0001127602-15-002007.txt : 20150116
0001127602-15-002007.hdr.sgml : 20150116
20150116162705
ACCESSION NUMBER: 0001127602-15-002007
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150116
DATE AS OF CHANGE: 20150116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARSH STEPHEN P
CENTRAL INDEX KEY: 0001264209
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 15532928
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: CLAYTON
STATE: MI
ZIP: 63105
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2014-12-31
0
1
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001264209
MARSH STEPHEN P
150 N. MERAMEC
ST. LOUIS
MO
63105
1
Chairman Chief Credit Officer
Common Stock
2014-06-19
4
S
0
L
534
17.84
D
0
I
401 (k)
Common Stock
36184
D
Common Stock
80428
I
By Trust
Restricted Share Units
Common Stock
2283
2283
D
Stock Settled Stock Appreciation Rights
15.95
2009-07-07
2018-07-07
Common Stock
36000
36000
D
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on July 7 of each year, commencing July 7, 2009.
/s/ Stephen P. Marsh
2015-01-16