0001140361-15-004559.txt : 20150206
0001140361-15-004559.hdr.sgml : 20150206
20150206160007
ACCESSION NUMBER: 0001140361-15-004559
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150206
DATE AS OF CHANGE: 20150206
EFFECTIVENESS DATE: 20150206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PZENA INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001027796
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03791
FILM NUMBER: 15584473
BUSINESS ADDRESS:
STREET 1: 120 WEST 45TH STREET, 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-355-1600
MAIL ADDRESS:
STREET 1: 120 WEST 45TH STREET, 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001027796
XXXXXXXX
12-31-2014
12-31-2014
PZENA INVESTMENT MANAGEMENT LLC
120 WEST 45TH STREET, 20TH FL
NEW YORK
NY
10036
13F HOLDINGS REPORT
028-03791
N
Joan Berger
General Counsel & Chief Compliance Officer
(212) 355-1600
/s/Joan Berger
New York
NY
02-06-2015
3
141
18716648
false
1
0001376113
028-12230
ALPS ADVISORS INC
2
0000908758
028-14511
American Beacon Advisors, Inc.
3
0000721204
028-01190
RUSSELL FRANK CO/
INFORMATION TABLE
2
form13fInfoTable.xml
ABBOTT LABORATORIES
COM
002824100
308857
6860439
SH
DFND
1
3268114
0
3592325
ACE LTD
COM
H0023R105
5018
43684
SH
SOLE
43684
0
0
ACTUANT CORP- A
COM
00508X203
39395
1446212
SH
SOLE
912412
0
533800
ADVANCED SEMICONDUCTOR E-ADR
COM
00756M404
3395
553800
SH
SOLE
553800
0
0
AECOM TECHNOLOGY CORP
COM
00766T100
62435
2055826
SH
DFND
2
855513
0
1200313
AETNA INC
COM
00817Y108
78371
882256
SH
SOLE
20100
0
862156
ALLSTATE CORP
COM
020002101
13322
189640
SH
SOLE
365
0
189275
AMERICAN EQUITY INVT LIFE
COM
025676206
25935
888485
SH
SOLE
775231
0
113254
AMERICAN INTERNATIONAL GROUP
COM
026874784
527423
9416582
SH
DFND
1
5536550
0
3880032
APACHE CORP
COM
037411105
39553
631133
SH
SOLE
102558
0
528575
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
8941
874849
SH
SOLE
771174
0
103675
ARGO GROUP INTERNATIONAL
COM
G0464B107
25176
453861
SH
SOLE
405132
0
48729
ARROW ELECTRONICS INC
COM
042735100
39455
681555
SH
DFND
2
177930
0
503625
ASHLAND INC
COM
044209104
14260
119075
SH
SOLE
0
0
119075
ASPEN INSURANCE HOLDINGS LTD
COM
G05384105
17875
408386
SH
SOLE
350586
0
57800
ASSOCIATED BANC CORP
COM
045487105
36547
1961723
SH
SOLE
1710198
0
251525
ASSURANT INC
COM
04621X108
23806
347892
SH
DFND
2
157072
0
190820
AVNET INC
COM
053807103
249861
5808009
SH
DFND
2
3529214
0
2278795
AXIS CAPITAL HOLDINGS LTD
COM
G0692U109
361665
7078975
SH
DFND
1,2
3862876
0
3216099
BAKER HUGHES INC
COM
057224107
289058
5155311
SH
DFND
1,2
2822183
0
2333128
BANK OF AMERICA CORP
COM
060505104
558586
31223345
SH
DFND
1
17915820
0
13307525
BAXTER INTERNATIONAL INC
COM
071813109
289066
3944140
SH
DFND
1
2530352
0
1413788
BBCN BANCORP INC
COM
073295107
26917
1871819
SH
SOLE
1598919
0
272900
BECTON DICKINSON & CO
COM
075887109
56045
402735
SH
SOLE
13110
0
389625
BP PLC - SPONS ADR
COM
055622104
463953
12170845
SH
DFND
1
6259358
0
5911487
BRADY CORP CL A
COM
104674106
44359
1622484
SH
DFND
2
1457184
0
165300
CIGNA CORP
COM
125509109
530891
5158791
SH
DFND
1,2
3022345
0
2136446
CISCO SYSTEMS INC
COM
17275R102
83551
3003808
SH
SOLE
926283
0
2077525
CITIGROUP INC
COM
172967424
536026
9906230
SH
DFND
1
5769279
0
4136951
CITIZENS FINANCIAL GROUP
COM
174610105
62150
2500000
SH
SOLE
9650
0
2490350
COLUMBUS MCKINNON CORP
COM
199333105
31526
1124311
SH
SOLE
981246
0
143065
COMERICA INC
COM
200340107
166407
3552661
SH
DFND
1,2
1849743
0
1702918
CON-WAY INC
COM
205944101
34381
699082
SH
SOLE
384389
0
314693
CORNING INC
COM
219350105
260418
11357075
SH
DFND
1
5195700
0
6161375
CUBIC CORP
COM
229669106
16456
312615
SH
SOLE
274340
0
38275
DANA HOLDING CORP
COM
235825205
74163
3411341
SH
DFND
2
1965617
0
1445724
DIAMONDROCK HOSPITALITY CO.
