FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/13/2006 |
3. Issuer Name and Ticker or Trading Symbol
SYNPLICITY INC [ SYNP ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 33,000 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (right to buy) | (1) | 05/28/2009 | Common Stock | $1,000 | $2.25 | D | |
Incentive Stock Option (right to buy) | (2) | 09/29/2010 | Common Stock | $6,000 | $11 | D | |
Non-Qualified Stock Option (right to buy) | (3) | 04/04/2013 | Common Stock | $4,000 | $3.43 | D | |
Non-Qualified Stock Option (right to buy) | (4) | 09/10/2014 | Common Stock | $15,000 | $4.9 | D | |
Non-Qualified Stock Option (right to buy) | (4) | 08/30/2012 | Common Stock | $12,500 | $5.01 | D | |
Non-Qualified Stock Option (right to buy) | (4) | 07/16/2012 | Common Stock | $1,500 | $5.04 | D | |
Non-Qualified Stock Option (right to buy) | (4) | 09/30/2014 | Common Stock | $40,000 | $5.16 | D | |
Non-Qualified Stock Option (right to buy) | (5) | 07/19/2015 | Common Stock | $10,000 | $5.75 | D | |
Non-Qualified Stock Option (right to buy) | (4) | 07/31/2013 | Common Stock | $3,500 | $5.91 | D | |
Non-Qualified Stock Option (right to buy) | (6) | 08/29/2011 | Common Stock | $2,700 | $6.48 | D | |
Non-Qualified Stock Option (right to buy) | (4) | 01/09/2016 | Common Stock | $60,000 | $8.69 | D | |
Non-Qualified Stock Option (right to buy) | (7) | 01/22/2012 | Common Stock | $2,258 | $9 | D |
Explanation of Responses: |
1. Represents an option in which shares underlying the option become vested and exercisable after the vesting commencement date as follows: 2,000 shares vest one year from date of grant; 1/12 of 2000 shares vesting on a monthly basis in year two; 1/12 of 2500 shares vesting on a monthly basis in year three; and 1/12 of 3500 shares vesting on a monthly basis in year four. |
2. Represents an option in which shares underlying the option become vested and exercisable after the vesting commencement date as follows: 1200 shares vest one year from date of grant; 1/12 of 1200 shares vesting on a monthly basis in year two; 1/12 of 1500 shares vesting on a monthly basis in year three; and 1/12 of 2100 shares vesting on a monthly basis in year four. |
3. Represents an option in which 1/24th of the shares underlying the option become vested and exercisable each month after the vesting commencement date defined in the option agreement and as set forth herein. |
4. Represents an option in which 1/48th of the shares underlying the option become vested and exercisable each month after the vesting commencement date defined in the option agreement and as set forth herein. |
5. Represents an option in which shares underlying the option become vested and exercisable after the vesting commencement date as follows: 0 shares vesting in year one; 1/12 of 500 shares vesting on a monthly basis in year two; 1/12 of 1500 shares vesting on a monthly basis in year three; and 1/12 of 8000 shares vesting on a monthly basis in year four. |
6. Represents an option in which shares underlying the option become vested and exercisable after the vesting commencement date as follows: 0 shares vesting in year one; 0 shares vesting in year two; 1/12 of 1000 shares vesting on a monthly basis in year three; and 1/12 of 1700 shares vesting on a monthly basis in year four. |
7. Represents an option in which 25% of the shares underlying the option become vested and exercisable on March 31, 2002; 25% of the shares underlying the option become vested and exercisable on June 30, 2002; 25% of the shares underlying the option become vested and exercisable on September 30, 2002; and 25% of the shares underlying the option become vested and exercisable on December 31, 2002. |
James Lovas | 01/20/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |