0001140361-14-033672.txt : 20140820
0001140361-14-033672.hdr.sgml : 20140820
20140820164813
ACCESSION NUMBER: 0001140361-14-033672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140815
FILED AS OF DATE: 20140820
DATE AS OF CHANGE: 20140820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARNOCK DAVID L
CENTRAL INDEX KEY: 0001025664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 141055323
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC FUND II B LP
CENTRAL INDEX KEY: 0001211897
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 141055324
BUSINESS ADDRESS:
STREET 1: ONE SOUTH STREET
STREET 2: SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4108953800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC FUND III-A LP
CENTRAL INDEX KEY: 0001283498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 141055326
BUSINESS ADDRESS:
STREET 1: 1 SOUTH ST
STREET 2: SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-895-3800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC FUND III LP
CENTRAL INDEX KEY: 0001283497
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 141055327
BUSINESS ADDRESS:
STREET 1: 1 SOUTH ST
STREET 2: SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-895-3800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC II LLC
CENTRAL INDEX KEY: 0001160267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 141055328
BUSINESS ADDRESS:
STREET 1: C/O CAMDEN PARTNERS INC
STREET 2: 1 SOUTH STREET SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-895-3800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Camden Partners Strategic III, LLC
CENTRAL INDEX KEY: 0001317017
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 141055329
BUSINESS ADDRESS:
STREET 1: ONE SOUTH STREET
STREET 2: SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-895-3800
MAIL ADDRESS:
STREET 1: ONE SOUTH STREET
STREET 2: SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Shane H.
CENTRAL INDEX KEY: 0001565230
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 141055331
MAIL ADDRESS:
STREET 1: 500 E. PRATT STREET, SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMDEN PARTNERS STRATEGIC FUND II A LP
CENTRAL INDEX KEY: 0001157600
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 141055325
BUSINESS ADDRESS:
STREET 1: C/O CAMDEN PARTNERS INC
STREET 2: 1 SOUTH STREET SUITE 2150
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-895-3800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Camden Partners Strategic Manager, LLC
CENTRAL INDEX KEY: 0001365552
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 141055330
BUSINESS ADDRESS:
STREET 1: 500 E. PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-878-6800
MAIL ADDRESS:
STREET 1: 500 E. PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Planet Payment Inc
CENTRAL INDEX KEY: 0001362925
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 134084693
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 670 LONG BEACH BLVD
CITY: LONG BEACH
STATE: NY
ZIP: 11561
BUSINESS PHONE: 516-670-3200
MAIL ADDRESS:
STREET 1: 670 LONG BEACH BLVD
CITY: LONG BEACH
STATE: NY
ZIP: 11561
FORMER COMPANY:
FORMER CONFORMED NAME: Planet Group Inc
DATE OF NAME CHANGE: 20060516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUGHES DONALD W
CENTRAL INDEX KEY: 0001211899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35699
FILM NUMBER: 141055322
MAIL ADDRESS:
STREET 1: 500 EAST PRATT STREET
STREET 2: SUITE 1200
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
doc1.xml
FORM 4
X0306
4
2014-08-15
0
0001362925
Planet Payment Inc
PLPM
0001565230
Kim Shane H.
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
1
0
0
1
See Remarks
0001365552
Camden Partners Strategic Manager, LLC
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
Affiliated with Shane H. Kim
0001317017
Camden Partners Strategic III, LLC
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
Affiliated with Shane H. Kim
0001160267
CAMDEN PARTNERS STRATEGIC II LLC
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
Affiliated with Shane H. Kim
0001283497
CAMDEN PARTNERS STRATEGIC FUND III LP
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
Affiliated with Shane H. Kim
0001283498
CAMDEN PARTNERS STRATEGIC FUND III-A LP
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
Affiliated with Shane H. Kim
0001157600
CAMDEN PARTNERS STRATEGIC FUND II A LP
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
Affiliated with Shane H. Kim
0001211897
CAMDEN PARTNERS STRATEGIC FUND II B LP
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
Affiliated with Shane H. Kim
0001025664
WARNOCK DAVID L
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
Affiliated with Shane H. Kim
0001211899
HUGHES DONALD W
C/O CAMDEN PARTNERS HOLDINGS, LLC
500 EAST PRATT STREET SUITE 1200
BALTIMORE
MD
21202
0
0
0
1
Affiliated with Shane H. Kim
Common Stock
2014-08-15
4
A
0
23166
0.01
A
44984
D
Common Stock
1997513
I
See footnote
Common Stock
118496
I
See footnote
Common Stock
4446267
I
See footnote
Common Stock
184780
I
See footnote
This is a restricted stock grant under the Issuer's 2012 Equity Incentive Plan, and will be 100% vested on June 16, 2015, provided that the Reporting Person is still providing services to the Issuer as of such date.