COM
252784301
12553
844178
SH
SOLE
736661
0
107517
DIODES INC.
COM
254543101
32873
1192336
SH
SOLE
1040961
0
151375
ENDURANCE SPECIALTY HOLDINGS
COM
G30397106
40700
680150
SH
SOLE
420050
0
260100
ENTERGY CORP
COM
29364G103
117820
1346826
SH
SOLE
38953
0
1307873
EPR PROPERTIES
COM
26884U109
13830
239975
SH
SOLE
0
0
239975
EVEREST RE GROUP LTD
COM
G3223R108
12193
71600
SH
SOLE
0
0
71600
EXELON CORP
COM
30161N101
12472
336366
SH
SOLE
2698
0
333668
EXXON MOBIL CORP
COM
30231G102
395219
4274944
SH
DFND
1
2091965
0
2182979
FIFTH THIRD BANCORP
COM
316773100
60478
2968250
SH
SOLE
72675
0
2895575
FIRST MIDWEST BANCORP INC
COM
320867104
30522
1783841
SH
SOLE
1553191
0
230650
FLEXTRONICS INTERNATIONAL LTD
COM
Y2573F102
55649
4977532
SH
DFND
2
2003400
0
2974132
FORD MOTOR COMPANY
COM
345370860
233330
15053523
SH
DFND
1
7424523
0
7629000
FRANKLIN RESOURCES INC.
COM
354613101
169291
3057445
SH
DFND
1
2010087
0
1047358
GENERAL CABLE CORP DEL NE
COM
369300108
39671
2662468
SH
SOLE
2330468
0
332000
GENWORTH FINANCIAL INC CL A
COM
37247D106
28728
3379775
SH
SOLE
103950
0
3275825
GIBRALTAR INDUSTRIES INC
COM
374689107
30208
1857795
SH
SOLE
1615749
0
242046
GOLDMAN SACHS GROUP INC
COM
38141G104
343694
1773174
SH
DFND
1
851024
0
922150
GRIFFON CORPORATION
COM
398433102
25437
1912533
SH
SOLE
1669062
0
243471
HERMAN MILLER INC
COM
600544100
15469
525608
SH
SOLE
454428
0
71180
HEWLETT-PACKARD CO
COM
428236103
731434
18226607
SH
DFND
1
10201257
0
8025350
HOSPITALITY PROPERTIES TRUST
COM
44106M102
36409
1174495
SH
DFND
2
372377
0
802118
INGRAM MICRO INC CL-A
COM
457153104
9168
331700
SH
DFND
2
331700
0
0
INSIGHT ENTERPRISES INC
COM
45765U103
31815
1228843
SH
SOLE
1070943
0
157900
INTEL CORPORATION
COM
458140100
453250
12489655
SH
DFND
1
7658230
0
4831425
INTERNATIONAL GAME TECHNOLOGY
COM
459902102
8735
506350
SH
SOLE
0
0
506350
INTERPUBLIC GROUP OF COS INC
COM
460690100
308867
14870805
SH
DFND
1,2
8432805
0
6438000
INVESCO LTD
COM
G491BT108
65163
1648866
SH
DFND
2
487991
0
1160875
JABIL CIRCUIT INC
COM
466313103
20043
918146
SH
SOLE
3246
0
914900
JOHNSON & JOHNSON
COM
478160104
123807
1183966
SH
SOLE
165266
0
1018700
JP MORGAN CHASE & CO
COM
46625H100
370190
5915463
SH
DFND
1
2781063
0
3134400
KBR INC
COM
48242W106
39846
2350825
SH
DFND
2
728750
0
1622075
KELLOGG COMPANY
COM
487836108
