0001181431-13-049100.txt : 20130916
0001181431-13-049100.hdr.sgml : 20130916
20130916122828
ACCESSION NUMBER: 0001181431-13-049100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130912
FILED AS OF DATE: 20130916
DATE AS OF CHANGE: 20130916
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AtriCure, Inc.
CENTRAL INDEX KEY: 0001323885
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 341940305
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6217 CENTRE PARK DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
BUSINESS PHONE: 513-755-4107
MAIL ADDRESS:
STREET 1: 6217 CENTRE PARK DRIVE
CITY: WEST CHESTER
STATE: OH
ZIP: 45069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUGHES DONALD W
CENTRAL INDEX KEY: 0001211899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51470
FILM NUMBER: 131098192
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARNOCK DAVID L
CENTRAL INDEX KEY: 0001025664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51470
FILM NUMBER: 131098193
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC FUND II B LP
CENTRAL INDEX KEY: 0001211897
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51470
FILM NUMBER: 131098194
BUSINESS ADDRESS:
STREET 1: ONE SOUTH STREET
STREET 2: SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4108953800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC FUND II A LP
CENTRAL INDEX KEY: 0001157600
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51470
FILM NUMBER: 131098195
BUSINESS ADDRESS:
STREET 1: C/O CAMDEN PARTNERS INC
STREET 2: 1 SOUTH STREET SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-895-3800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC II LLC
CENTRAL INDEX KEY: 0001160267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51470
FILM NUMBER: 131098196
BUSINESS ADDRESS:
STREET 1: C/O CAMDEN PARTNERS INC
STREET 2: 1 SOUTH STREET SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-895-3800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSTON RICHARD M
CENTRAL INDEX KEY: 0001211913
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51470
FILM NUMBER: 131098197
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
rrd390474.xml
FORM 4
X0306
4
2013-09-12
0
0001323885
AtriCure, Inc.
ATRC
0001211913
JOHNSTON RICHARD M
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 E. PRATT STREET, SUITE 1200
BALTIMORE
MD
21202
1
0
0
1
See Remarks
0001160267
CAMDEN PARTNERS STRATEGIC II LLC
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001157600
CAMDEN PARTNERS STRATEGIC FUND II A LP
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001211897
CAMDEN PARTNERS STRATEGIC FUND II B LP
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001025664
WARNOCK DAVID L
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
0001211899
HUGHES DONALD W
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
See Remarks
Common Stock
2013-09-12
4
S
0
53249
10.00
D
605420
I
See footnote
Common Stock
2013-09-12
4
S
0
3159
10.00
D
35914
I
See footnote
Common Stock
2013-09-13
4
S
0
20015
10.00
D
585405
I
See footnote
Common Stock
2013-09-13
4
S
0
1187
10.00
D
34727
I
See footnote
These securities are owned directly by Fund II-A. CPS II, Fund II-B, Mr. Richard M. Johnston and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund II-A as a result of their relationships described in the Remarks. CPS II, Fund II-B, Mr. Richard M. Johnston and each of the Managing Members disclaims beneficial ownership of the securities held directly by Fund II-A, except to the extent of its or his pecuniary interest therein.
These securities are owned directly by Fund II-B. CPS II, Fund II-A, Mr. Richard M. Johnston and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund II-B as a result of their relationships described in the Remarks. CPS II, Fund II-A, Mr. Richard M. Johnston and each of the Managing Members disclaims beneficial ownership of the securities held directly by Fund II-B, except to the extent of its or his pecuniary interest therein.
This Form 4 is being filed jointly by Mr. Richard M. Johnston, Camden Partners Strategic II, LLC ("CPS II"), Camden Partners Strategic Fund II-A, LP ("Fund II-A") and Camden Partners Strategic Fund II-B, LP ("Fund II-B") and Messrs. David L. Warnock and Donald W. Hughes (collectively, the "Managing Members" and together with CPS II, Fund II-A and Fund II-B, the "Reporting Persons"). The Managing Members are the managing members of CPS II. CPS II is the general partner of Fund II-A and Fund II-B. Mr. Johnston is a director of the Issuer and formerly was a managing member of Camden Partners Holdings, LLC, which provides investment and management advisory services to Fund II-A and Fund II-B. The transactions reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by Fund II-A and Fund II-B.
/s/ Donald W. Hughes, Attorney-in-Fact for Richard M. Johnston
2013-09-16
/s/ By Camden Partners Strategic II, LLC, By Donald W. Hughes, Managing Member
2013-09-16
/s/ By Camden Partners Strategic Fund II-A, LP, By Camden Partners Strategic II, LLC, By Donald W. Hughes, Managing Member
2013-09-16
/s/ By Camden Partners Strategic Fund II-B, LP, By Camden Partners Strategic II, LLC, By Donald W. Hughes, Managing Member
2013-09-16
/s/ Donald W. Hughes, Attorney-in-Fact for David L. Warnock
2013-09-16
/s/ Donald W. Hughes
2013-09-16