SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
BERGER NANCEE R

(Last) (First) (Middle)
WEST CORP
1108 MIRACLE HILLS DRIVE

(Street)
OMAHA NE 68154

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/21/2013
3. Issuer Name and Ticker or Trading Symbol
WEST CORP [ WSTC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and COO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 47,456 D
Common Stock 152,898 I By Nancee R. Berger Legacy Trust
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) (1) 04/01/2014 Common Stock 24,198 $5.47 D
Employee Stock Option (right to buy) (1) 07/01/2014 Common Stock 28,617 $5.47 D
Employee Stock Option (right to buy) (1) 10/01/2014 Common Stock 24,796 $5.47 D
Employee Stock Option (right to buy) (1) 01/03/2015 Common Stock 9,820 $5.47 D
Employee Stock Option (right to buy) (2) 03/30/2022 Common Stock 31,250 $33.52 D
Employee Stock Option (right to buy) (3) 03/30/2022 Common Stock 93,750 $25.52 D
Stock Units(4) (4) (4) Common Stock 193,857.7474 (4) D
Explanation of Responses:
1. These options represent retained, or "rollover", options. In connection with the Issuer's recapitalization completed on October 24, 2006, the filing person elected to convert certain vested options in the Issuer into fully-vested options in the surviving corporation. No share-based compensation was recorded for these retained options, as these options were fully vested prior to the consummation of the recapitalization (which triggered the "rollover event").
2. These options were granted to the filing person on March 30, 2012 under the Issuer's 2006 Executive Inventive Plan and became exercisable pursuant to a modification of these awards in connection with the Issuer's August 15, 2012 dividend.
3. These options were granted to the filing person on March 30, 2012 under the Issuer's 2006 Executive Inventive Plan and are scheduled to vest ratably on the second, third and fourth anniversaries of the date of grant.
4. These stock units were granted under the Issuer's Nonqualified Deferred Compensation Plan and represent notional equity interests in the Issuer credited to the filing person's deferred compensation account. Each stock unit is the economic equivalent of one share of the Issuer's Common Stock. These stock units become payable, through the issuance of shares of the Issuer's common stock, on the date specified by the filing person, which can be no earlier than five years following the year of deferral for such shares or, if earlier, six months after the date the filing person separates from service with the Issuer or the date of death of the filing person.
Remarks:
/s/ Nancee R. Berger 03/21/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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