0001246360-20-001831.txt : 20201113
0001246360-20-001831.hdr.sgml : 20201113
20201113183509
ACCESSION NUMBER: 0001246360-20-001831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201112
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goris Patrick P.
CENTRAL INDEX KEY: 0001696060
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 201313083
MAIL ADDRESS:
STREET 1: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2020-11-12
false
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001696060
Goris Patrick P.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Sr. VP and CFO
Common Stock
1552.5643
I
By Savings Plan
Common Stock
2020-11-12
4
M
false
3468
104.08
A
13210.96
D
Common Stock
2020-11-12
4
S
false
3468
237.2285
D
9742.96
D
Common Stock
2020-11-13
4
M
false
3100
136.4
A
12842.96
D
Common Stock
2020-11-13
4
M
false
19532
149.41
A
32374.96
D
Common Stock
2020-11-13
4
M
false
232
104.08
A
32606.96
D
Common Stock
2020-11-13
4
S
false
12701
237.993
D
19905.96
D
Common Stock
2020-11-13
4
S
false
10163
238.7498
D
9742.96
D
Employee Stock Option (Right to Buy)
104.08
2020-11-12
4
M
false
3468
0
D
2016-12-03
2025-12-03
Common Stock
3468
232
D
Employee Stock Option (Right to Buy)
136.4
2020-11-13
4
M
false
3100
0
D
2017-12-06
2026-12-06
Common Stock
3100
0
D
Employee Stock Option (Right to Buy)
104.08
2020-11-13
4
M
false
232
0
D
2016-12-03
2025-12-03
Common Stock
232
0
D
Employee stock option (right to buy)
149.41
2020-11-13
4
M
false
19532
0
D
2018-02-07
2027-02-07
Common Stock
19532
8868
D
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237 to $237.7250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237.2650 to $238.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.30 to $239.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-fact for Patrick P. Goris
2020-11-13