These securities are owned directly by Fund II-A. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund II-A as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund II-A, except to the extent of their respective pecuniary interests therein.
These securities are owned directly by Fund II-B. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, Fund II-A and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund II-B as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund III-A, and Fund II-A and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund II-B, except to the extent of their respective pecuniary interests therein.
These securities are owned directly by Fund III. The Reporting Person, CPSM, CPS III, CPS II, Fund III-A, Fund II-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund III as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III-A, Fund II-A and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund III, except to the extent their respective pecuniary interests therein.
These securities are owned directly by Fund III-A. The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund II-A, Fund II-B and the Managing Members may be deemed indirect beneficial owners of the securities held directly by Fund III-A as a result of their relationships described in the Remarks (below). The Reporting Person, CPSM, CPS III, CPS II, Fund III, Fund II-A and Fund II-B and each of the Managing Members disclaim beneficial ownership of the securities held directly by Fund III-A, except to the extent of their respective pecuniary interests therein.
This report is the same as the Form 4 filed by the Reporting Persons of even date and consists of two (2) parts, which together comprise a single Form 4. This is part 1 of 2. This Form 4 is being filed jointly by Shane H. Kim, Camden Partners Strategic Manager, LLC ("CPSM"), Camden Partners Strategic III, LLC ("CPS III"), Camden Partners Strategic II, LLC ("CPS II"), Camden Partners Strategic Fund III, LP ("Fund III"), Camden Partners Strategic Fund III-A, LP ("Fund III-A"), Camden Partners Strategic Fund II-A, LP ("Fund II-A") and Camden Partners Strategic Fund II-B, LP ("Fund II-B") and Messrs. David L. Warnock, Donald W. Hughes, Christopher Kersey, Jason Tagler, and J. Todd Sherman (collectively, the "Managing Members" and together with Mr. Kim, CPSM, CPS III, CPS II, Fund III, Fund III-A, Fund II-A and Fund II-B, the "Reporting Persons"). The Managing Members are the managing members of CPS II and CPSM, which is the managing member of CPS III. CPS III is the general partner of Fund III and Fund III-A. CPS II is the general partner of Fund II-A and Fund II-B. Mr. Kim is a managing member of CPSM and a director of the Issuer.
/s/ Shane H. Kim
2014-08-20
/s/ By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member
2014-08-20
/s/ By Camden Partners Strategic III, LLC, By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member
2014-08-20
/s/ By Camden Partners Strategic II, LLC, By J. Todd Sherman, Attorney-in-Fact for Donald W. Hughes, Managing Member
2014-08-20
/s/ By Camden Partners Strategic Fund III, LP, By Camden Partners Strategic III, LLC, By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member
2014-08-20
/s/ By Camden Partners Strategic Fund III-A, LP, By Camden Partners Strategic III, LLC, By Camden Partners Strategic Manager, LLC, By J. Todd Sherman, Managing Member
2014-08-20
/s/ By Camden Partners Strategic Fund II-A, LP, By Camden Partners Strategic II, LLC, By J. Todd Sherman, Managing Member
2014-08-20
/s/ By Camden Partners Strategic Fund II-B, LP, By Camden Partners Strategic II, LLC, By J. Todd Sherman, Managing Member
2014-08-20
/s/ J. Todd Sherman, Attorney-in-Fact for David L. Warnock
2014-08-20
/s/ J. Todd Sherman, Attorney-in-Fact for Donald W. Hughes
2014-08-20