0001028918-19-000025.txt : 20190225 0001028918-19-000025.hdr.sgml : 20190225 20190225210534 ACCESSION NUMBER: 0001028918-19-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190221 FILED AS OF DATE: 20190225 DATE AS OF CHANGE: 20190225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICE TOM CENTRAL INDEX KEY: 0001576227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22193 FILM NUMBER: 19631408 MAIL ADDRESS: STREET 1: 17901 VON KARMAN AVENUE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC PREMIER BANCORP INC CENTRAL INDEX KEY: 0001028918 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330743196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-864-8000 MAIL ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 4 1 wf-form4_155114671992741.xml FORM 4 X0306 4 2019-02-21 0 0001028918 PACIFIC PREMIER BANCORP INC PPBI 0001576227 RICE TOM 17901 VON KARMAN SUITE 1200 IRVINE CA 92614 0 1 0 0 SEVP/ Chief Innovation Officer PPBI Common Stock 2019-02-21 4 M 0 5000 10.44 A 34638 D PPBI Common Stock 2019-02-21 5 G 0 E 5000 0 D 29638 D PPBI Common Stock 2019-02-21 5 G 0 E 5000 0 A 28581 I By The Rice Family Trust PPBI Common Stock 3000 I By Charles Schwab 401(k) Plan PPBI Common Stock 3100 I By Ameritrade 401(k) Plan Options on PPBI Common Stock 10.44 2019-02-21 4 M 0 5000 0 D 2023-01-02 PPBI Common Stock 5000.0 0 D Options on PPBI Common Stock 15.68 2024-01-02 PPBI Common Stock 20000.0 20000 D Options on PPBI Common Stock 15.16 2025-01-28 PPBI Common Stock 2964.0 2964 D PPBI Restricted Stock Unit PPBI Common Stock 5945.0 5945 D PPBI Restricted Stock Unit PPBI Common Stock 364.0 364 D Includes 27,038 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Adjustments made to reflect unreported changes in the form of ownership. On February 21, 2019, the reporting person transferred 5,000 directly owned shares of PPBI common stock to the Rice Family Trust, dated March 28, 2018 (the "Trust"), Tom Rice, Co-Trustee. The reporting person shares voting and disposition control over shares held by the Trust. These shares are held by the Trust. The reporting person shares voting and dispositive control over shares held by the Trust. The options vests in three equal annual installments beginning on 1/2/2014. The options vests in three equal annual installments beginning on 1/2/2015. The options vests in three equal annual installments beginning on 1/28/2016. Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the maximum number of Restricted Stock Units that may vest upon achievement of certain predetermined performance goals and assuming continued employment through the vesting period. The Restricted Stock Units will vest, if at all, commencing February 28, 2019. Vesting will be tied entirely to performance, measured by a 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index. Not applicable. Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installments of 1/3 of the reported number of Restricted Stock Units. Tom Rice 2019-02-25