SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Shields Robert P.

(Last) (First) (Middle)
WEST CORPORATION
11808 MIRACLE HILLS DRIVE

(Street)
OMAHA NE 68154

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/21/2013
3. Issuer Name and Ticker or Trading Symbol
WEST CORP [ WSTC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 3,462 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) (1) 12/01/2016 Common Stock 4,037 $13.12 D
Employee Stock Option (right to buy) (2) 03/30/2022 Common Stock 1,875 $33.52 D
Employee Stock Option (right to buy) (3) 03/30/2022 Common Stock 5,625 $25.52 D
Explanation of Responses:
1. These options were granted to the filing person on December 1, 2006 and became fully vested and exercisable on December 1, 2011.
2. These options were granted to the filing person on March 30, 2012 under the Issuer's 2006 Executive Inventive Plan and became exercisable pursuant to a modification of these awards in connection with the Issuer's August 15, 2012 dividend.
3. These options were granted to the filing person on March 30, 2012 under the Issuer's 2006 Executive Inventive Plan and are scheduled to vest ratably on the second, third and fourth anniversaries of the date of grant.
Remarks:
/s/ Robert P. Shields 03/21/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.