0001573366-14-000025.txt : 20141002 0001573366-14-000025.hdr.sgml : 20141002 20141002105559 ACCESSION NUMBER: 0001573366-14-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141001 FILED AS OF DATE: 20141002 DATE AS OF CHANGE: 20141002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DCB FINANCIAL CORP CENTRAL INDEX KEY: 0001025877 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 311469837 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 RIVERBEND AVE. CITY: LEWIS CENTER STATE: OH ZIP: 43035 BUSINESS PHONE: 740-657-7000 MAIL ADDRESS: STREET 1: 110 RIVERBEND AVE. CITY: LEWIS CENTER STATE: OH ZIP: 43035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shipps Mark H CENTRAL INDEX KEY: 0001481776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22387 FILM NUMBER: 141135117 MAIL ADDRESS: STREET 1: 110 RIVERBEND AVE PO BOX 1001 CITY: LEWIS CENTER STATE: OH ZIP: 43035 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-10-01 0 0001025877 DCB FINANCIAL CORP dcbf.ob 0001481776 Shipps Mark H 110 RIVERBEND AVE PO BOX 1001 LEWIS CENTER OH 43035 1 0 0 0 DCB Financial Corp Common Stock 2014-10-01 4 P 0 324 7.55 A 39683 D DCBF Employee Stock Options-Calls 3.5 2011-12-21 2020-12-20 DCB Financial Corp Common Stock 1429 2540 D DCBF Employee Stock Options-Calls 4.5 2013-12-21 2022-12-20 DCB Financial Corp Common Stock 1111 2540 D The options vest in five equal annual installments beginning one year after the grant date and expire ten years after the grant date. Options granted 12/21/2010. Options granted 12/21/2012. Mark H. Shipps, by Charles M. Diersing, Attorney in Fact 2014-10-02