBI Restricted Stock Unit PPBI Common Stock 13682.0 13682 D PPBI Restricted Stock Unit PPBI Common Stock 20309.0 20309 D Represents shares withheld to cover the tax liability incident to the vesting of Restricted Stock Awards. Includes 40,489 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. On April 1, 2022, the reporting person transferred 5,235 directly owned shares of PPBI common stock to The Nicolas Living Trust under agreement date 8/8/2006 (the "Trust"), Ronald J. Nicolas, Jr., Co-Trustee. The reporting person shares voting and dispositive control over shares held by the Trust. Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the targeted number of Restricted Stock Units that may vest, if at all, following the third anniversary of the date of grant upon confirmation of achievement of certain predetermined performance goals over a 3-year performance period. Depending on the actual performance achieved, the reporting person may receive between 0% and 200% of the targeted amount. 50% vesting will be based on the Company's 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index ("KRX"). 25% vesting will be based on the Company's average ROAA percentile performance as compared to KRX companies over the performance period. 25% vesting will be based on the Company's average ROATCE percentile performance as compared to the KRX companies over the performance period. Not applicable. /s/ Ronald J. Nicolas Jr. 2022-04-01