0001140361-16-084894.txt : 20161104 0001140361-16-084894.hdr.sgml : 20161104 20161104160253 ACCESSION NUMBER: 0001140361-16-084894 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 EFFECTIVENESS DATE: 20161104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PZENA INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001027796 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03791 FILM NUMBER: 161975175 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-355-1600 MAIL ADDRESS: STREET 1: 320 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001027796 XXXXXXXX 09-30-2016 09-30-2016 PZENA INVESTMENT MANAGEMENT LLC

320 PARK AVENUE, 8TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-03791 N Joan Berger 212-355-1600 /s/ Joan Berger New York NY 11-04-2016 3 154 16364816 false 1 0001376113 028-12230 ALPS ADVISORS INC 2 0000908758 028-14511 American Beacon Advisors, Inc. 3 0000721204 028-01190 RUSSELL FRANK CO/ INFORMATION TABLE 2 form13fInfoTable.xml ABBOTT LABORATORIES COM 002824100 212197 5017660 SH DFND 1 2290825 0 2726835 ACTUANT CORP- A COM 00508X203 68494 2947227 SH SOLE 1718023 0 1229204 AECOM COM 00766T100 83059 2793775 SH DFND 2 716072 0 2077703 AETNA INC COM 00817Y108 17923 155248 SH SOLE 448 0 154800 ALLSTATE CORP COM 020002101 81406 1176727 SH DFND 2 177205 0 999522 AMERICAN EQUITY INVT LIFE COM 025676206 45000 2538067 SH SOLE 2271962 0 266105 AMERICAN INTERNATIONAL GROUP COM 026874784 363030 6117797 SH DFND 1 2828440 0 3289357 AMGEN INC COM 031162100 200 1196 SH SOLE 1196 0 0 ANIXTER INTERNATIONAL INC COM 035290105 42148 653454 SH SOLE 585479 0 67975 ANNALY CAPITAL MANAGMENT INC COM 035710409 214 20355 SH SOLE 20355 0 0 APACHE CORP COM 037411105 1115 17450 SH SOLE 17450 0 0 APOLLO GLOBAL MANAGEMENT-A COM 037612306 6252 348100 SH DFND 2 348100 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 14900 3983936 SH SOLE 3586335 0 397601 ARGO GROUP INTERNATIONAL COM G0464B107 29660 525702 SH SOLE 470977 0 54725 ARROW ELECTRONICS INC COM 042735100 19490 304670 SH SOLE 466 0 304204 ASSOCIATED BANC CORP COM 045487105 47579 2428717 SH SOLE 2172218 0 256499 ASPEN INSURANCE HOLDINGS LTD COM G05384105 32075 688448 SH SOLE 616637 0 71811 ASSURANT INC COM 04621X108 7391 80124 SH SOLE 79 0 80045 AT&T INC COM 00206R102 33462 823993 SH SOLE 8768 0 815225 AVNET INC COM 053807103 188303 4586045 SH DFND 2 2335550 0 2250495 AXIS CAPITAL HOLDINGS LTD COM G0692U109 264964 4876934 SH DFND 1,2 1795160 0 3081774 BAKER HUGHES INC COM 057224107 69900 1384985 SH SOLE 25509 0 1359476 BANK OF AMERICA CORP COM 060505104 439937 28110981 SH DFND 1 14064165 0 14046816 BAXTER INTERNATIONAL INC COM 071813109 50531 1061577 SH DFND 1 536714 0 524863 BB&T CORP COM 054937107 18021 477752 SH SOLE 428844 0 48908 BIOGEN INC COM 09062X103 201 642 SH SOLE 642 0 0 BP PLC - SPONS ADR COM 055622104 261831 7446839 SH DFND 1 3093206 0 4353633 CAPITAL ONE FINL CORP COM 14040H105 229175 3190520 SH DFND 1 1431353 0 1759167 CAPITOL FEDERAL FINANCIAL INC COM 14057J101 160 11400 SH SOLE 11400 0 0 CDW CORP COM 12514G108 6680 146082 SH SOLE 597 0 145485 CENOVUS ENERGY INC. 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