485BPOS 1 fp0006251_485bpos-xbrl.htm fp0006251_485bpos-xbrl.htm
 
As filed with the Securities and Exchange Commission on February 8, 2013
File Nos. 333–16093
811–07923

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N–1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Post–Effective Amendment No. 59
and

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
Amendment No. 60

CNI CHARTER FUNDS
(Exact Name of Registrant as Specified in its Charter)

400 North Roxbury Drive
Beverly Hills, California 90210
(Address of Principal Executive Office)

(800) 708-8881
(Registrant’s Telephone Number, Including Area Code)

William J. Souza, Esq.
400 North Roxbury Drive
Beverly Hills, California 90210
(Name and Address of Agent for Service)
_________________________
 
It is proposed that this filing will become effective:
[X] 
immediately upon filing pursuant to Rule 485(b)
[  ] 
on (date) pursuant to Rule 485(b)
[  ] 
60 days after filing pursuant to Rule 485(a)(1)
[  ] 
75 days after filing pursuant to Rule 485(a)(2)
[  ] 
on (date) pursuant to Rule 485(a)(1)
__________________________

Please Send Copy of Communications to:

MICHAEL GLAZER
Bingham McCutchen LLP
355 South Grand Avenue, Suite 4400
Los Angeles, California 90071-3106

 
 

 
 
EXPLANATORY NOTE

This Post-Effective Amendment No. 59 relates to the Government Money Market Fund, Prime Money Market Fund, California Tax Exempt Money Market Fund, Limited Maturity Fixed Income Fund, Government Bond Fund, Corporate Bond Fund, California Tax Exempt Bond Fund, Full Maturity Fixed Income Fund, High Yield Bond Fund, Multi-Asset Fund, U.S. Core Equity Fund, Diversified Equity Fund, and Socially Responsible Equity Fund.
 
 
 

 
 
SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”) and the Investment Company Act of 1940, as amended, the Registrant, CNI Charter Funds, certifies that it meets all requirements for effectiveness of this Post-Effective Amendment to the Registration Statement pursuant to Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Beverly Hills, the State of California, on this 8th day of February, 2013.
 
 
CNI CHARTER FUNDS
     
 
By:
/s/ Richard Gershen
 
Richard Gershen
 
President, Chief Executive Officer
 
Pursuant to the requirements of the 1933 Act, this Post-Effective Amendment to Registrant’s Registration Statement has been signed below by the following persons in the capacities indicated on February 8, 2013.

/s/ Richard Gershen
 
President &
 
Richard Gershen
 
Chief Executive Officer
 
       
/s/ Eric Kleinschmidt
 
Controller &
 
Eric Kleinschmidt
 
Chief Operating Officer
 
       
Irwin G. Barnet*
 
Trustee
 
Irwin G. Barnet
     
       
Vernon C. Kozlen *
 
Trustee
 
Vernon C. Kozlen
     
       
Victor Meschures*
 
Trustee
 
Victor Meschures
     
       
William R. Sweet*
 
Trustee
 
William R. Sweet
     
       
James R. Wolford*
 
Trustee
 
James R. Wolford
     


* By:
/s/ Richard Gershen
 
 
Richard Gershen,
Attorney–in–Fact
 
 
pursuant to Power of Attorney
 
 
 
 

 
 
Exhibit Index

Exhibit Number
Description
   
EX-101.INS
XBRL Instance Document
   
EX-101.SCH
XBRL Taxonomy Extension Schema Document
   
EX-101.CAL
XBRL Taxonomy Extension Calculation Linkbase
   
EX-101.DEF
XBRL Taxonomy Extension Definition Linkbase
   
EX-101.LAB
XBRL Taxonomy Extension Labels Linkbase
   
EX-101.PRE
XBRL Taxonomy Extension Presentation Linkbase