0001127602-12-001675.txt : 20120113
0001127602-12-001675.hdr.sgml : 20120113
20120113110000
ACCESSION NUMBER: 0001127602-12-001675
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120113
DATE AS OF CHANGE: 20120113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murtha Mark G
CENTRAL INDEX KEY: 0001516594
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 12525599
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
5
1
form5.xml
PRIMARY DOCUMENT
X0304
5
2011-12-31
0
0
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001516594
Murtha Mark G
150 N. MERAMEC
ST. LOUIS
MO
63105
1
Sr. Vice President - HR
Common Stock
10906
D
Common Stock
882
I
401(k) Plan
Incentive Stock Option (Right to Buy)
12.50
2003-01-01
2013-01-01
Common Stock
6000
6000
D
Non Qualified Stock Option (Right to Buy)
13.40
2003-05-13
2013-05-13
Common Stock
5149
5149
D
Stock Settled Stock Appreciation Rights
25.63
2007-12-15
2017-06-15
Common Stock
4363
4363
D
Stock Settled Stock Appreciation Rights
20.63
2008-12-15
2018-06-13
Common Stock
7010
7010
D
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.
/s/ Mark G. Murtha
2012-01-13