104204
1592353
SH
SOLE
194528
0
1397825
KEY CORP
COM
493267108
75698
5445875
SH
DFND
2
1047275
0
4398600
KOHLS CORP
COM
500255104
41785
684550
SH
SOLE
13700
0
670850
L-3 COMMUNICATIONS
COM
502424104
27454
217523
SH
SOLE
6473
0
211050
LABORATORY CORP OF AMERICA HOLDINGS
COM
50540R409
89627
830648
SH
DFND
1
478473
0
352175
LAMAR ADVERTISING CO -A
COM
512816109
183226
3415838
SH
DFND
2
1951013
0
1464825
LEGG MASON INC
COM
524901105
30560
572607
SH
DFND
2
224307
0
348300
MASCO CORP
COM
574599106
255046
10120875
SH
DFND
1,2
4707177
0
5413698
MASONITE INTERNATIONAL CORP
COM
575385109
58942
959033
SH
SOLE
841367
0
117666
MATTHEWS INTL CORP - CL A
COM
577128101
25427
522438
SH
SOLE
456117
0
66321
METLIFE INC
COM
59156R108
327564
6055902
SH
DFND
1
3200352
0
2855550
MICROSOFT CORP
COM
594918104
392592
8451927
SH
DFND
1
5032277
0
3419650
MONSTER WORLDWIDE INC
COM
611742107
13772
2980853
SH
SOLE
2588103
0
392750
MORGAN STANLEY
COM
617446448
448861
11568574
SH
DFND
1
6735958
0
4832616
MUELLER WATER PRODUCTS INC
COM
624758108
20021
1955158
SH
SOLE
1712883
0
242275
MURPHY OIL CORP
COM
626717102
241877
4787751
SH
DFND
1,2
2305679
0
2482072
MURPHY USA INC
COM
626755102
1516
22011
SH
SOLE
22011
0
0
NATIONAL PENN BANCSHARES INC
COM
637138108
29355
2789079
SH
SOLE
2425054
0
364025
NEWS CORP - CLASS A
COM
65249B109
415783
26499842
SH
DFND
1,2
16455177
0
10044665
NEWS CORP - CLASS B
COM
65249B208
85917
5697438
SH
DFND
1,2
3107236
0
2590202
OMNICOM GROUP
COM
681919106
472888
6104146
SH
DFND
1,2
3437196
0
2666950
ON SEMICONDUCTOR CORP
COM
682189105
174643
17240221
SH
DFND
2
8749198
0
8491023
ORACLE CORP
COM
68389X105
550812
12248441
SH
DFND
1
7055953
0
5192488
OWENS & MINOR INC
COM
690732102
31382
893816
SH
SOLE
779766
0
114050
OWENS CORNING
COM
690742101
65738
1835756
SH
DFND
2
702437
0
1133319
PARKER HANNIFIN CORPORATION
COM
701094104
466106
3614628
SH
DFND
1,2
1943957
0
1670671
PARTNERRE LTD
COM
G6852T105
63521
556563
SH
SOLE
283253
0
273310
PETROLEO BRASILEIRO S.A. - ADR
COM
71654V408
556
76100
SH
SOLE
76100
0
0
PFIZER INC
COM
717081103
67613
2170568
SH
SOLE
399693
0
1770875
PHH CORP
COM
693320202
22849
953648
SH
SOLE
830248
0
123400
PIPER JAFFRAY COS
COM
724078100
272
4688
SH
SOLE
4688
0
0
PNC FINANCIAL SERVICES
COM
693475105
269420
2953199
SH
DFND
1
1808134
0
1145065
POPULAR INC.
COM
733174700
3770
110730
SH
SOLE
110730
0
0
PRIMERICA INC
COM
74164M108
38926
717390
SH
DFND
2
431837
0
285553
PROCTER & GAMBLE COMPANY
COM
742718109
15907
174629
SH
SOLE
174629
0
0
PROGRESSIVE CORP
COM
743315103
122338
4532718
SH
DFND
2
1264343
0
3268375
REGAL BELOIT CORP
COM
758750103
13942
185400
SH
SOLE
0
0
185400
REGIONS FINL CORP
COM
7591EP100
120453
11406580
SH
DFND
1,2
4436455
0
6970125
RENT A CENTER INC
COM
76009N100
33469
921503
SH
SOLE
802998
0
118505
ROWAN COMPANIES PLC - A
COM
G7665A101
17036
730525
SH
SOLE
0
0
730525
ROYAL DUTCH SHELL PLC ADR
COM
780259206
485588
7252999
SH
DFND
1
3563902
0
3689097
SCHNITZER STEEL INDS INC - A
COM
806882106
17035
755117
SH
SOLE
660642
0
94475
SHINHAN FINANCIAL GROUP - ADR
COM
824596100
2819
69800
SH
SOLE
69800
0
0
STANLEY BLACK & DECKER INC
COM
854502101
212278
2209389
SH
DFND
1,2
864089
0
1345300
STAPLES INC
COM
855030102
461199
25452479
SH
DFND
1,2
15374533
0
10077946
STATE STREET CORP
COM
857477103
396000
5044580
SH
DFND
1
2693580
0
2351000
STEEL EXCEL INC
COM
858122203
1711
67212
SH
SOLE
56360
0
10852
STONERIDGE INC
COM
86183P102
29757
2313934
SH
SOLE
2002209
0
311725
SUPERIOR ENERGY SERVICES INC
COM
868157108
90623
4497396
SH
DFND
2
2054371
0
2443025
SYMETRA FINANCIAL CORP
COM
87151Q106
20013
868260
SH
SOLE
688375
0
179885
SYNOVUS FINANCIAL CORP
COM
87161C501
53560
1977103
SH
SOLE
1297544
0
679559
TAIWAN SEMICONDUCTOR - SP ADR
COM
874039100
8647
386375
SH
SOLE
386375
0
0
TCF FINANCIAL CORP
COM
872275102
28153
1771757
SH
SOLE
1529707
0
242050
TECH DATA CORP
COM
878237106
50398
797058
SH
SOLE
508719
0
288339
TE CONNECTIVITY LTD.
COM
H84989104
102468
1620040
SH
DFND
1
633316
0
986724
TEREX CORP
COM
880779103
102568
3678906
SH
DFND
2
1819781
0
1859125
TETRA TECH INC
COM
88162G103
38853
1455167
SH
SOLE
1276292
0
178875
THE HARTFORD FINANCIAL SERVICES GROUP INC
COM
416515104
72509
1739251
SH
SOLE
43026
0
1696225
TORCHMARK CORP
COM
891027104
10325
190597
SH
DFND
2
190597
0
0
TRIMAS CORP
COM
896215209
25411
812107
SH
SOLE
709157
0
102950
TRW AUTOMOTIVE HOLDINGS CORP
COM
87264S106
301574
2932176
SH
DFND
1,2
1311711
0
1620465
TUTOR PERINI CORP
COM
901109108
18493
768299
SH
SOLE
672099
0
96200
UBS GROUP AG
COM
H42097107
267999
15718432
SH
DFND
1
8190357
0
7528075
UNITED STATIONERS INC
COM
913004107
36552
866972
SH
SOLE
755522
0
111450
USINAS SIDERURG MINAS SP ADR
COM
917302200
26
13782
SH
SOLE
13782
0
0
VALIDUS HOLDINGS LTD
COM
G9319H102
30314
729413
SH
DFND
2
281338
0
448075
VOYA FINANCIAL INC.
COM
929089100
354719
8369969
SH
DFND
1,2
3888904
0
4481065
WAL-MART STORES
COM
931142103
116974
1362063
SH
SOLE
40163
0
1321900
WEBSTER FINANCIAL CORP.
COM
947890109
46287
1422907
SH
SOLE
878357
0
544550
WELLCARE HEALTH PLANS INC
COM
94946T106
63104
769004
SH
DFND
2
508239
0
260765
WELLS FARGO CO
COM
949746101
137477
2507783
SH
SOLE
938883
0
1568900
WILLIS GROUP HOLDINGS LTD
COM
G96666105
213182
4757456
SH
DFND
1,2
2372256
0
2385200
WSFS FINANCIAL CORP
COM
929328102
13121
170643
SH
SOLE
149568
0
21075
***XL GROUP PLC
COM
G98290102
211942
6166478
SH
SOLE
2972736
0
3193742