0001028918-18-000217.txt : 20181206 0001028918-18-000217.hdr.sgml : 20181206 20181206184944 ACCESSION NUMBER: 0001028918-18-000217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICE TOM CENTRAL INDEX KEY: 0001576227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22193 FILM NUMBER: 181221918 MAIL ADDRESS: STREET 1: 17901 VON KARMAN AVENUE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC PREMIER BANCORP INC CENTRAL INDEX KEY: 0001028918 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330743196 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-864-8000 MAIL ADDRESS: STREET 1: 17901 VON KARMAN AVE STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 4 1 wf-form4_154414016366622.xml FORM 4 X0306 4 2018-12-03 0 0001028918 PACIFIC PREMIER BANCORP INC PPBI 0001576227 RICE TOM 17901 VON KARMAN SUITE 1200 IRVINE CA 92614 0 1 0 0 SEVP & Chief Operating Officer PPBI Common Stock 2018-12-03 4 M 0 2000 6.30 A 54258 D PPBI Common Stock 2018-12-03 4 M 0 5000 6.26 A 59258 D PPBI Common Stock 2018-12-03 4 F 0 1418 30.94 D 57840 D Options on PPBI Common Stock 6.3 2018-12-03 4 M 0 2000 6.30 D 2021-01-05 PPBI Common Stock 2000.0 0 D Options on PPBI Common Stock 6.26 2018-12-03 4 M 0 5000 0 D 2021-12-14 PPBI Common Stock 5000.0 0 D Options on PPBI Common Stock 15.16 2025-01-28 PPBI Common Stock 2964.0 2964 D Options on PPBI Common Stock 15.68 2024-01-02 PPBI Common Stock 20000.0 20000 D PPBI Restricted Stock Unit PPBI Common Stock 750.0 750 D PPBI Restricted Stock Unit PPBI Common Stock 5945.0 5945 D PPBI Restricted Stock Unit PPBI Common Stock 728.0 728 D Includes 29,931 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Represents the surrender of already owned shares on December 3, 2018 to cover payment of option exercise price. The options vests in three equal annual installments beginning on 1/5/2012. The options vests in three equal annual installments beginning on 12/14/2012. The options vests in three equal annual installments beginning on 1/28/2016. The options vests in three equal annual installments beginning on 1/2/2015. Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 25, 2017 in three installments ranging between1/5 and 1/3 of the reported number of Restricted Stock Units. Not applicable. Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the maximum number of Restricted Stock Units that may vest upon achievement of certain predetermined performance goals and assuming continued employment through the vesting period. The Restricted Stock Units will vest annually, if at all, commencing February 28, 2019. Vesting will be tied entirely to performance, measured by a 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index. Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installments ranging between 1/5 and 1/3 of the reported number of Restricted Stock Units. Tom Rice 2018-12-06