0001140361-14-040719.txt : 20141107 0001140361-14-040719.hdr.sgml : 20141107 20141107160043 ACCESSION NUMBER: 0001140361-14-040719 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141107 DATE AS OF CHANGE: 20141107 EFFECTIVENESS DATE: 20141107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PZENA INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001027796 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03791 FILM NUMBER: 141204852 BUSINESS ADDRESS: STREET 1: 120 WEST 45TH STREET, 20TH FL CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-355-1600 MAIL ADDRESS: STREET 1: 120 WEST 45TH STREET, 20TH FL CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001027796 XXXXXXXX 09-30-2014 09-30-2014 PZENA INVESTMENT MANAGEMENT LLC

120 WEST 45TH STREET, 20TH FL NEW YORK NY 10036

13F HOLDINGS REPORT 028-03791 N Joan Berger 212-355-1600 /s/ Joan Berger New York NY 11-07-2014 3 144 18293321 false 1 0001376113 028-12230 ALPS ADVISORS INC 2 0000908758 028-14511 American Beacon Advisors, Inc. 3 0000721204 028-01190 RUSSELL FRANK CO/ INFORMATION TABLE 2 form13fInfoTable.xml ABBOTT LABORATORIES COM 002824100 303088 7287523 SH DFND 1 3677198 0 3610325 ACE LTD COM H0023R105 4791 45684 SH SOLE 45684 0 0 ACTUANT CORP- A COM 00508X203 45310 1484612 SH SOLE 984237 0 500375 ADVANCED SEMICONDUCTOR E-ADR COM 00756M404 3273 553800 SH SOLE 553800 0 0 AECOM TECHNOLOGY CORP COM 00766T100 25820 765025 SH DFND 2 293325 0 471700 AETNA INC COM 00817Y108 70013 864356 SH SOLE 20100 0 844256 ALLSTATE CORP COM 020002101 11638 189640 SH SOLE 365 0 189275 AMERICAN EQUITY INVT LIFE COM 025676206 27527 1203123 SH SOLE 1056119 0 147004 AMERICAN INTERNATIONAL GROUP COM 026874784 526009 9737296 SH DFND 1 5845246 0 3892050 APACHE CORP COM 037411105 59291 631633 SH SOLE 103058 0 528575 ARC DOCUMENT SOLUTIONS INC COM 00191G103 24797 3061348 SH SOLE 2679898 0 381450 ARGO GROUP INTERNATIONAL COM G0464B107 25123 499361 SH SOLE 443807 0 55554 ARROW ELECTRONICS INC COM 042735100 37724 681555 SH DFND 2 177930 0 503625 ASHLAND INC COM 044209104 11282 108375 SH SOLE 0 0 108375 ASPEN INSURANCE HOLDINGS LTD COM G05384105 17957 419861 SH SOLE 365161 0 54700 ASSOCIATED BANC CORP COM 045487105 36755 2109923 SH SOLE 1838373 0 271550 ASSURANT INC COM 04621X108 52451 815719 SH DFND 2 377749 0 437970 AVNET INC COM 053807103 219909 5299000 SH DFND 2 3304580 0 1994420 AXIS CAPITAL HOLDINGS LTD COM G0692U109 300349 6345849 SH DFND 1,2 3730128 0 2615721 BAKER HUGHES INC COM 057224107 321531 4942070 SH DFND 1,2 2872567 0 2069503 BANK OF AMERICA CORP COM 060505104 539639 31650403 SH DFND 1 18440128 0 13210275 BBCN BANCORP INC COM 073295107 27566 1889366 SH SOLE 1644166 0 245200 BECTON DICKINSON & CO COM 075887109 310862 2731408 SH DFND 1,2 1335733 0 1395675 BP PLC - SPONS ADR COM 055622104 498525 11343006 SH DFND 1 6142895 0 5200111 BRADY CORP CL A COM 104674106 39727 1770349 SH DFND 2 1590624 0 179725 CIGNA CORP COM 125509109 506482 5584763 SH DFND 1,2 3442367 0 2142396 CISCO SYSTEMS INC COM 17275R102 67181 2669084 SH SOLE 591559 0 2077525 CITIGROUP INC COM 172967424 526104 10152529 SH DFND 1 6073378 0 4079151 CITIZENS FINANCIAL GROUP COM 174610105 58550 2500000 SH SOLE 9650 0 2490350 COLUMBUS MCKINNON CORP COM 199333105 28093 1277536 SH SOLE 1115971 0 161565 COMERICA INC COM 200340107 181005 3630268 SH DFND 1,2 1938000 0 1692268 CON-WAY INC COM 205944101 34378 723757 SH SOLE 430689 0 293068 CORNING INC COM 219350105 201926 10440873 SH DFND 1 5113648 0 5327225 DANA HOLDING CORP COM 235825205 46096 2404591 SH DFND 2 1679492 0 725099 DIAMONDROCK HOSPITALITY CO. 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