0001181431-13-059920.txt : 20131120 0001181431-13-059920.hdr.sgml : 20131120 20131120163018 ACCESSION NUMBER: 0001181431-13-059920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EPIQ SYSTEMS INC CENTRAL INDEX KEY: 0001027207 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 481056429 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 BUSINESS PHONE: 9136219500 MAIL ADDRESS: STREET 1: 501 KANSAS AVENUE CITY: KANSAS CITY STATE: KS ZIP: 66105-1309 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONIC PROCESSING INC DATE OF NAME CHANGE: 19961116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONNOLLY EDWARD M JR CENTRAL INDEX KEY: 0001132705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22081 FILM NUMBER: 131233219 4 1 rrd395737.xml NOVEMBER 2013 SWAP OPTION EXERCISE X0306 4 2013-11-18 0 0001027207 EPIQ SYSTEMS INC EPIQ 0001132705 CONNOLLY EDWARD M JR 501 KANSAS AVE. KANSAS CITY KS 66105 1 0 0 0 Common Stock 2013-11-18 4 M 0 7500 10.70 A 15262 D Common Stock 2013-11-18 4 F 0 5009 16.02 D 10253 D Non-Qualified Stock Option (right to buy) 10.70 2013-11-18 4 M 0 7500 0 D 2005-06-30 2014-03-17 Common Stock 7500 0 D This component of the Cashless Net Share Settlement reflects the shares that the reporting person was obligated to surrender to the Issuer to pay for the aggregate exercise price for the shares acquired on November 18, 2013. Common Stock of 10,253 shown in Table I above excludes options of 76,250. Total amount of common stock and options is 86,503. /s/ Edward M. Connolly, Jr. 2013-11-20