0001028918-19-000025.txt : 20190225
0001028918-19-000025.hdr.sgml : 20190225
20190225210534
ACCESSION NUMBER: 0001028918-19-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190221
FILED AS OF DATE: 20190225
DATE AS OF CHANGE: 20190225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICE TOM
CENTRAL INDEX KEY: 0001576227
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22193
FILM NUMBER: 19631408
MAIL ADDRESS:
STREET 1: 17901 VON KARMAN AVENUE
STREET 2: SUITE 1200
CITY: IRVINE
STATE: CA
ZIP: 92614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC PREMIER BANCORP INC
CENTRAL INDEX KEY: 0001028918
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 330743196
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17901 VON KARMAN AVE
STREET 2: SUITE 1200
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 949-864-8000
MAIL ADDRESS:
STREET 1: 17901 VON KARMAN AVE
STREET 2: SUITE 1200
CITY: IRVINE
STATE: CA
ZIP: 92614
4
1
wf-form4_155114671992741.xml
FORM 4
X0306
4
2019-02-21
0
0001028918
PACIFIC PREMIER BANCORP INC
PPBI
0001576227
RICE TOM
17901 VON KARMAN
SUITE 1200
IRVINE
CA
92614
0
1
0
0
SEVP/ Chief Innovation Officer
PPBI Common Stock
2019-02-21
4
M
0
5000
10.44
A
34638
D
PPBI Common Stock
2019-02-21
5
G
0
E
5000
0
D
29638
D
PPBI Common Stock
2019-02-21
5
G
0
E
5000
0
A
28581
I
By The Rice Family Trust
PPBI Common Stock
3000
I
By Charles Schwab 401(k) Plan
PPBI Common Stock
3100
I
By Ameritrade 401(k) Plan
Options on PPBI Common Stock
10.44
2019-02-21
4
M
0
5000
0
D
2023-01-02
PPBI Common Stock
5000.0
0
D
Options on PPBI Common Stock
15.68
2024-01-02
PPBI Common Stock
20000.0
20000
D
Options on PPBI Common Stock
15.16
2025-01-28
PPBI Common Stock
2964.0
2964
D
PPBI Restricted Stock Unit
PPBI Common Stock
5945.0
5945
D
PPBI Restricted Stock Unit
PPBI Common Stock
364.0
364
D
Includes 27,038 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
Adjustments made to reflect unreported changes in the form of ownership.
On February 21, 2019, the reporting person transferred 5,000 directly owned shares of PPBI common stock to the Rice Family Trust, dated March 28, 2018 (the "Trust"), Tom Rice, Co-Trustee. The reporting person shares voting and disposition control over shares held by the Trust.
These shares are held by the Trust. The reporting person shares voting and dispositive control over shares held by the Trust.
The options vests in three equal annual installments beginning on 1/2/2014.
The options vests in three equal annual installments beginning on 1/2/2015.
The options vests in three equal annual installments beginning on 1/28/2016.
Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the maximum number of Restricted Stock Units that may vest upon achievement of certain predetermined performance goals and assuming continued employment through the vesting period. The Restricted Stock Units will vest, if at all, commencing February 28, 2019. Vesting will be tied entirely to performance, measured by a 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index.
Not applicable.
Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installments of 1/3 of the reported number of Restricted Stock Units.
Tom Rice
2019-02-25