SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FEIGH BREHT T

(Last) (First) (Middle)
401 EDGEWATER PLACE, SUITE 430

(Street)
WAKEFIELD MA 01880

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN DENTAL PARTNERS INC [ ADPI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive VP - CFO
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/03/2012 D(1) 9,000 D $0 94,727 D
Common Stock 02/09/2012 D 94,727(2) D $19 0 D
Common Stock 02/09/2012 D 26,316(2) D $19 0 I See Footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Nonqualified Option (Right to Buy) $5.23 02/09/2012 D 5,595 02/09/2012(4) 02/25/2012 Common Stock 5,595 $13.77 0 D
Nonqualified Option (Right to Buy) $5.99 02/09/2012 D 17,746 02/09/2012(4) 07/03/2013 Common Stock 17,746 $13.01 0 D
Nonqualified Option (Right to Buy) $6.53 02/09/2012 D 41,000 02/09/2012(4) 02/24/2019 Common Stock 41,000 $12.47 0 D
Nonqualified Option (Right to Buy) $6.67 02/09/2012 D 150,000 02/09/2012(4) 10/06/2013 Common Stock 150,000 $12.33 0 D
Nonqualified Option (Right to Buy) $8.9 02/09/2012 D 15,450 02/09/2012(4) 02/24/2014 Common Stock 15,450 $10.1 0 D
Nonqualified Option (Right to Buy) $12.85 02/09/2012 D 39,000 02/09/2012(5) 02/28/2021 Common Stock 39,000 (6) 0 D
Nonqualified Option (Right to Buy) $13.17 02/09/2012 D 45,500 02/09/2012(5) 02/23/2020 Common Stock 45,500 (7) 0 D
Nonqualified Option (Right to Buy) $13.8 02/09/2012 D 32,500 02/09/2012(4) 02/21/2016 Common Stock 32,500 $5.2 0 D
Nonqualified Option (Right to Buy) $15.75 02/09/2012 D 22,800 02/09/2012(4) 02/22/2015 Common Stock 22,800 $3.25 0 D
Explanation of Responses:
1. These shares were part of a performance share grant dated March 31, 2011. These performance shares were forfeited because the relevant performance goals for 2011 were not achieved.
2. Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 4, 2011, among the Company, JLL Crown Holdings, LLC, and JLL Crown Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger on February 9, 2012, each share of Company common stock issued and outstanding immediately prior to the effective time of the merger (except for the excluded shares) was converted into the right to receive $19.00 in cash, without interest and less any applicable withholding taxes.
3. The disposed shares were held in an irrevocable family trust.
4. Disposed of pursuant to the Merger Agreement. Immediately prior to the effective time of the merger on February 9, 2012, pursuant to the terms of the Merger Agreement, each then-outstanding option to purchase shares of Company common stock, whether or not vested or exercisable, became fully vested and exercisable and was converted into the right to receive an amount in cash equal to the product of (i) the excess of the merger consideration of $19.00 per share over the applicable exercise price per share of the stock option and (ii) the number of shares of Company common stock the holder could have purchased had the holder exercised the stock option in full immediately prior to the effective time of the merger, without interest and less any applicable withholding taxes.
5. Immediately prior to the effective time of the merger on February 9, 2012, pursuant to the terms of the Merger Agreement, each then-outstanding option to purchase shares of Company common stock, whether or not vested or exercisable, became fully vested and exercisable.
6. This option was converted into an option to purchase 319 shares of common stock of ADPI Holdings, Inc., a subsidiary of JLL Crown Holdings, LLC, with an exercise price of $250.00 per share.
7. This option was converted into an option to purchase 353 shares of common stock of ADPI Holdings, Inc., a subsidiary of JLL Crown Holdings, LLC, with an exercise price of $250.00 per share.
Mark W. Vargo, Attorney-in-Fact and Agent 02/09/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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